GOLDMAN SACHS GROUP INC (GSCE) SEC Filings, Jul 6, 2026

GS Finance Corp. offers structured medium-term notes guaranteed by The Goldman Sachs Group, Inc. The notes link to the Nasdaq-100 Technology Sector Index, the Russell 2000® Index and the S&P 500® Index and pay a contingent monthly coupon of $8.209 per $1,000 when each underlier meets a 60% coupon trigger. The notes are automatically called if, on any call observation date, each underlier closes at or above its initial level. If not called, maturity cash is determined by the performance of the lesser performing underlier, with potential to lose the entire principal if that underlier falls below the 60% trigger buffer. Trade date is July 1, 2026, original issue date July 7, 2026, and stated maturity is July 5, 2030. Aggregate face amount shown is $591,000. Investors bear issuer and guarantor credit risk, limited upside at 100% of face at maturity, and may receive no coupons if observation tests fail.

GS Finance Corp. is offering leveraged buffered S&P 500® index-linked notes due 2027, guaranteed by The Goldman Sachs Group, Inc. The notes pay no interest and return a cash payment at maturity tied to the S&P 500® Index performance from the trade date to the determination date. The notes have a $1,123 maximum settlement amount per $1,000 face amount and an 200% upside participation rate. A 10% buffer protects losses up to a 90% buffer level; losses beyond that cause principal loss proportional to the underlier decline. Trade date is July 10, 2026, original issue date July 15, 2026, determination date July 12, 2027 and stated maturity July 15, 2027. The notes are unsecured senior debt under GS Finance Corp.'s Medium-Term Notes, Series F program and are exposed to issuer and guarantor credit risk.

The issuer, GS Finance Corp., is offering medium-term, equity-linked, auto-callable notes due July 19, 2029, linked to the lowest performing common stock of Advanced Micro Devices, Inc. and Micron Technology, Inc.. Each security has a $1,000 face amount and no periodic interest; estimated value at pricing is $890–$920 per $1,000 face amount. The notes offer a 200.00% upside participation rate if not called, an automatic-call feature on the call date with a minimum call premium of 45.00% (at least $450 per $1,000), and downside 1-to-1 principal exposure below the threshold price. Key dates in the terms include a pricing date of July 15, 2026, an expected call date of July 20, 2027 (subject to postponement), a calculation day of July 16, 2029, and a stated maturity date of July 19, 2029. Payments depend only on the lowest performing underlying stock on the call date or calculation day; investors bear issuer and guarantor credit risk and may lose up to 100% of principal.

GS Finance Corp. offers $600,000 aggregate face amount of buffered S&P 500® index-linked notes due July 6, 2029, guaranteed by The Goldman Sachs Group, Inc. The notes pay no interest and return at maturity depends on the S&P 500® Index performance measured from the trade date July 1, 2026 to the determination date July 2, 2029. For each $1,000 face amount, holders receive $1,000 if the final index level is no worse than a 30% decline from the initial level of 7,483.23. If the final index level is higher, the positive index return is multiplied by a 93.5% participation rate and added to principal. If the final index level is more than 30% below the initial level, holders suffer a proportional loss of principal; holders could lose their entire investment. The estimated value on the trade date was approximately $981 per $1,000 face amount, and the original issue price was 100% with an underwriting discount of 1.2%.

GS Finance Corp. offers callable Nasdaq-100 Technology Sector Index-linked notes guaranteed by The Goldman Sachs Group, Inc. The notes pay no interest, have an expected trade date of July 17, 2026, an expected original issue date of July 22, 2026, and an expected stated maturity of July 20, 2029. At maturity the cash payment per $1,000 face amount depends on the Nasdaq-100 Technology Sector Index performance: positive participation at an 150% upside rate if the final level is above the initial level; full principal repayment if the final level is between 85% and 100% of the initial level; and a downside formula that can result in substantial losses if the final level is below 85% of the initial level. The notes are callable monthly beginning in July 2027 with call premiums ranging from 15.75% to 45.9375%. The estimated value at pricing is between $925 and $965 per $1,000 face amount. The notes are unsecured obligations subject to issuer and guarantor credit risk and complex tax and market risks described herein.

GS Finance Corp. priced callable Nasdaq-100 Technology Sector Index-linked notes due expected July 20, 2029, guaranteed by The Goldman Sachs Group, Inc. The notes pay no interest, may be redeemed monthly at issuer option beginning July 2027 through June 2029 at stated call premiums, and settle in cash at maturity based on the Nasdaq-100 Technology Sector Index performance from the trade date to the determination date. The upside participation rate is 150% and a buffer protects investors down to 85% of the initial index level; below that buffer the payout formula reduces the principal and losses can be substantial. The estimated value on the trade date is between $925 and $965 per $1,000 face amount; original issue price is 100% of face amount.

GS Finance Corp. offers $1,000,000 aggregate Autocallable Buffered iShares Semiconductor ETF‑Linked Notes due 2028, guaranteed by The Goldman Sachs Group, Inc. The notes pay no interest, may be automatically called for $1,403.7 per $1,000 on July 16, 2027 if the ETF closing level on the call observation date meets or exceeds the initial level of $640.76. If not called, maturity payments on July 6, 2028 depend on the ETF return measured from June 30, 2026 to the determination date, with an 80% buffer (losses amplified 1.25x beyond that buffer). The estimated value at pricing was approximately $945 per $1,000; original issue price was 100% with a 1.5% underwriting discount.

GS Finance Corp. is offering $1,378,000 aggregate face amount of medium-term, Amazon.com, Inc.-linked callable notes due January 6, 2028. The notes pay contingent quarterly coupons tied to whether Amazon's closing level is at least 75% of the initial level and may be automatically called early if the underlier equals or exceeds the initial level on a call observation date. The cash repayment at maturity is either full face amount or declines pro rata with the underlier return if the final underlier level is below the 75% trigger buffer; investors could lose their entire investment. The notes were issued at 100% of face, with an underwriting discount of 1.5% (plus a structuring fee up to 0.45%), and are fully guaranteed by The Goldman Sachs Group, Inc.

GS Finance Corp. (guaranteed by The Goldman Sachs Group, Inc.) is offering principal-at-risk, non‑interest bearing notes maturing on July 7, 2032 linked to the S&P 500® Futures 40% VT Adaptive Response 6% Decrement Index (initial underlier level 506.71 on July 1, 2026). The notes may be automatically called beginning on the first call observation date in July 2027 if the underlier on a call observation date is >= the initial level; automatic calls pay principal plus a specified call premium. If not called, maturity payoffs depend on the underlier return to the determination date July 1, 2032, subject to a 50% trigger buffer and a capped maximum settlement amount of $2,815 per $1,000 face amount. The index uses up to 500% leverage, a daily 6.0% per annum decrement, and caps daily leverage changes at 100%, which can magnify losses. The estimated value at pricing was approximately $947 per $1,000 face amount; original issue price was 100% with an underwriting discount of 0.9%.