GOLDMAN SACHS GROUP INC SEC Filings

GS Finance Corp. is offering principal-linked notes, fully guaranteed by The Goldman Sachs Group, Inc., that reference the Class A common stock of Meta Platforms, Inc. The notes pay no interest and return at maturity depends on the underlier's performance from an initial underlier level of $572.13 (set March 31, 2026) to the determination date of October 2, 2028.

If the final underlier level is above the initial level, investors receive $1,000 + $1,000 × 200% × underlier return per $1,000 face, capped at a maximum settlement amount of $1,812.50. If the final level is between 70% and 100% of the initial level, investors receive the face amount of $1,000. If the final level is below 70% of the initial level, investors incur a proportional loss and could lose their entire investment. Trade date is April 1, 2026, original issue date April 7, 2026, and stated maturity is October 5, 2028. The notes were issued at 100% of face with a 0.5% underwriting discount.

GS Finance Corp. offers leveraged EURO STOXX 50® index-linked notes due 2029, guaranteed by The Goldman Sachs Group, Inc. The notes pay no interest and provide at-maturity cash tied to the EURO STOXX 50 index return from the trade date to the determination date. For each $1,000 face amount, investors receive $1,000 if the underlier return is zero or negative; if the final underlier level exceeds the initial level, investors receive $1,000 plus the underlier return multiplied by a 125% upside participation rate, subject to a maximum settlement amount of at least $1,300 per $1,000. Key dates: trade date April 9, 2026, original issue date April 14, 2026, determination date April 9, 2029, stated maturity date April 12, 2029. Original issue price is 100% of face amount, underwriting discount 2%, net proceeds to issuer 98% of face amount. The notes are subject to issuer and guarantor credit risk, limited upside due to the cap, possible limited liquidity, and special U.S. tax treatment as contingent payment debt instruments.

GS Finance Corp. is offering callable, non‑interest bearing notes linked to the Goldman Sachs Momentum Builder® Focus ER Index (Bloomberg: GSMBFC5 Index). For each $1,000 face amount, investors receive $1,812 at maturity if the final index level ≥101% of the initial level; otherwise they receive $1,000. The notes may be automatically called on semiannual observation dates beginning April 2027 if the index closing level ≥101% of the initial index level, in which case call payments equal $1,000 plus a specified call return. Trade date is expected April 2, 2026; stated maturity is expected April 7, 2033. The index applies daily volatility and momentum controls, may allocate heavily to cash positions, and is subject to a 0.65% per annum deduction. Estimated value at pricing is $850–$880 per $1,000 face amount. Investors bear issuer and guarantor credit risk and may receive only principal at maturity.

GS Finance Corp. offers buffered, capped S&P 500-linked notes totaling $2,583,000 face amount. The notes pay no interest and settle in cash at maturity based on the S&P 500 Index performance from the trade date March 31, 2026 to the determination date March 31, 2028, with a stated maturity of April 5, 2028.

Key economics: each $1,000 face amount returns the absolute positive underlier return up to a maximum upside settlement amount of $1,167.50; a buffer protects the investor for declines up to 20% (buffer level = 80% of initial underlier). Losses occur if the final index level falls below the buffer level; in that case you lose approximately 1% of face amount for each 1% decline below the buffer. The notes are unsecured obligations of GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., and bear the credit risk of those entities.

GS Finance Corp. offers autocallable S&P 500® Index-Linked Notes due 2028, guaranteed by The Goldman Sachs Group, Inc. The notes pay no interest, feature a 150% upside participation rate and an 80% trigger buffer. If the call observation condition is met, each $1,000 face amount pays $1,128 on the call payment date. If not called, maturity payments depend on S&P 500 performance: full principal preserved at or above the trigger buffer, capped upside if called, and potentially complete loss if the final underlier level falls below the trigger buffer. The notes bear issuer and guarantor credit risk, limited secondary-market liquidity, and uncertain U.S. federal tax treatment.

The Goldman Sachs Group, Inc. is offering fixed rate notes due April 23, 2029 under its Medium‑Term Notes, Series N program. The notes are expected to bear interest at 4.50% per annum, pay interest semiannually on April 21 and October 21 (commencing October 21, 2026), and will be issued in denominations of $1,000.

Final terms will be set on the trade date; the pricing supplement notes investors may withdraw orders prior to the trade date and that the issuer may terminate the issuance if there is a significant adverse movement in the issuer's credit spread prior to the trade date.

The Goldman Sachs Group, Inc. is offering $30,885,000 of Callable Fixed Rate Notes due March 30, 2046 under its Medium-Term Notes program. The notes bear interest at 6.00% per annum, payable annually on March 30 beginning March 30, 2027. The notes are callable, in whole but not in part, on each March 30, June 30, September 30 and December 30 on or after March 30, 2029, at 100% of principal plus accrued interest. The initial price to public is 100% with an underwriting discount of 1.5%, producing proceeds of $30,421,725 to the issuer. The offering will settle through DTC on March 30, 2026.

The Goldman Sachs Group, Inc. is offering $7,004,000 of Callable Fixed Rate Notes due March 30, 2034. The notes pay interest at 5.15% per annum, payable semiannually each March 30 and September 30 beginning September 30, 2026. The issuer may redeem the notes in whole (but not in part) on quarterly redemption dates on or after March 30, 2030, upon at least five business days' prior notice, at a price equal to 100% of principal plus accrued interest.

The initial price to public is 100% of principal; underwriting discount is 0.954% (totaling $66,818.16) and proceeds to The Goldman Sachs Group, Inc. before expenses are $6,937,181.84. The notes will be issued in book‑entry form through DTC and are a new issue with no established trading market.

Goldman Sachs Group filed an amended Form 13F for the quarter ended December 31, 2025, restating its prior report. The amendment revises the number of shares for 645 securities and adds 43 securities holdings that were omitted from the original filing. The Form 13F information table now shows 13,077 entries with a total value of $815,350,589,091. The amendment was signed by Abhilasha Bareja, Vice‑President, on 03-25-2026.