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Goldman Sachs Group Inc. filed a Form 13F Holdings Report as an institutional investment manager. The report covers investment positions that must be disclosed under Form 13F rules and confirms that all holdings for this manager are included in the filing.
The report lists 8 other included managers and a total of 14,070 line-item entries in the information table, with a reported aggregate Form 13F table value of $1,151,631,766,592.
The Goldman Sachs Group, Inc. reports amendments to its charter related to preferred stock. On August 11, 2026, the company filed a Certificate of Elimination with Delaware authorities to remove all matters relating to its 3.65% Fixed-Rate Reset Non-Cumulative Preferred Stock, Series U, from its Restated Certificate of Incorporation, after all outstanding Series U shares were redeemed on August 10, 2026.
The company also filed a Restated Certificate of Incorporation on August 11, 2026 that reflects the terms of its 6.500% Fixed-Rate Reset Non-Cumulative Preferred Stock, Series AA, as set forth in a Certificate of Designations, and the elimination of the Series U Preferred Stock. Related charter documents are filed as exhibits.
GS Finance Corp., fully guaranteed by The Goldman Sachs Group, Inc., is offering $6,625,000 of S&P 500® Index-linked notes maturing May 11, 2028. The notes are bought at 100% of face amount, with an underwriting discount of 1.66% and net proceeds of 98.34% of face.
For each $1,000 note, if the final S&P 500® level on the determination date is at or above the 90% buffer level, investors receive a capped maximum settlement amount of $1,146.50. If the final level is below the buffer, repayment is reduced by about 1.1111% of face for every 1% the index falls below the buffer, using the formula $1,000 + ($1,000 × buffer rate × (underlier return + 10%)). This structure can result in a total loss of principal, and the notes pay no interest.
The initial S&P 500® level is 7,723.55. The notes are unsecured obligations of GS Finance Corp., subject to the credit risk of both the issuer and the guarantor. They are characterized for U.S. tax purposes, under counsel’s opinion, as pre-paid derivative contracts on the index, with uncertain tax treatment.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering Callable Contingent Coupon Index-Linked Notes due 2030 linked to the Nasdaq-100, Russell 2000 and S&P 500 indexes. Investors receive a monthly contingent coupon of $9.50 per $1,000 (0.95%, up to 11.40% per year) only if each index is at or above 70% of its initial level on the observation date; otherwise the coupon for that month is zero.
Unless earlier redeemed, at maturity investors receive $1,000 per note if each index is at or above 55% of its initial level. If any index finishes below 55%, the payoff is $1,000 plus $1,000 times the worst index return, which can mean a total loss of principal. The issuer may redeem the notes at par plus any due coupon on any monthly payment date from November 2026 through April 2030, shortening the investment.
The notes are unsecured obligations subject to the credit risk of GS Finance Corp. and the guarantor. The estimated value on the trade date will be less than the issue price, secondary market liquidity is uncertain, the notes will not be listed, and U.S. tax treatment is complex and uncertain.
GS Finance Corp., fully guaranteed by The Goldman Sachs Group, Inc., offers unsecured autocallable notes due August 18, 2033 linked to the Goldman Sachs Momentum Builder Focus ER Index (GSMBFC5). The notes pay no interest and are issued at 100% of face per $1,000.
The notes are automatically called on annual observation dates if the index is at least 100.75% of its initial level, paying $1,000 plus the applicable call premium (rising from 9.25% in 2027 up to 55.50% in 2032). If never called, at maturity investors receive $1,000 plus 100% of any positive index return; if the index is flat or down, they receive the $1,000 face amount, all subject to issuer and guarantor credit risk.
The index is a rules-based, daily rebalanced strategy with a 5% volatility control, a momentum risk control overlay and ongoing deductions including 0.65% per year, and it can allocate heavily to cash-like positions, which can significantly dampen performance. The issuer’s estimated value on the trade date is $885–$935 per $1,000, below the issue price, and the notes are treated as contingent payment debt instruments for U.S. tax purposes, requiring accrual of taxable income over their term.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering autocallable notes linked to the Goldman Sachs Momentum Builder® Focus ER Index, maturing in 2033 under its Series F medium-term note program. The notes pay no coupons and may be automatically called annually if the index is at or above rising call levels, in which case holders receive $1,000 plus a fixed call premium per $1,000 face amount.
