The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering Autocallable GEARS notes linked to the S&P 500® Index. The notes are unsecured obligations in $10 denominations and may be automatically called on the February 1, 2027 call observation date if the index closes at or above 100% of the initial index level of 6,915.61, paying $11.03 per $10 face amount based on a 10.3% call return.
If not called, the notes mature on January 28, 2031. At maturity, if the final index level is above the initial level, investors receive $10 plus the index gain multiplied by an upside gearing of 1.85. If the final index level equals the initial level, only the $10 face amount is repaid. If the final index level is below the initial level, repayment is reduced one-for-one with the index decline, and investors can lose all of their principal. The notes pay no coupons, offer no dividends, and all payments depend on the creditworthiness of GS Finance Corp. and The Goldman Sachs Group, Inc.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering $11,000,000 of Trigger Autocallable Contingent Yield Notes due 2031 linked to the worst performer of the SPDR® S&P 500® ETF Trust (SPY) and the State Street® Energy Select Sector SPDR® ETF (XLE).
The notes can pay a quarterly contingent coupon of $0.2675 per $10 face amount (up to 10.70% per annum) when each ETF closes at or above a coupon barrier set at 70% of its initial price. Starting July 2026, the notes are automatically called at par plus the coupon if both ETFs are at or above their initial prices on an observation date.
If not called, principal is protected at maturity only if each ETF is at or above a downside threshold equal to 60% of its initial price; otherwise repayment is reduced in line with the loss on the worse ETF, and investors can lose all principal. Payments depend entirely on the credit of GS Finance Corp. and The Goldman Sachs Group, Inc.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering S&P 500® Daily Risk Control 5% USD Excess Return Index-linked notes due in 2029. The notes pay no interest and all return is delivered at maturity based on the index’s performance between the 2026 trade date and the 2029 determination date.
If the final index level is at or above the initial level, investors receive $1,000 plus the index gain multiplied by an upside participation rate of at least 140%. If the index is below its initial level, investors receive $1,000 plus the absolute value of the index loss, but this “downside” payoff is capped at a maximum settlement of $2,000 per $1,000 face amount.
The underlying index applies a 5% volatility-target strategy and is structured as an excess return index, subtracting a borrowing rate of SOFR plus 0.02963%, which can significantly reduce positive performance and magnify negative returns. The notes are unsecured and subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc. The estimated value on the trade date is expected to be between $925 and $965 per $1,000 face amount, below the issue price.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering auto-callable notes linked to the iShares Bitcoin Trust ETF. The notes pay no interest and mature on January 25, 2029, with an initial ETF level of $50.67 and a maturity date premium cap of 69.75%, so the maximum payment at maturity is $1,697.5 per $1,000 face amount.
The notes may be automatically called starting in January 2027 if the ETF closes at or above the initial level, paying $1,000 plus a call premium of up to 63.9375% depending on the call date. If held to maturity and not called, investors receive full principal back if the ETF has fallen by no more than 45%. If it falls by more than 45%, repayment is reduced one-for-one with the ETF loss and can go to zero.
The aggregate face amount is $600,000, sold at 100% of face with a 0.65% underwriting discount and 99.35% net proceeds to the issuer. The initial estimated value is about $965 per $1,000, reflecting fees and dealer economics. The notes carry the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc. and are exposed to the high volatility and regulatory risks of bitcoin via the ETF.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering callable S&P 500® Index-linked notes that pay no interest and are expected to mature on February 4, 2031, unless redeemed early. The notes are unsecured obligations subject to the credit risk of both entities.
The issuer may redeem the notes at 100% of face amount plus a call premium of 12%–36% per $1,000 on monthly call payment dates from February 2027 through February 2029. If not called, at maturity investors get: (i) $1,000 plus 1.5× any positive S&P 500® return; (ii) $1,000 if the index is between 80% and 100% of its initial level; or (iii) a reduced amount if the index is below 80%, with losses of 1.25% of face value for every 1% decline beyond that buffer. Investors can lose their entire principal.
