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GOLDMAN SACHS GROUP INC SEC Filings

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Welcome to our dedicated page for GOLDMAN SACHS GROUP SEC filings (Ticker: GSCE), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on GOLDMAN SACHS GROUP's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into GOLDMAN SACHS GROUP's regulatory disclosures and financial reporting.

Rhea-AI Summary

GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering unsecured, index-linked notes tied to the S&P 500® Equal Weight Index. The notes pay no interest and are scheduled to mature on August 9, 2027, with the index observed on a determination date expected to be August 4, 2027. The initial index level is 8,619.71, set on July 21, 2026, and the threshold level is 90% of that initial level.

At maturity, for each $1,000 face amount, investors receive a cash amount based on index performance. If the final index level is at least 90% of the initial level (index return ≥ -10%), payment is capped at the maximum settlement amount of $1,083, limiting upside to a 8.3% gain. If the final level falls below 90%, the payoff declines linearly: investors lose approximately 1.1111% of principal for every additional 1% drop below the 90% threshold, and can lose up to their entire investment.

The notes’ estimated value on the trade date is expected to be between $900 and $930 per $1,000 face amount, reflecting embedded fees and hedging costs; secondary market prices may be lower and GS&Co. is not obligated to make a market. Payments depend entirely on the credit of GS Finance Corp. and the guarantor, and investors have no rights in the underlying index constituents or their dividends.

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GS Finance Corp., fully and unconditionally guaranteed by The Goldman Sachs Group, Inc., is offering $314,000 face amount of Medium-Term Notes, Series F, in the form of contingent income auto-callable notes linked to the common stock of Target Corporation. The notes are issued at 100% of face with a 0.5% underwriting discount and 99.5% net proceeds to the issuer.

Each $1,000 note may pay a contingent quarterly coupon of $26.25 per observation period if Target’s closing level is at least 50% of the initial level of $139.59. The notes are subject to an automatic call if the underlier is at or above the initial level on specified call observation dates, returning $1,000 plus any due coupon. If not called, at maturity investors receive $1,000 per note if the final underlier level is at least 50% of the initial level; otherwise they receive $1,000 plus $1,000 times the underlier return, which can result in a total loss of principal. Upside to increases in the underlier above the initial level is capped at return of principal plus coupons. Key risks include the credit risk of GS Finance Corp. and the guarantor, the possibility of receiving no coupons, significant losses if the underlier falls modestly below the buffer, limited liquidity, and uncertain U.S. tax treatment.

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Rhea-AI Summary

GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering equity-linked notes whose return depends on an equally weighted basket of five large-cap technology stocks: Alphabet, Amazon.com, Meta Platforms, Microsoft and Oracle. The notes have a $1,000 face amount denomination, mature in approximately 12–14 months, and do not bear interest.

The initial basket level is 100. If on the determination date the final basket level is at least 90% of the initial level, investors receive a capped cash payment equal to the maximum/threshold settlement amount, expected to be between $1,152.2 and $1,179 per $1,000 face amount. If the basket declines by more than 10%, the payoff is reduced so that investors lose about 1.1111% of principal for every 1% the basket finishes below 90%, with the possibility of a total loss.

The estimated value at pricing is expected to be $930–$960 per $1,000, below the issue price, reflecting dealer compensation, hedging costs and model assumptions. Investors are exposed to the credit risk of GS Finance Corp. and the guarantor, will not receive dividends on the underlying stocks, and may face limited or no secondary market liquidity. Extensive anti-dilution and market disruption provisions allow the calculation agent, GS&Co., significant discretion in adjusting basket levels and determining the final payout.

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GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering $8,000,000 of S&P 500 Index-linked notes under its Medium-Term Notes, Series F program. Each note has a $1,000 face amount, is issued at 100% with a 1% underwriting discount, and pays no periodic interest.

At maturity on August 5, 2027, the cash payment per $1,000 depends on the S&P 500 performance from the initial level of 7,457.69. If the final index level is at or above the buffer level of 90% of the initial level, investors receive the maximum settlement amount of $1,091.50, capping upside at 9.15%. If the index finishes below the buffer, principal declines by about 1.1111% for every 1% drop below the buffer, down to a possible total loss of invested principal. The notes are unsecured, unsubordinated obligations subject to the credit risk of GS Finance Corp. and the guarantor, are not listed on an exchange, may have limited liquidity and potentially significant secondary market discounts, and carry uncertain U.S. tax treatment as pre-paid derivative contracts.

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GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is issuing equity-linked notes tied to an equally weighted basket of 9 large-cap technology-related stocks, with an initial basket level of 100. The total initial face amount is $1,000,000, with an original issue price of 100% of face, a 1.5% underwriting discount and net proceeds of 98.5% of face to the issuer. The notes pay no interest and may be automatically called on July 30, 2027 if the basket level is at or above the initial level, in which case investors receive $1,221.6 per $1,000 on August 4, 2027.

If not called, the notes mature on July 20, 2028. At maturity, investors receive: (1) for a positive basket return, $1,000 plus 125% of the gain; (2) for a basket decline between 0% and -20%, full principal of $1,000; or (3) for declines beyond -20%, principal reduced by 125% of the loss beyond the 20% buffer, exposing investors to substantial downside, including potential total loss. The estimated value at pricing is approximately $941 per $1,000 face amount, below the issue price, reflecting fees, hedging and model assumptions.

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GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering $3,000,000 of Autocallable Leveraged Index Return Notes linked to the MSCI Emerging Markets Index. Each note has a $10 principal amount, no periodic interest and matures on July 27, 2028, unless automatically called earlier.

