Welcome to our dedicated page for GOLDMAN SACHS GROUP SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
GS Finance Corp. priced contingent monthly coupon notes (aggregate face amount $500,000) due June 27, 2028. The notes reference the Russell 2000® and S&P 500® indices and pay a contingent monthly coupon of $8.25 per $1,000 if both underliers meet 70% coupon triggers on observation dates. The notes are automatically called on quarterly call dates if both underliers are at or above their initial levels; if not called, the final cash settlement depends on the lesser performing underlier and can result in a total loss of principal. The notes are senior unsecured obligations of GS Finance Corp., fully and unconditionally guaranteed by The Goldman Sachs Group, Inc., priced at 100% of face with a 0.6% underwriting concession.
GS Finance Corp. (guaranteed by The Goldman Sachs Group, Inc.) is offering capped, non‑interest bearing notes linked to the S&P 500® Futures Excess Return Index. For each $1,000 face amount, the cash payment at maturity will equal $1,000 if the final underlier level is equal to or below the initial level, or $1,000 plus the underlier return subject to a maximum settlement amount of $1,275.50. The notes reference E‑mini S&P 500 futures (not the cash S&P 500 index) and mature on June 27, 2029 with a determination date of June 22, 2029. The original issue price is 100% of face amount; underwriting discount is 3.25% and net proceeds to issuer are 96.75%. Tax treatment follows contingent payment debt rules; the issuer computed a comparable yield of 4.83% per annum and a projected payment at maturity of $1,156.67 for tax accrual purposes.
Key risks disclosed include issuer/guarantor credit risk, potential negative roll yields from futures rolling, limited upside because of the cap, lack of interest payments, potential illiquidity, and that the underlier tracks futures pricing (including financing/ carry effects) rather than the cash index.
GS Finance Corp. is offering autocallable, EURO STOXX 50® index-linked notes due 2029, guaranteed by The Goldman Sachs Group, Inc. The notes pay no interest, may be automatically called on a call observation date, and the cash payoff depends on the EURO STOXX 50 index performance.
Key mechanics include an upside participation rate of 150%, a trigger buffer level of 80%, an illustrative automatic call cash payment of $1,155 per $1,000 if called, trade date July 17, 2026, and stated maturity July 20, 2029. Purchasers bear issuer and guarantor credit risk and may lose their entire investment if the final index level is below the trigger buffer.
GS Finance Corp. is offering structured, contingent-payment notes linked to the common stock of Advanced Micro Devices, Inc., Intel Corporation and Micron Technology, Inc.. The notes mature on June 26, 2031 unless automatically called on monthly observation dates beginning in June 2027. Each $1,000 face amount pays either a maximum coupon of $11.667 or a minimum coupon of $0.209 per monthly payment depending on whether each index stock meets its coupon trigger price (70% of its initial price). Initial index stock prices are stated as $551.63 (AMD), $140.94 (Intel) and $1,211.38 (Micron), and the notes are subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc. The original issue price is 100% of face with an underwriting discount of 3.625%, and the estimated value at pricing was approximately $945 per $1,000 face amount.
The prospectus supplement describes GS Finance Corp. floating structured notes (aggregate face amount $500,000) linked to the Goldman Sachs Momentum Builder® Focus ER Index. The notes pay no interest, feature an automatic call if the index closes at or above 102% of the initial index level on an observation date, and otherwise settle in cash at maturity based on index performance. The upside participation rate is 100%; the stated maturity/determination date is June 24, 2033 (determination date June 21, 2033). GS&Co.’s estimated trade‑date value is $900 per $1,000 face amount and the underwriting discount is 4%. The notes are unsecured obligations of GS Finance Corp. and are fully guaranteed by The Goldman Sachs Group, Inc.
GS Finance Corp. is offering structured, capped S&P 500® linked medium-term notes, with an aggregate face amount of $16,778,500 under a pricing supplement dated June 22, 2026. The notes pay no interest and return a cash settlement at maturity based on the S&P 500’s performance from the trade date to the determination date, subject to a 150% upside participation rate, a maximum settlement amount of $12.825 per $10 face amount, and a 10% buffer (buffer level = 90% of the initial underlier level). The notes are senior unsecured obligations of GS Finance Corp., fully and unconditionally guaranteed by The Goldman Sachs Group, Inc. and will be paid in cash on the stated maturity date; investors have no shareholder rights in the underlier.
GS Finance Corp. is offering $1,000,000 aggregate face amount of autocallable buffered notes linked to the iShares4 Semiconductor ETF (SOXX), guaranteed by The Goldman Sachs Group, Inc. The notes have an initial underlier level of $639.45, a call observation date of July 1, 2027 with an automatic-call payoff of $1,322.50 per $1,000 face amount, and a stated maturity of June 23, 2028. At maturity the cash payment depends on the ETF return from June 18, 2026 to the determination date, subject to a threshold settlement amount of $1,645, an upside participation rate of 100%, and a buffer that protects losses up to 20% but applies a 125% buffer rate beyond that. The estimated value at pricing was approximately $987 per $1,000 face amount; original issue price was 100% with a 1.5% underwriting discount (net proceeds 98.5%). The notes do not bear interest and are subject to issuer and guarantor credit risk.
GS Finance Corp. offers callable contingent coupon index-linked notes due 2031, guaranteed by The Goldman Sachs Group, Inc. The notes pay a contingent quarterly coupon of at least 2.0375% (at least 2.0375% quarterly, or up to 8.15% per annum) when both underliers meet coupon trigger levels. Coupons and the cash settlement at maturity reference the Russell 2000® and S&P 500® indices; the coupon and final cash payment depend on the performance of the lesser performing underlier vs. a 55% trigger buffer of its initial level. The issuer may redeem the notes on any coupon payment date beginning January 2027. Trade date is July 17, 2026 and stated maturity is July 22, 2031.
GS Finance Corp. offers autocallable equity-linked notes due July 3, 2031, guaranteed by The Goldman Sachs Group, Inc. Each note’s cash payoffs depend on the worst-performing stock among AMD, Amazon and NVIDIA. The notes do not pay interest and may be automatically called on quarterly observation dates beginning June 30, 2027 if all underliers are at or above their initial levels. If not called, the maturity payoff is either $1,000 plus participation in the lesser performing underlier’s upside at a 100% participation rate or the $1,000 face amount when the lesser performing underlier is flat or negative.
Careful review of credit exposure to GS Finance Corp. and The Goldman Sachs Group, Inc., the deterministic automatic call schedule and the tax treatment as a contingent payment debt instrument is recommended.
GS Finance Corp. priced contingent income buffered auto-callable notes linked to an ADS of Taiwan Semiconductor Manufacturing Company Limited. Each note has a $1,000 stated principal amount and may pay a contingent quarterly coupon only if the ADS closes at or above a buffer price set at 60.00% of the initial share price. Notes may be automatically called if the ADS closes at or above the initial share price on any call observation date, and at maturity investors may lose principal if the final share price is below the buffer. Estimated value range is $915 to $975 per security.