Gran Tierra EVP acquires 373 shares via ESPP

Gran Tierra Energy Inc. executive Abraham Phillip D, EVP, Legal and Land, acquired additional company stock through an employee program.

Rhea-AI Filing Summary

Gran Tierra Energy Inc. executive Abraham Phillip D, EVP, Legal and Land, acquired additional company stock through an employee program. On July 2, 2026, he received 373 shares of Common Stock at $6.30 per share under the Gran Tierra Inc. Employee Stock Purchase Plan.

Following this award, his direct holdings increased to 43,521 Common Shares. The transaction was classified as a grant or other acquisition exempt from Section 16(b) under Rule 16b-3(d) and Rule 16b-3(c), with the purchase price originally paid in Canadian currency and converted to U.S. dollars.

Insider Trade Summary

Grant/Award: 373 shares

Grant/Award 1 txn

Insider Abraham Phillip D

Role EVP, Legal and Land

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	373	$6.30	$2K

Holdings After Transaction: Common Stock — 43,521 shares (Direct)

Footnotes (2)

1. F1. These shares were acquired on July 2, 2026 through the Gran Tierra Inc. Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).
2. F2. Purchase price of security was transacted in Canadian currency and converted to U.S. currency.

Key Figures

Shares acquired: 373 shares Price per share: $6.30 per share Post-transaction holdings: 43,521 shares +3 more

6 metrics

Shares acquired 373 shares Common Stock grant on July 2, 2026

Price per share $6.30 per share Employee Stock Purchase Plan acquisition

Post-transaction holdings 43,521 shares Direct ownership after July 2, 2026 acquisition

Rule 16b-3(d) exemption Exempt transaction ESPP acquisition treated under Rule 16b-3(d)

Rule 16b-3(c) exemption Exempt transaction Compensation-related acquisition under Rule 16b-3(c)

Currency detail Price in CAD converted to USD Disclosure in footnote on purchase price

Key Terms

Employee Stock Purchase Plan, Rule 16b-3(d), Rule 16b-3(c), Common Stock

4 terms

Employee Stock Purchase Plan financial

"These shares were acquired on July 2, 2026 through the Gran Tierra Inc. Employee Stock Purchase Plan"

An employee stock purchase plan is a company program that lets workers buy shares through small payroll deductions, often at a discount to the market price and after a set offering period. Think of it like a workplace savings plan that turns into ownership: it encourages employees to share in the company’s success and can create predictable buying or selling of stock that investors watch because it affects supply, demand and employee incentives.

Rule 16b-3(d) regulatory

"in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c)"

Rule 16b-3(d) is a narrow SEC safe-harbor that shields company insiders (officers, directors and large shareholders) from liability for short‑swing profits when their buys or sells of company stock are made under a pre-established, written plan or contract that removes the insider’s ability to time trades. For investors, this matters because it permits predictable, automated insider transactions — like scheduled sales for diversification or payroll withholding — without triggering forced disgorgement, so such planned trades are treated differently from opportunistic insider trading.

Rule 16b-3(c) regulatory

"in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c)"

An SEC rule that lets corporate insiders avoid automatic "short‑swing" profit recovery when they buy or sell their company’s stock under a pre‑approved, written plan that meets specific conditions. For investors, it matters because it clarifies when insider trades are treated as routine, reducing legal uncertainty and helping distinguish trades made for ordinary compensation or pre‑planned reasons from those that might signal opportunistic or timely insider advantage.

Common Stock financial

"security_title": "Common Stock""

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did Gran Tierra Energy (GTE) report for Abraham Phillip D?

Gran Tierra Energy reported that EVP, Legal and Land, Abraham Phillip D acquired 373 shares of Common Stock. The shares were obtained through the company’s Employee Stock Purchase Plan, increasing his direct holdings to 43,521 shares after the transaction on July 2, 2026.

How many Gran Tierra Energy (GTE) shares does Abraham Phillip D hold after this Form 4?

After the reported transaction, Abraham Phillip D directly holds 43,521 shares of Gran Tierra Energy Common Stock. This reflects the addition of 373 shares acquired through the Employee Stock Purchase Plan on July 2, 2026, as disclosed in the Form 4 filing.

What was the purchase price per share in the Gran Tierra Energy (GTE) Form 4 transaction?

The reported purchase price per Gran Tierra Energy Common Share was $6.30. According to the filing, this price was originally transacted in Canadian currency and then converted into U.S. dollars for reporting purposes in the Form 4.

Was the Gran Tierra Energy (GTE) insider share acquisition exempt under SEC rules?

Yes. The acquisition of 373 Gran Tierra Energy shares by Abraham Phillip D was exempt under SEC Rules 16b-3(d) and 16b-3(c). These exemptions apply to certain employee benefit and compensation-related transactions, including purchases through an Employee Stock Purchase Plan.

What plan was used for the insider share acquisition at Gran Tierra Energy (GTE)?

The shares were acquired through the Gran Tierra Inc. Employee Stock Purchase Plan. Under this plan, employees can purchase company stock, and the July 2, 2026 transaction added 373 shares to EVP Abraham Phillip D’s direct holdings, bringing his total to 43,521 shares.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 07/06/2026 - 05:40 PM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Abraham Phillip D

(Last) (First) (Middle)

C/O GRAN TIERRA ENERGY INC.

500 CENTRE STREET SE

(Street)

CALGARY T2G 1A6

(City) (State) (Zip)

ALBERTA, CANADA

(Country)

2. Issuer Name and Ticker or Trading Symbol
GRAN TIERRA ENERGY INC. [ GTE ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	EVP, Legal and Land

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
07/02/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	07/02/2026		A(1)		373	A	$6.3(2)	43,521	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. These shares were acquired on July 2, 2026 through the Gran Tierra Inc. Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

2. Purchase price of security was transacted in Canadian currency and converted to U.S. currency.

	/s/ Phillip Abraham	07/06/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)