If the notes are never called, the maturity payment per $1,000 is $1,000 plus 100% of any positive index return; if the index is flat or down, investors receive only the $1,000 face amount, subject to issuer and guarantor credit. The index is a rules-based, daily rebalanced multi-asset strategy with a 5% volatility control, momentum risk control and an annual 0.65% deduction, which, together with frequent allocations to cash positions, can significantly reduce index performance.
The issuer’s estimated value on the trade date is $885–$935 per $1,000, below the issue price, reflecting dealer compensation, structuring costs and model assumptions; secondary market prices may be lower. The notes are treated as contingent payment debt instruments for U.S. tax purposes, requiring accrual of ordinary income over the term even though cash is generally only received upon call or at maturity.
Goldman Sachs Group Inc. reports that Chief Administrative Officer Leslie Ericka T sold a total of 175 shares of common stock on August 4, 2026, in three open-market transactions. The sales covered 37 shares at a weighted average price of $1,053.05 per share, 129 shares at a weighted average price of $1,054.18 per share, and 9 shares at $1,054.77 per share. The prices in the first two trades occurred within stated ranges between $1,052.76 and $1,054.54 per share. She also reports 40 shares held indirectly through family trusts, for which she disclaims beneficial ownership. The filing does not indicate that these transactions were executed under a Rule 10b5-1 trading plan.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering autocallable notes linked to the VanEck Semiconductor ETF (SMH), maturing in 2029 under its Medium-Term Notes, Series F program. The notes pay no interest and repay at maturity based on ETF performance.
The notes can be automatically called quarterly if the ETF’s closing level is at or above the initial level on a call observation date, paying $1,000 plus a call premium (from 23.35% up to 64.2125% of face amount, depending on call date). If never called, at maturity investors receive: $1,000 plus a 70.05% premium if the final level is at or above the initial level; $1,000 if the final level is between 75% and less than 100% of the initial level; or full downside exposure if the final level is below 75%, which can result in a complete loss of principal.
Payments are subject to the credit risk of GS Finance Corp. and the guarantor, and the notes will not be listed on any exchange. The estimated value at pricing is expected to be less than the 100% issue price due to fees, expenses and dealer margins.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering leveraged buffered notes linked to the S&P 500® Futures Excess Return Index, maturing in 2029. For each $1,000 note, if the final index level is at or above the initial level, investors receive $1,000 plus 141.5% of the index gain. If the index is below the initial but at or above the 80% buffer level, investors receive a positive return equal to the absolute index move. Below the buffer, investors lose 1% of face amount for each 1% decline beyond the 20% buffer and can lose a substantial portion of principal.
The notes pay no interest, are unsecured obligations subject to the credit risk of GS Finance Corp. and its parent guarantor, and are not bank deposits or FDIC insured. They are tied to E-mini S&P 500 futures rather than the cash S&P 500 Index, so futures effects such as implicit financing costs and potential negative roll yields can drag performance. The notes will not be listed, secondary liquidity may be limited, and the estimated value at pricing is less than the issue price. U.S. tax treatment is uncertain; the issuer intends to treat the notes as pre-paid derivative contracts.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering autocallable equity-linked notes due 2029 linked to Amazon.com, Alphabet Class A and Microsoft common stock. The notes pay no interest.
The notes may be automatically called quarterly if each underlier’s closing level is at or above its initial level on a call observation date, paying $1,000 plus a call premium (from 34.65% on the first call payment date up to 95.2875% on the last). If not called, at maturity investors receive, per $1,000 face amount: $1,000 plus a 103.95% maturity premium if all final underlier levels are at or above their initial levels; $1,000 if all are at or above 70% of initial but any is below initial; or $1,000 plus $1,000 times the lesser performing underlier return if any final level is below its 70% trigger buffer, which can result in a total loss.
The notes are subject to the credit risk of GS Finance Corp. and the guarantor, the estimated value is lower than the issue price, there is no exchange listing and secondary market liquidity and tax treatment are uncertain.