The notes are automatically called on the July 27, 2027 Call Observation Date if the index is at or above its Starting Value of 1,616.90, paying a fixed $11.90 per unit (principal plus a $1.90, 19% Call Premium). If not called, at maturity holders receive 150% of any index gain above the Starting Value. Principal is protected only down to a Threshold Value of 970.14 (60% of the Starting Value); if the Ending Value is below this threshold, repayment is reduced 1‑for‑1 with index losses, up to a total loss of principal.

The estimated value at pricing is $9.74 per $10 unit, below the public offering price, reflecting structuring costs, hedging and dealer compensation. The minimum initial investment is $100,000. Investors face full issuer and guarantor credit risk, exposure to emerging‑markets and currency risks, and limited or no secondary market liquidity.

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GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering autocallable notes due August 4, 2033 linked to the Goldman Sachs Momentum Builder ® Focus ER Index. Each note has a $1,000 face amount. The notes may be automatically called annually if the index closing level is at least 100.75% of the initial index level on a call observation date, paying $1,000 plus a fixed call premium (from 9.25% in 2027 up to 55.50% in 2032).

If not called, at maturity investors receive the greater of $1,000 or $1,000 plus 100% of any positive index return; there is no loss of principal from index declines, subject to issuer and guarantor credit. The index is a rules-based, daily rebalanced strategy with volatility and momentum controls, significant potential allocation to cash-like positions, and an annual 0.65% deduction applied within its structure. The issuer’s estimated value on the trade date is $850–$880 per $1,000, below the original issue price, reflecting fees and structuring costs. The notes pay no periodic interest and are treated as contingent payment debt instruments for U.S. tax purposes, requiring accrual of ordinary income over their life.

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GS Finance Corp., fully guaranteed by The Goldman Sachs Group, Inc., is offering Lululemon-linked Medium-Term Notes, Series F, with an aggregate face amount of $341,000. The notes pay a contingent quarterly coupon of $35.625 per $1,000 face amount per observation period, but only when the Lululemon share price (the underlier) on the relevant coupon observation date is at or above the coupon trigger level, set at 50% of the initial underlier level.

The notes are subject to an automatic call feature: if on any call observation date the underlier is at or above the initial level of $116.67, the notes are redeemed at $1,000 per $1,000 face amount plus any due coupon, ending the investment early. At maturity on July 27, 2029, if not previously called, investors receive $1,000 per $1,000 face amount only if the final underlier level is at or above the trigger buffer level (also 50% of the initial level). If the final level is below this buffer, the payoff is $1,000 plus $1,000 times the underlier return, exposing investors to losses that can reach 100% of principal.

The original issue price is 100% of face, with a 0.5% underwriting discount and 99.5% net proceeds to the issuer. Investors bear the credit risk of both GS Finance Corp. and The Goldman Sachs Group, Inc., have no shareholder rights in Lululemon, may receive no coupons, and may face limited or no liquidity in secondary trading.

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GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering autocallable index-linked notes due July 26, 2029 under its Medium-Term Notes, Series F program. The notes’ return and principal repayment depend on the performance of the Nasdaq-100 Index® and the S&P 500® Index.

The notes do not pay interest. On any monthly call observation date from July 21, 2027 through June 21, 2029, if the closing level of each index is at or above its initial level, the notes are automatically called and pay $1,000 plus a call premium (starting at 10.8504% and rising to 31.647% of face amount) per $1,000.

If not called, the maturity payment per $1,000 depends on the lesser-performing index. If that index is at or above its initial level, the holder receives $1,000 plus a 32.5512% maturity premium. If it is below the initial level but at or above the 85% buffer level, repayment equals $1,000. If it falls below the buffer, losses follow the full downside beyond the 15% buffer, down to a minimum of 15% of face. Investors are exposed to the credit risk of GS Finance Corp. and the guarantor, potential loss of a substantial portion of principal, capped upside, limited liquidity, and uncertain tax treatment.

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Rhea-AI Summary

GS Finance Corp., fully and unconditionally guaranteed by The Goldman Sachs Group, Inc., is issuing S&P 500® Index-linked auto-callable notes with an aggregate face amount of $13,000,000 under its Medium-Term Notes, Series F program. The notes do not bear interest and payments depend entirely on S&P 500® performance and the issuer’s and guarantor’s credit.

The notes may be automatically called on July 29, 2027 if the S&P 500® closing level on July 26, 2027 is at least the initial level of 7,457.69. In that case, investors receive $1,120 per $1,000 face amount and the term ends early. If not called, at maturity on July 20, 2028 investors receive: upside at a 100% participation rate if the index is above the initial level; return of principal if the final level is between 85% and 100% of the initial level; or a loss matching index declines beyond a 15% buffer if the index closes below 85% of the initial level, potentially down to a minimum of 15% of face value.

The original issue price is 100% of face amount, with a 0.1% underwriting discount and 99.9% net proceeds to the issuer. Key risks include possible substantial loss of principal, lack of interest, capped call payment, automatic redemption risk, secondary-market and valuation uncertainty, and the credit risk of both GS Finance Corp. and The Goldman Sachs Group, Inc. U.S. tax treatment is uncertain; the notes are expected to be treated as pre-paid derivative contracts and are subject to FATCA rules.

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FAQ

How many GOLDMAN SACHS GROUP (GSCE) SEC filings are available on StockTitan?

StockTitan tracks 438 SEC filings for GOLDMAN SACHS GROUP (GSCE), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for GOLDMAN SACHS GROUP (GSCE)?

The most recent SEC filing for GOLDMAN SACHS GROUP (GSCE) was filed on July 22, 2026.