The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering S&P 500® Index-linked notes due March 4, 2031. The notes pay no interest and the amount you receive at maturity depends on the index level on the February 27, 2031 determination date.
If the S&P 500® final level is higher than its initial level, you receive your $1,000 face amount plus the index return, but this upside is capped at a maximum settlement amount of at least $1,420 per $1,000. If the index is flat or lower, you receive only the $1,000 face amount. The notes are unsecured obligations subject to the credit risk of GS Finance Corp. and the guarantor, may trade below face value, will not be listed on an exchange, and are expected to be worth less than the original issue price at launch. For U.S. tax purposes they are treated as contingent payment debt instruments, generally requiring holders to accrue taxable ordinary income over the term even though no cash is paid until maturity.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering $1,750,000 aggregate face amount of structured notes linked to Alphabet Class C, NVIDIA, Meta Class A and Tesla shares, maturing on January 30, 2031, with an automatic call feature starting in January 2027.
Each $1,000 note pays a monthly contingent coupon: $7.709 (0.7709% monthly, about 9.25% per year) if every stock is at least 80% of its initial price, or $0.209 (0.0209% monthly, about 0.25% per year) otherwise. At maturity, investors receive $1,000 plus the final coupon, subject to issuer and guarantor credit risk.
The notes are sold at 100% of face amount with a 3.75% underwriting discount and 96.25% net proceeds to the issuer. The estimated value on the trade date is approximately $945 per $1,000, reflecting structuring costs and dealer compensation. The notes are unsecured, not insured by any government agency, and may have limited secondary market liquidity.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering autocallable index-linked notes due 2028 tied to the Nasdaq-100 Index® and the S&P 500® Index.
The notes pay no interest and can be automatically called in March 2027 if both indexes are at or above their initial levels, in which case investors receive at least $1,120 per $1,000 face amount. If not called, the March 2028 maturity payment depends on the worst-performing index. With a 200% upside participation rate, gains are based on the lesser performing index, but if any index finishes below 80% of its initial level, principal is reduced one-for-one with that decline, up to a total loss. The notes carry issuer and guarantor credit risk, limited liquidity, market value sensitivity to rates and volatility, and uncertain U.S. tax treatment.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering leveraged buffered notes linked to the S&P 500® Index maturing in 2028. The notes provide 200% upside participation in index gains, but the payoff is capped at a maximum settlement amount of $1,197.50 per $1,000 face amount.
A 10% buffer protects principal against moderate index declines: if the S&P 500® falls by 10% or less, holders receive back the $1,000 face amount. If the index falls by more than 10%, principal is reduced 1% for each additional 1% decline, so a substantial loss of investment is possible.
The notes pay no periodic interest and are unsecured obligations subject to the credit risk of GS Finance Corp. and the guarantor. Secondary market values may be significantly below face amount, and the tax treatment is uncertain, with the notes intended to be treated as prepaid derivative contracts for U.S. federal income tax purposes.
GS Finance Corp. is issuing $1,245,000 of autocallable contingent coupon notes linked to the iShares Semiconductor ETF (SOXX), guaranteed by The Goldman Sachs Group, Inc. The notes pay a quarterly coupon of $35.5 per $1,000 face amount (3.55% per quarter, up to 14.2% per year) only when the ETF closes at or above 70% of the $344.71 initial level on each observation date.
The notes may be automatically called from January 2027 through October 2028 if the ETF is at or above its initial level on a call observation date, returning principal plus that quarter’s coupon. If held to January 26, 2029 and not called, principal is fully protected as long as the ETF is at or above 70% of its initial level; below that, repayment is reduced one-for-one with the ETF loss and can result in a total loss of principal. The estimated value at pricing is about $990 per $1,000, reflecting embedded fees including a structuring fee of up to 0.8%.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering autocallable contingent coupon equity-linked notes due 2029 tied to the common stock of Adobe Inc.
The notes pay a contingent monthly coupon of $8.625 per $1,000 face amount when Adobe’s closing level on a coupon observation date is at or above the coupon trigger level, set at 70% of the initial underlier level. If Adobe closes below this level on an observation date, no coupon is paid for that month.