The estimated value on the trade date is expected between $885 and $925 per $1,000 face amount, reflecting structuring costs and dealer compensation. The notes involve complex tax treatment and potential changes in law, no shareholder or dividend rights in S&P 500® constituents, and may have limited or no secondary market liquidity.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is issuing $7,284,000 of Trigger Autocallable Contingent Yield Notes due January 2029 linked to the worst performer of the S&P 500, Russell 2000 and EURO STOXX 50 indices. The notes pay a quarterly contingent coupon of $0.25625 per $10 face amount (up to 10.25% per year) only if all three indices are at or above 75% of their initial levels on each observation date.
Starting July 2026, the notes are automatically called if each index is at or above its initial level, returning $10 per note plus the coupon, with no further payments. If not called and, at maturity, every index is at or above 75% of its initial level, investors receive $10 plus the final coupon. If any index is below 75% at maturity, repayment is reduced in line with the decline of the worst index, and the entire principal can be lost. The notes are unsecured and subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc., and their estimated initial value is $9.84 per $10 face amount.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is issuing structured notes linked to the common stock of Ondas Inc.. The notes mature on January 29, 2029 and can be redeemed by the issuer at 100% of face amount plus any due coupon on quarterly payment dates from July 2026 through October 2028.
The notes offer a contingent coupon of $115 per $1,000 (11.5% quarterly, up to 46% per year) whenever Ondas’ closing price on an observation date is at least 50% of the initial price of $12.55. If the price is below that level, no coupon is paid, and investors may receive no income over the life of the notes.
At maturity, if the final stock price is at least 50% of the initial price, investors receive $1,000 plus any final coupon. If it is below 50%, repayment is reduced one-for-one with the stock’s loss, with up to a 100% loss of principal. The estimated value is about $898 per $1,000, below the issue price, and payments are subject to the unsecured credit risk of GS Finance Corp. and its parent guarantor.
GS Finance Corp. is offering $3,000,000 of unsecured Trigger Autocallable GEARS notes linked to an unequally weighted basket of five equity indices, guaranteed by The Goldman Sachs Group, Inc. The basket starts at 100 and includes the EURO STOXX 50® (40%), Nikkei 225 (25%), FTSE® 100 (17.5%), Swiss Market Index (10%) and S&P/ASX 200 (7.5%). The notes can be automatically called on January 29, 2027 if the basket is at or above 100% of its initial level, paying $11.50 per $10 face amount based on a 15% call return. If not called, at maturity in January 2031 investors get enhanced upside with 1.75x participation if the basket is above the initial level, full principal back if the basket is between 75% and 100%, and a one‑for‑one loss below 75%, potentially losing the entire investment. The estimated value at pricing is $9.69 per $10, there are no coupons, and all payments depend on the credit of GS Finance Corp. and The Goldman Sachs Group, Inc.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering $5,000,000 of senior unsecured structured notes linked to the S&P 500 Index, Nasdaq-100 Index and iShares Russell 2000 ETF, maturing in January 2029.
The notes can be automatically called quarterly from July 2026 if all three underliers are at or above their initial levels (6,913.35 for the S&P 500, 25,518.35 for the Nasdaq-100 and $269.79 for the ETF), returning principal plus the applicable coupon. Investors may receive a monthly coupon of $9.50 per $1,000 (0.95%, up to 11.4% per year) only when each underlier is at or above 70% of its initial level.
If the notes are not called and on the January 22, 2029 determination date any underlier has fallen more than 30% from its initial level, repayment of principal is reduced one-for-one with the worst performer, potentially down to zero, and no final coupon is paid. The underwriting discount is 0.25% of face amount, with net proceeds of 99.75% to the issuer, and all payments are subject to the credit risk of GS Finance Corp. and its guarantor.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering autocallable notes linked to the S&P 500® Index maturing in March 2029. The notes do not pay interest and are issued in $1,000 denominations.
The notes are automatically called in March 2027 if the S&P 500 closing level is at or above the initial level, in which case investors receive at least $1,047.50 per $1,000. If not called, at maturity investors get $1,000 plus 100% of any positive index return, and $1,000 if the index is flat or down, so returns can be limited to principal only.
Investors face the credit risk of GS Finance Corp. and its parent, and the estimated value determined by GS&Co.’s models is lower than the issue price. The notes are treated as contingent payment debt instruments for U.S. tax purposes, requiring accrual of ordinary income over the term and taxing any gain as ordinary interest income.