The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering $610,000 of auto-callable notes linked to Alphabet (Class C), Meta (Class A), NVIDIA and Tesla stock. The notes pay no interest and may be automatically called monthly if each stock is at or above its initial level, returning your principal plus a call premium that starts at 9% and steps up over time.
If the notes are never called and, on the determination date, every stock is at or above its initial level, investors receive principal plus a 45% maturity premium; if any stock is below its initial level, only principal is repaid. Market value can fall below face value before maturity, returns are capped, and investors take on the credit risk of GS Finance Corp. and Goldman Sachs. For tax purposes, the notes are treated as contingent payment debt instruments with a comparable yield of 4.37% and a projected maturity payment of $1,245.59 per $1,000.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is issuing S&P 500®-linked notes with an aggregate face amount of $1,593,000. At maturity, each $1,000 note pays based on index performance from the trade date to the determination date.
If the S&P 500 final level is above the initial level, the payoff equals the index return but is capped at a maximum settlement amount of $1,270 per $1,000 note. If the index falls but stays at or above 90% of the initial level, holders receive back the $1,000 face amount. If it drops below 90%, principal is reduced dollar-for-dollar with the index decline beyond the 10% buffer, and a substantial loss of principal is possible. The notes pay no interest, are subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc., may have limited liquidity, and carry uncertain U.S. tax treatment.
GS Finance Corp., guaranteed by The Goldman Sachs Group, is offering $5,700,000 of auto-callable notes linked to the stocks of Strategy Inc (formerly MicroStrategy), Coinbase Global and Super Micro Computer. The notes mature on November 29, 2030 but can be automatically called monthly from November 2026 if each stock closes at or above its initial price ($170.50, $240.41 and $32.19, respectively). On each monthly observation date, if all three stocks are at or above 70% of their initial prices, investors receive a maximum coupon of $8.042 per $1,000 (0.8042% monthly, about 9.65% per year); otherwise they receive a minimum coupon of $0.209. At maturity, holders receive $1,000 per note plus the final coupon. The notes are unsecured, subject to the credit risk of GS Finance Corp. and the guarantor, and have an estimated value on the trade date of about $935 per $1,000 face amount.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering structured notes linked to the iShares Bitcoin Trust ETF (IBIT) with a face amount of $500,000 on the original issue date. The notes pay a conditional monthly coupon of $15.209 per $1,000 face value (about 1.5209% per month, or up to roughly 18.25% per year) only when the ETF’s closing level on an observation date is at least 70% of the initial level of $47.97.
The notes can be automatically called starting in May 2026 if IBIT is at or above the initial level, returning principal plus the applicable coupon. If held to November 27, 2028 and not called, principal repayment depends on IBIT’s final level: full principal is protected down to a 40% decline, with losses matching the ETF’s negative return beyond a 40% drop. Investors may lose their entire investment and may receive no coupons.
The notes carry the credit risk of GS Finance Corp. and its guarantor and are not insured deposits. They are highly sensitive to bitcoin price volatility, structural features such as automatic call and buffer, and to secondary market conditions. The estimated initial value is about $958 per $1,000 face amount, below issue price, reflecting fees, costs and dealer pricing.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering equity-linked notes tied to an equally weighted basket of 10 large-cap stocks, including Coinbase, JPMorgan, Meta, Microsoft, NVIDIA and others. The notes pay no interest and are scheduled to mature on December 13, 2027.
The initial basket level is 100. At maturity, each $1,000 note pays: full principal plus 100% of any positive basket return, capped at a maximum settlement amount of $1,265; full principal back if the basket decline is up to 15%; or a loss equal to the basket return plus 15% if the basket falls more than 15%, which can result in a substantial loss of principal.
Payments depend solely on the basket level on the determination date, not on levels at other times, and are subject to the credit risk of both GS Finance Corp. and The Goldman Sachs Group, Inc. The estimated value on the trade date is expected to be between $925 and $955 per $1,000 face amount. Investors do not receive dividends on the underlying stocks.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is issuing S&P 500 Futures Excess Return Index-linked notes with an aggregate face amount of $1,258,000 under its Medium-Term Notes, Series F program.
