Gran Tierra EVP acquires 210 ESPP shares

Gran Tierra Energy executive Jim Evans reported a small share acquisition through an employee plan.

Rhea-AI Filing Summary

Gran Tierra Energy executive Jim Evans reported a small share acquisition through an employee plan. On July 2, 2026, Evans acquired 210 shares of Gran Tierra Energy Inc. common stock at $6.3000 per share via the Gran Tierra Inc. Employee Stock Purchase Plan in a transaction exempt under Rule 16b-3(d) and Rule 16b-3(c). Following this grant, he directly holds 49,546 common shares. An additional 3,200 common shares are held indirectly by his spouse, reflecting indirect ownership attributed to Evans.

Insider Trade Summary

Grant/Award: 210 shares

Grant/Award 2 txns

Insider Evans Jim

Role EVP, Corporate Services

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	210	$6.30	$1K
holding	Common Stock	--	--	--

Holdings After Transaction: Common Stock — 49,546 shares (Direct); Common Stock — 3,200 shares (Indirect, By Spouse)

Footnotes (2)

1. F1. These shares were acquired on July 2, 2026 through the Gran Tierra Inc. Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).
2. F2. Purchase price of security was transacted in Canadian currency and converted to U.S. currency.

Key Figures

Shares acquired: 210 shares Acquisition price: $6.3000 per share Direct holdings after transaction: 49,546 shares +1 more

4 metrics

Shares acquired 210 shares Common Stock grant on July 2, 2026

Acquisition price $6.3000 per share Employee Stock Purchase Plan acquisition price

Direct holdings after transaction 49,546 shares Common Stock directly owned after grant

Indirect spouse holdings 3,200 shares Common Stock held indirectly by spouse

Key Terms

Employee Stock Purchase Plan, Rule 16b-3(d), Rule 16b-3(c), indirect ownership

4 terms

Employee Stock Purchase Plan financial

"These shares were acquired on July 2, 2026 through the Gran Tierra Inc. Employee Stock Purchase Plan"

An employee stock purchase plan is a company program that lets workers buy shares through small payroll deductions, often at a discount to the market price and after a set offering period. Think of it like a workplace savings plan that turns into ownership: it encourages employees to share in the company’s success and can create predictable buying or selling of stock that investors watch because it affects supply, demand and employee incentives.

Rule 16b-3(d) regulatory

"in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c)"

Rule 16b-3(d) is a narrow SEC safe-harbor that shields company insiders (officers, directors and large shareholders) from liability for short‑swing profits when their buys or sells of company stock are made under a pre-established, written plan or contract that removes the insider’s ability to time trades. For investors, this matters because it permits predictable, automated insider transactions — like scheduled sales for diversification or payroll withholding — without triggering forced disgorgement, so such planned trades are treated differently from opportunistic insider trading.

Rule 16b-3(c) regulatory

"in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c)"

An SEC rule that lets corporate insiders avoid automatic "short‑swing" profit recovery when they buy or sell their company’s stock under a pre‑approved, written plan that meets specific conditions. For investors, it matters because it clarifies when insider trades are treated as routine, reducing legal uncertainty and helping distinguish trades made for ordinary compensation or pre‑planned reasons from those that might signal opportunistic or timely insider advantage.

indirect ownership financial

"direct_or_indirect: "I", nature_of_ownership: "By Spouse""

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did Jim Evans report for GRAN TIERRA ENERGY INC. (GTE)?

Jim Evans reported acquiring 210 shares of Gran Tierra Energy common stock. The shares were obtained through the company’s Employee Stock Purchase Plan as a compensation-related grant, not an open-market purchase, and are treated as an exempt transaction under Rule 16b-3.

At what price were the new GTE shares acquired by Jim Evans?

The 210 Gran Tierra Energy shares were acquired at $6.3000 per share. The purchase price was originally transacted in Canadian currency and then converted into U.S. dollars, as noted in the filing’s footnotes for transparency on the currency treatment.

How many GRAN TIERRA ENERGY INC. shares does Jim Evans hold after this Form 4?

After the reported transaction, Jim Evans directly holds 49,546 shares of Gran Tierra Energy common stock. The filing also shows an additional 3,200 common shares held indirectly by his spouse, which are attributed to him as indirect ownership.

What indirect GTE share ownership related to Jim Evans is disclosed?

The filing discloses 3,200 common shares of Gran Tierra Energy held indirectly by Jim Evans’ spouse. These shares are reported as indirect ownership, reflecting that the position is associated with Evans but not held in his own name directly.

Was Jim Evans’ GTE share acquisition an open-market trade or a plan-based grant?

The acquisition was a plan-based grant through the Gran Tierra Inc. Employee Stock Purchase Plan. It is coded as an “A” transaction, indicating a grant or award acquisition rather than an open-market buy, and is exempt under Rule 16b-3(d) and Rule 16b-3(c).

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 07/06/2026 - 05:42 PM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Evans Jim

(Last) (First) (Middle)

C/O GRAN TIERRA ENERGY INC.

500 CENTRE STREET SE

(Street)

CALGARY T2G 1A6

(City) (State) (Zip)

ALBERTA, CANADA

(Country)

2. Issuer Name and Ticker or Trading Symbol
GRAN TIERRA ENERGY INC. [ GTE ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	EVP, Corporate Services

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
07/02/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	07/02/2026		A(1)		210	A	$6.3(2)	49,546	D
Common Stock								3,200	I	By Spouse

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. These shares were acquired on July 2, 2026 through the Gran Tierra Inc. Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

2. Purchase price of security was transacted in Canadian currency and converted to U.S. currency.

	/s/ Phillip Abraham, Attorney-In Fact	07/06/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)