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Chart Industries Insider Award of 246 Shares – Routine Equity Grant

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Chart Industries, Inc. (GTLS) – Insider Form 4 filing dated 07/03/2025

Chair of the Board and Director Andrew R. Cichocki reported the grant of 246 shares of GTLS common stock on 07/01/2025. The shares were issued at $0 cost under the company’s 2024 Omnibus Equity Plan and are deferred in accordance with the related stock-award agreement. Following the transaction, Cichocki’s direct beneficial ownership stands at 3,070 shares. No derivative securities were involved, and there were no dispositions.

The filing reflects routine equity compensation rather than an open-market purchase or sale, implying limited immediate market impact. Nevertheless, the additional share ownership modestly increases management’s equity alignment with shareholders.

Positive

  • None.

Negative

  • None.

Insights

TL;DR: Routine equity grant; minimal share count; neutral market impact.

This Form 4 records a standard equity award—246 deferred shares—granted to the board chair under the existing omnibus plan. The award raises his direct holdings to 3,070 shares, a negligible stake relative to GTLS’s outstanding float, so dilution is immaterial. Because it is not an open-market purchase, it provides limited signaling value. Overall, the disclosure is compliance-driven with neutral investment implications.

TL;DR: Governance-compliant grant; modest alignment boost.

The transaction is classified as an exempt award under Rule 16b-3 and the company’s 2024 plan, indicating proper governance procedures. While the share amount is small, periodic equity grants support long-term alignment between directors and shareholders. No red flags or unusual structures emerge. Accordingly, the event is considered not materially impactful beyond routine incentivization.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
CICHOCKI ANDREW R

(Last) (First) (Middle)
C/O CHART INDUSTRIES, INC.
2200 AIRPORT INDUSTRIAL DRIVE, SUITE 100

(Street)
BALL GROUND GA 30107

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
CHART INDUSTRIES INC [ GTLS ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
Chair of the Board
3. Date of Earliest Transaction (Month/Day/Year)
07/01/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common stock, par value $0.01 per share(1) 07/01/2025 A 246 A $0 3,070 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. These securities were granted on July 1, 2025, in an exempt transaction, pursuant to the terms of a stock award agreement under the Chart Industries, Inc. 2024 Omnibus Equity Plan, and deferred under the stock award agreement until a future date.
Remarks:
/s/ Andrew R. Cichocki, by Arthur C. Hall III, his attorney-in-fact 07/03/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did GTLS insider Andrew R. Cichocki report in the latest Form 4?

He was granted 246 shares of Chart Industries common stock on 07/01/2025 under the 2024 Omnibus Equity Plan.

Did the Form 4 involve any open-market purchases or sales of GTLS stock?

No. The transaction was an exempt equity award; there were no open-market trades or dispositions.

How many GTLS shares does Cichocki now beneficially own after the grant?

His direct beneficial ownership is 3,070 shares following the reported transaction.

Were any derivative securities reported in this Form 4 filing?

No derivative securities were acquired, disposed of, or held according to the filing.
Chart Industries

NYSE:GTLS

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GTLS Stock Data

9.23B
44.69M
0.6%
110.55%
9.86%
Specialty Industrial Machinery
Fabricated Plate Work (boiler Shops)
Link
United States
THE WOODLANDS