For each $1,000 note held to maturity, you receive cash equal to $1,000 plus $1,000 multiplied by the underlier return if the final index level exceeds the initial level of 539.99. If the final level is equal to or below the initial level, you receive only the $1,000 face amount, so downside to maturity is limited to earning no return, but you can lose value if you sell before maturity.
The notes do not pay periodic interest and are subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc. The offering carries a 3.7% underwriting discount, so net proceeds to the issuer are 96.3% of face amount. For tax purposes, they are treated as contingent payment debt instruments, with a comparable yield of 4.37% per year and a projected payment at maturity of $1,245.13 per $1,000.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering auto-callable equity-linked notes tied to the lowest performing of Broadcom, NVIDIA, Dell Technologies Class C and Micron stock, with a total offering of $8,923,000. Each note has a $1,000 face amount and may pay a $7.50 monthly contingent coupon (about 9.00% per annum) only if, on the monthly calculation day, the lowest performing stock is at or above 75% of its starting price.
From November 2026 to October 2030, if on any call date the lowest performing stock is at or above its starting price, the notes are automatically called at face value plus the final coupon. If never called, investors receive only principal back at maturity in November 2030, with no upside participation and no dividends. All payments depend on the credit of GS Finance Corp. and the Goldman Sachs guarantee, and the notes are designed to be held to maturity with no exchange listing.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is issuing $12,090,000 of Contingent Income Auto-Callable Securities linked to Exxon Mobil common stock, maturing on November 27, 2028. Each $1,000 note can pay a $25.375 contingent quarterly coupon if on the observation date the Exxon Mobil share price is at or above the downside threshold of $93.664 (80% of the $117.08 initial share price); otherwise no coupon is paid.
The notes are auto-callable: if on any call observation date the stock closes at or above the initial share price, investors receive $1,000 plus the coupon then due and the note terminates. At maturity, if not called and the final share price is at or above the downside threshold, investors receive $1,000 plus the final coupon; if it is below, repayment is reduced in proportion to the stock’s decline, potentially to zero.
The securities are unsecured, subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc., will not be listed on an exchange, and have an estimated value of about $965 per $1,000 at pricing. The original issue price is 100% of principal with a 2.25% underwriting discount and 97.75% net proceeds to the issuer.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is issuing medium-term notes with an aggregate face amount of $966,000 linked to the Goldman Sachs Momentum Builder® Focus ER Index. The notes offer 100% upside participation in the index and a minimum cash repayment of the face amount at maturity if they are not automatically called.
The notes may be automatically called on annual observation dates if the index closes at or above rising call levels, paying for each $1,000 face amount a call premium from 9.25% up to 55.50% depending on the call year. They pay no periodic interest, are subject to the credit risk of GS Finance Corp. and its parent, and the index embeds a 0.65% annual deduction and can allocate heavily to cash, which can materially limit index returns. The estimated value on the trade date is $892 per $1,000 face amount, below the original issue price.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering $11,540,000 of principal-at-risk Contingent Income Auto-Callable Securities linked to the worst performer of the S&P 500 Index, Nasdaq-100 Index and Russell 2000 Index, maturing on November 26, 2027.
Investors can receive a contingent quarterly coupon of $29.375 per $1,000 only if each index stays at or above its downside threshold (75% of its initial level) on every index business day in the preceding observation period; a single breach by any index results in no coupon for that quarter.
The notes may be automatically called on scheduled call observation dates if all three indexes are at or above their initial levels, returning principal plus any due coupon, with no further payments afterward. If the notes are not called and, on the valuation date, any index is below its downside threshold, repayment is reduced in line with the worst index’s decline and can fall to zero, with no participation in any index gains.
The original issue price is 100% of principal, but the initial estimated value is about $976 per $1,000, reflecting fees, hedging costs and issuer credit spreads.