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Gran Tierra (GTE) EVP adds stock through employee purchase plan

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Gran Tierra Energy EVP, Corporate Services Jim Evans reported acquiring 160 shares of common stock on March 17, 2026 through the Gran Tierra Employee Stock Purchase Plan. The shares were priced at $8.56 per share in U.S. currency after conversion from Canadian dollars. Following this grant, he holds 48,376 shares directly and 3,200 shares indirectly through his spouse.

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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Evans Jim

(Last)(First)(Middle)
C/O GRAN TIERRA ENERGY INC.
500 CENTRE STREET SE

(Street)
CALGARYT2G 1A6

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
GRAN TIERRA ENERGY INC. [ GTE ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
EVP, Corporate Services
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
03/17/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock03/17/2026A(1)160A$8.56(2)48,376D
Common Stock3,200IBy Spouse
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. These shares were acquired on March 17, 2026 through the Gran Tierra Inc. Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).
2. Purchase price of security was transacted in Canadian currency and converted to U.S. currency.
/s/ Phillip Abraham, Attorney-In Fact03/19/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did Gran Tierra Energy (GTE) report for EVP Jim Evans?

Gran Tierra Energy reported that EVP, Corporate Services Jim Evans acquired 160 shares of common stock on March 17, 2026 through the company’s Employee Stock Purchase Plan, a routine compensation-related acquisition exempt under Rule 16b-3(d) and Rule 16b-3(c).

At what price did Jim Evans acquire Gran Tierra Energy (GTE) shares on March 17, 2026?

Jim Evans acquired 160 Gran Tierra Energy common shares at $8.56 per share, with the purchase price originally in Canadian dollars and converted into U.S. currency for reporting, reflecting the cost under the Employee Stock Purchase Plan on that transaction date.

How many Gran Tierra Energy (GTE) shares does Jim Evans hold after this Form 4?

After the reported transaction, Jim Evans directly holds 48,376 Gran Tierra Energy common shares. The filing also shows an additional 3,200 shares held indirectly through his spouse, giving investors a clearer view of his total reported equity exposure to the company.

What is the nature of the indirect Gran Tierra Energy (GTE) holdings reported for Jim Evans?

The Form 4 shows 3,200 Gran Tierra Energy common shares held indirectly by Jim Evans “By Spouse.” This entry is classified as indirect ownership, indicating the shares are in his spouse’s name while still being attributed to him for reporting purposes.

Was Jim Evans’ March 17, 2026 Gran Tierra Energy (GTE) share acquisition open-market buying?

No, the March 17, 2026 acquisition was not an open-market purchase. The 160 Gran Tierra Energy shares were obtained through the Gran Tierra Employee Stock Purchase Plan, a compensation-related program, and the transaction was exempt under Rule 16b-3(d) and Rule 16b-3(c).
Gran Tierra Energy

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