STOCK TITAN

Ferroglobe (GSM) CFO corrects equity award report in filing

(Neutral)
(Neutral)
Form Type
3/A

Rhea-AI Filing Summary

Ferroglobe PLC (symbol GSM) reports, in this amended Form 3, the equity holdings of its Chief Finance Officer, Beatriz Garcia Cos Muntanola. The amendment discloses that she directly holds 36,784 performance share units, each linked to an equal number of ordinary shares, and 32,292 ordinary shares. A footnote explains that the performance share units were inadvertently omitted from her original Form 3.

Positive

  • None.

Negative

  • None.
Insider Garcia Cos Muntanola Beatriz
Role Chief Finance Officer
Type Security Shares Price Value
holding Performance share units F1 -- -- --
holding Ordinary shares -- -- --
Holdings After Transaction: Performance share units — 36,784 shares (Direct); Ordinary shares — 32,292 shares (Direct)
Footnotes (1)
  1. F1. Due to an inadvertent administrative error, these performance share units were omitted from the Reporting Person's original Form 3.
Performance share units underlying shares 36,784 shares Underlying ordinary shares for performance share units held directly by the CFO
Exercise price of performance share units 0.0000 Exercise price per underlying ordinary share for the performance share units
Expiration date of performance share units 2030-12-16 Expiration date for the reported performance share units
Directly held ordinary shares 32,292 shares Total ordinary shares of Ferroglobe PLC held directly after the reported holdings
Total performance share units following transaction 36,784.0000 units Total performance share units held directly after the reported holdings
Performance share units financial
"The amendment discloses that she directly holds 36,784 performance share units"
Performance share units are a type of company stock award given to employees that depend on the company meeting specific goals or targets. If these goals are achieved, the employee receives shares or the value of shares; if not, they may receive little or no compensation. This aligns employees’ interests with the company's success and encourages performance that benefits investors.
Ordinary shares financial
"underlying security title is listed as Ordinary shares for the units"
Ordinary shares are a type of ownership stake in a company, giving shareholders a right to participate in the company’s profits and decision-making through voting. They are similar to owning a piece of a business, and their value can rise or fall based on the company's performance. Investors buy ordinary shares to potentially earn dividends and benefit from the company's growth over time.
exercise price financial
"The performance share units have an exercise price of 0.0000"
The exercise price is the fixed amount at which you can buy or sell an asset, like a stock, when using an options contract. It matters because it helps determine whether exercising the option will be profitable or not, depending on the current market price. Think of it as the set price you agree on today to buy or sell later.
expiration date financial
"The performance share units carry an expiration date of 2030-12-16"
The expiration date is the deadline after which a financial contract, such as an option or a futures agreement, is no longer valid or can be exercised. It matters to investors because it determines the timeframe during which they can take action or benefit from the contract, similar to how a coupon or a food item has a limited period of usefulness. Once the expiration date passes, the contract loses its value or ability to be used.

FAQ

What insider holdings does GSM executive Beatriz Garcia Cos Muntanola report in this Form 3/A?

She reports direct holdings of 36,784 performance share units and 32,292 ordinary shares of Ferroglobe PLC. The performance share units are derivatives linked to ordinary shares and carry an exercise price of $0.0000 per share.

Why did Ferroglobe PLC (GSM) file this amended Form 3/A?

The amendment corrects an administrative error in the original Form 3. A footnote explains that 36,784 performance share units held by the reporting person were inadvertently omitted and are now being properly reported as part of her holdings.

What derivative securities tied to GSM shares does the CFO hold?

She holds performance share units representing an underlying 36,784 ordinary shares of Ferroglobe PLC, with an exercise price of $0.0000 and an expiration date of December 16, 2030, all reported as directly owned.

Does this GSM Form 3/A report any insider buying or selling activity?

No insider buying or selling is reported in this Form 3/A. The entries are labeled as holding records, and the transaction summary shows no buy, sell, acquire, or dispose transactions, only updated ownership information.

How are the GSM ordinary shares held by the CFO characterized in this filing?

The filing states that 32,292 ordinary shares of Ferroglobe PLC are held on a direct basis by the reporting person. No footnotes modify these ordinary share holdings, indicating straightforward direct ownership as of the reported date.

AI-generated analysis. How Rhea-AI works. Not financial advice.

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google
Add on Google
Learn about SEC filing dates
SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
Garcia Cos Muntanola Beatriz

(Last)(First)(Middle)
THE SCALPEL, 18TH FLOOR, 52 LIME STREET,

(Street)
LONDONEC3M 7AF

(City)(State)(Zip)

UNITED KINGDOM

(Country)
2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2026
3. Issuer Name and Ticker or Trading Symbol
Ferroglobe PLC [ GSM ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
03/18/2026
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Finance Officer
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Ordinary shares32,292D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Performance share units(1)03/10/202112/16/2030Ordinary shares36,784$0D
Explanation of Responses:
1. Due to an inadvertent administrative error, these performance share units were omitted from the Reporting Person's original Form 3.
/s/ Julian Snow, attorney-in-fact for Beatriz Garcia Cos Muntanola08/20/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)