The notes are automatically called if Adobe’s closing level on any call observation date (beginning August 3, 2026) is at or above the initial underlier level. In that case, holders receive $1,000 per $1,000 face amount plus the coupon then due, and the investment ends early.
If the notes are not called, payment at maturity in February 2029 depends on Adobe’s level at the determination date. If the final level is at or above the 70% trigger buffer level, investors receive $1,000 per $1,000 face amount plus any final coupon. If the final level is below 70%, repayment is reduced in line with Adobe’s negative return, and the entire principal can be lost.
The pricing supplement highlights that the estimated value of the notes on the trade date, as determined by Goldman Sachs & Co. LLC models, will be less than the original issue price, and that secondary market prices may be further reduced by dealer spreads and commissions. The notes are unsecured obligations subject to the credit risk of GS Finance Corp. as issuer and The Goldman Sachs Group, Inc. as guarantor, and they are not bank deposits or FDIC insured.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is issuing commodity ETF-linked medium-term notes tied to the worst performer of the SPDR® Gold Trust and iShares® Silver Trust, maturing January 26, 2029. Each security has a $1,000 face amount and offers a quarterly contingent coupon of $39.00 (15.60% per annum) only if the lowest performing ETF on the calculation day is at or above 70% of its starting price, with a memory feature for previously skipped coupons.
The notes are auto-callable from April 2026 through October 2028 if the lowest performing ETF is at or above its starting price, returning face value plus the applicable coupon and any unpaid coupons. If not called, investors receive $1,000 at maturity only if the lowest performer on the final calculation day is at or above 70% of its starting price; otherwise, repayment is reduced in full proportion to the decline and investors can lose most or all of principal.
The offering size is $18,528,000, with a 2.325% underwriting discount and proceeds to the issuer of $18,097,224. The initial estimated value is approximately $927 per $1,000, below the issue price, and all payments are subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc. The notes are not listed and are designed to be held to maturity.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering $5,210,000 of structured notes linked to the Nasdaq-100, Russell 2000 and S&P 500 indexes. These notes pay a contingent monthly coupon of $8.75 per $1,000 (0.875% monthly, up to 10.5% per year) only if each index closes at or above 70% of its initial level on the relevant observation date.
At maturity in January 2029, if the notes have not been redeemed early and the worst-performing index is at or above 70% of its initial level, investors receive full principal back plus any final coupon. If the worst index finishes below 70%, repayment is reduced one-for-one with that index’s loss, and investors can lose their entire investment. Goldman has the right to redeem the notes at par plus any due coupon on specified quarterly dates starting April 2026, and the notes are subject to the credit risk of both the issuer and guarantor, limited liquidity, model-based pricing and complex, uncertain tax treatment.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering auto-callable notes with an aggregate face amount of $790,000, linked to the iShares Silver Trust and shares of NVIDIA, AMD and Broadcom. The notes mature on January 30, 2031, but can be automatically called monthly from January 2027 through December 2030 if each underlier’s closing level is at or above its initial level.
For each $1,000 face amount, investors receive a monthly coupon of $7.625 (0.7625%, up to 9.15% per year) only when every underlier is at or above 70% of its initial level on the observation date; otherwise the coupon is zero. If the notes are not called, investors receive $1,000 per note at maturity plus any final coupon, so principal depends on issuer and guarantor credit rather than underlier levels.
The original issue price is 100% of face amount, with a 3.8% underwriting discount and 96.2% net proceeds to the issuer. The estimated value on the trade date is about $934 per $1,000, reflecting structuring costs and dealer margin. Investors face credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc., potential illiquidity, foregone dividends on the underliers, and commodity and regulatory risks related to silver and the ETF.
Kathryn H. Ruemmler, Chief Legal Officer and General Counsel of Goldman Sachs Group Inc. (GS), reported a series of open-market sales of the company’s common stock on January 23, 2026. The transactions were executed in multiple tranches, including sales of 580, 1,494 and 2,660 shares, at weighted average prices ranging from $921.91 to $935.79 per share. After these sales, she directly beneficially owns 18,533 shares of Goldman Sachs common stock. Footnotes explain that each reported price is a weighted average within a disclosed price range, and that detailed trade-level pricing is available upon request.