Welcome to our dedicated page for Goldman Sachs Group SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. (NYSE: GS) files a wide range of documents with the U.S. Securities and Exchange Commission that provide detailed insight into its operations across Global Banking & Markets, Asset & Wealth Management and Platform Solutions. On this SEC filings page, you can review Forms 10-K and 10-Q for comprehensive annual and quarterly financial statements, along with segment operating results that break out net revenues, provision for credit losses, operating expenses and pre-tax earnings by business segment.
Goldman Sachs also uses Form 8-K to report material events and updates. Recent 8-K filings cover quarterly and annual earnings releases, changes to business segment presentation, information about the Apple Card program and its planned transition to a new issuer, and details of specific debt offerings under the firm’s shelf registration statement. Other 8-Ks describe the issuance of floating rate and fixed/floating rate notes with various maturities, along with related legal opinions and consents.
Investors can also use SEC filings to track the firm’s capital structure, including common stock, preferred stock depositary shares and listed medium-term notes, all registered under Section 12(b) of the Exchange Act. Segment disclosures explain how activities such as advisory and underwriting, FICC and Equities intermediation and financing, asset and wealth management services, investments, and Platform Solutions consumer activities contribute to overall results.
Stock Titan enhances access to these filings by providing real-time updates from EDGAR and AI-powered summaries that highlight key points from lengthy documents. This can help readers quickly understand how new 10-K, 10-Q and 8-K filings affect Goldman Sachs’ business mix, segment performance, credit costs, funding activities and strategic initiatives, without having to parse every line of the original SEC reports.
GS Finance Corp. offers callable, equity‑linked medium‑term notes guaranteed by The Goldman Sachs Group, Inc. The notes pay a monthly coupon of $8.167 per $1,000 face amount (0.8167% monthly; potential ~9.8% per annum) only if each reference stock closes at or above 70% of its initial price on a coupon observation date. The notes may be automatically called if each index stock closes at or above its initial price on a call observation date; stated maturity is April 3, 2031. The estimated value at pricing was approximately $973 per $1,000 face amount. Terms, anti‑dilution rules, market‑disruption mechanics, calculation agent discretion (GS&Co.), and credit risk of issuer/guarantor are described in the supplement.
GS Finance Corp. offers structured notes linked to the S&P 500® Futures 40% VT Adaptive Response 6% Decrement Index (USD) ER with a stated maturity of April 1, 2031 and aggregate original face amount of $976,000 on the original issue date. The notes pay conditional quarterly coupons (up to 1.6875% quarterly, i.e., 6.75% per annum potential) only if the index closing level on a coupon observation date is at least 70% of the initial level (360.39). The issuer may redeem notes on specified coupon payment dates beginning April 2027 at 100% of face plus any coupon then due. The underlier applies up to 500% leverage, caps daily leverage change at 100%, and deducts a 6.0% per annum daily decrement, which can materially reduce index performance and coupon outcomes. The estimated value at pricing was approximately $965 per $1,000 face.
GS Finance Corp. is offering non‑interest bearing, equity‑linked notes tied to an equally weighted basket of 9 common stocks including Alphabet, Microsoft, NVIDIA, Meta and others. The notes have an initial basket level of 100, an upside participation rate of 125%, a buffer amount of 20% (buffer level 80%) and are expected to mature May 2, 2028 with an expected automatic call observation date of May 10, 2027. If automatically called, each $1,000 face amount will pay at least $1,198 (set on the trade date). If not called, maturity payoffs depend on the basket return: positive returns receive principal plus 125% participation; moderate declines (down to 20%) return principal; larger declines reduce principal per the buffer mechanics. The estimated value at pricing is $900–$930 per $1,000 face amount. Payments are unsecured obligations of GS Finance Corp. and are subject to the credit risk of GS Finance Corp. and guarantor The Goldman Sachs Group, Inc.
The issuer GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., priced $14,846,000 of Contingent Income Auto-Callable Securities linked to the Class A common stock of Palantir Technologies Inc.. The securities mature April 2, 2029, are principal-at-risk and pay contingent quarterly coupons only when the underlying closing price on coupon observation dates is at or above a downside threshold equal to 50.00% of the initial share price. The initial share price is $143.06 and the downside threshold is $71.53. Each $1,000 security may be automatically called early if the underlying closes at or above the initial share price on any call observation date, in which case holders receive $1,000 plus the then-due contingent coupon. The contingent quarterly coupon accrual uses a $43.25 multiplier per coupon observation schedule. The estimated value at pricing was approximately $964 per security and the original issue price is 100% with a 2.25% underwriting discount.
