Ferroglobe CEO discloses initial share holdings

Ferroglobe PLC Chief Executive Officer Marco Levi has filed an initial ownership report outlining his equity stake in the company.

Rhea-AI Filing Summary

Ferroglobe PLC Chief Executive Officer Marco Levi has filed an initial ownership report outlining his equity stake in the company. He directly holds 923,818 ordinary shares. He also holds performance share units tied to future performance that relate to up to 392,281, 320,720 and 336,484 underlying ordinary shares, respectively.

According to the disclosure, these performance share units represent the maximum number of shares that may potentially vest, and the associated performance periods have not yet ended. This filing does not report any new purchases or sales, but establishes Levi’s starting ownership position as a director and officer.

Insider Trade Summary

4 transactions reported

Mixed 4 txns

Insider Levi Marco

Role Chief Executive Officer

Type	Security	Shares	Price	Value
holding	Performance share units	--	--	--
holding	Performance share units	--	--	--
holding	Performance share units	--	--	--
holding	Ordinary shares	--	--	--

Holdings After Transaction: Performance share units — 1,049,485 contracts (Direct); Ordinary shares — 923,818 shares (Direct)

Footnotes (1)

1. F1. Refers to the maximum number of shares to potentially vest for performance share units subject to performance periods that have not yet ended.

FAQ

What does Ferroglobe (GSM) CEO Marco Levi report in this Form 3?

Marco Levi reports his initial ownership in Ferroglobe, including 923,818 ordinary shares and several performance share unit awards. The filing establishes his starting equity position as CEO and director rather than announcing new share purchases or sales.

How many Ferroglobe (GSM) ordinary shares does Marco Levi directly own?

Marco Levi directly owns 923,818 ordinary shares of Ferroglobe. This figure reflects his reported stake as of the Form 3 filing date and serves as a baseline for future insider transaction disclosures and changes in his equity ownership.

What performance share units does Marco Levi hold in Ferroglobe (GSM)?

Marco Levi holds performance share units linked to up to 392,281, 320,720 and 336,484 underlying ordinary shares. These awards depend on meeting performance conditions over future periods, and the numbers disclosed represent the maximum shares that could potentially vest.

Do the performance share units reported by Ferroglobe (GSM) CEO fully vest now?

No, the performance share units do not fully vest now. The filing states they are subject to performance periods that have not yet ended, and the amounts shown are the maximum potential ordinary shares that may vest if conditions are satisfied.

Does this Ferroglobe (GSM) Form 3 show the CEO buying or selling shares?

The Form 3 does not show Marco Levi buying or selling shares. It is an initial statement of beneficial ownership, listing his existing ordinary share holdings and outstanding performance share units without reporting any new market transactions.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 03/18/2026 - 05:28 PM Learn about SEC filing dates

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Levi Marco

(Last) (First) (Middle)

THE SCALPEL, 18TH FLOOR, 52 LIME STREET,

(Street)

LONDON EC3M 7AF

(City) (State) (Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2026

3. Issuer Name and Ticker or Trading Symbol
Ferroglobe PLC [ GSM ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Executive Officer

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Ordinary shares	923,818	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Performance share units	05/30/2026	05/30/2033	Ordinary shares	392,281(1)	$0	D
Performance share units	06/19/2027	06/19/2034	Ordinary shares	320,720(1)	$0	D
Performance share units	09/10/2028	09/10/2035	Ordinary shares	336,484(1)	$0	D

Explanation of Responses:

1. Refers to the maximum number of shares to potentially vest for performance share units subject to performance periods that have not yet ended.

Remarks:

Exhibit 24 - Power of Attorney

	/s/ Marta Bragado, attorney-in-fact for Marco Levi	03/18/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)