GS Finance Corp. is offering autocallable index-linked notes due 2031, guaranteed by The Goldman Sachs Group, Inc. The notes reference the Dow Jones Industrial Average and the S&P 500 with an upside participation rate of 140% and a trigger buffer level of 70% of each initial underlier level. If, on the call observation date (April 5, 2027), the closing level of each underlier is greater than or equal to its initial level, each $1,000 face amount will be redeemed at $1,200 on the call payment date. If not called, payoff at the stated maturity (April 3, 2031) is determined by the lesser performing underlier: full principal if that underlier finishes at or above 70% of its initial level, but you may lose the majority or all of your investment if the lesser performing underlier finishes below 70% (payments can be as low as 0.000% of face).
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., offers principal-protected-style notes linked to an equally weighted basket of seven common stocks. The notes have an original issue price of 100% of face and an estimated value at pricing of approximately $919 per $1,000 face amount. The notes may be automatically called on the call observation date (March 29, 2027) if the basket closing level is ≥ the initial basket level (100), producing a fixed payment of $1,140 per $1,000 on the call payment date. If not called, the maturity date is March 30, 2029, with a capped upside participation rate of 125% when the final basket level is above the initial level. A trigger buffer of 65% protects against limited declines; if the final basket level is below that buffer, holders absorb the full basket loss (potentially receiving substantially less than face). Underwriting discount is 2% plus a structuring fee up to 0.8%. Payments depend on basket performance, anti-dilution adjustments, market-disruption rules, and the issuer/guarantor creditworthiness.
GS Finance Corp. is offering $9,502,000 aggregate face amount of autocallable, buffered EURO STOXX 50® index-linked notes due March 30, 2028, guaranteed by The Goldman Sachs Group, Inc. The notes pay no interest, can be automatically called on April 9, 2027 for $1,134 per $1,000 face amount if the index is at or above the initial level 5,505.80, and otherwise pay at maturity based on index performance with a 15% downside buffer and a 150% upside participation rate. The original issue price is 100% of face, estimated value at pricing was $974 per $1,000, underwriting discount is 1.5% and net proceeds are 98.5% of face amount. The notes are unsecured obligations subject to issuer and guarantor credit risk; purchasers could lose a significant portion of principal depending on final index performance.
GS Finance Corp. is offering $ Buffered Digital EURO STOXX 50® Index-Linked Notes due 2027, guaranteed by The Goldman Sachs Group, Inc. The notes pay no interest and return at maturity is linked to the EURO STOXX 50 index, with a buffer level of 90% and a capped maximum settlement amount of $1,123 per $1,000 face amount. If the final index level is below the 90% buffer level, the notes lose approximately 1.1111% of principal for every 1% the index falls below the buffer; investors could lose their entire investment.
Key dates: trade date March 31, 2026, original issue date April 6, 2026, determination date April 13, 2027, stated maturity date April 16, 2027. The original issue price is 100% of face amount, underwriting discount 1%, net proceeds 99% of face amount. These notes are unsecured senior debt of GS Finance Corp., fully guaranteed by The Goldman Sachs Group, Inc., and subject to issuer and guarantor credit risk.
GS Finance Corp. is offering callable S&P 500® Futures Excess Return Index-linked notes due 2031, guaranteed by The Goldman Sachs Group, Inc. The notes pay no interest and return at maturity depends on the performance of the S&P 500® Futures Excess Return Index from the trade date (expected April 27, 2026) to the determination date (expected April 16, 2031).
The notes provide 175% upside participation if the final index level exceeds the initial level, protect principal only if the final index level is at least 80% of the initial level, and expose holders to substantial losses if the final level is below that buffer. GS Finance may redeem notes on monthly call payment dates beginning April 2027, with call premiums set on the trade date. The estimated value at pricing is between $885 and $935 per $1,000 face amount, reflecting fees and costs.
GS Finance Corp. (guaranteed by The Goldman Sachs Group, Inc.) is offering principal‑protected‑style equity‑linked notes tied to the S&P 500® Index. The notes pay no interest and settle in cash at maturity on April 14, 2027 based on the S&P 500 closing level on the determination date. If the final underlier level is >= the buffer level (85% of the initial level), holders receive a capped maximum settlement amount of $1,087.50 per $1,000 face. If the final underlier level is below 85% of the initial level, investors lose approximately 1.1765% of principal for each 1% decline below the buffer and could lose their entire investment. Trade date is March 27, 2026; original issue date is April 1, 2026. The offering aggregates $17,569,000 face amount; underwriting discount is 1% (net proceeds 99%).