Chart Industries director exits 3,946 shares at $210

Chart Industries Inc. director Paul E. Mahoney reported a disposition of 3,946 common shares.

Accepted by SEC EDGAR 07/16/2026 - 04:08 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

Chart Industries Inc. director Paul E. Mahoney reported a disposition of 3,946 common shares. In connection with the merger with Baker Hughes Company, these shares were automatically canceled and converted into the right to receive $210.00 in cash per share, leaving him with no remaining direct holdings.

Insider Trade Summary

Disposition: 3,946 shares

Disposition 1 txn

Insider Mahoney Paul E

Role Director

Type	Security	Shares	Price	Value
Disposition	Common stock, par value $0.01 per share F1	3,946	$210.00	$829K

Holdings After Transaction: Common stock, par value $0.01 per share — 0 shares (Direct)

Footnotes (1)

1. F1. Pursuant to that certain Agreement and Plan of Merger, dated as of July 28, 2025 (the "Merger Agreement"), by and among Baker Hughes Company, Tango Merger Sub, Inc. and Chart Industries, Inc. (the "Company"), at the Effective Time (as defined in the Merger Agreement), the shares of common stock (the "Chart Common Stock") were automatically canceled and converted into the right to receive a cash payment of $210.00 per share of Chart Common Stock (the "Merger Consideration").

Key Figures

Shares disposed: 3,946 shares Merger consideration: $210.00 per share Shares held after transaction: 0 shares

3 metrics

Shares disposed 3,946 shares Common stock disposed to issuer on 2026-07-16 in merger

Merger consideration $210.00 per share Cash paid per share of Chart Common Stock at Effective Time

Shares held after transaction 0 shares Direct holdings of Paul E. Mahoney following merger-related disposition

Key Terms

Agreement and Plan of Merger, Effective Time, Merger Consideration, Disposition to issuer

4 terms

Agreement and Plan of Merger regulatory

"Pursuant to that certain Agreement and Plan of Merger, dated as of July 28, 2025"

An Agreement and Plan of Merger is a formal document where two companies agree to combine into one, outlining how the process will happen. It’s like a step-by-step plan for merging, and it matters because it shows both sides have agreed on the details before the official transition takes place.

Effective Time regulatory

"At the Effective Time, the shares of common stock were automatically canceled"

The exact clock time when a regulatory filing, approval, or corporate action formally becomes legally active; from that moment the change is binding and can be acted on. Investors care because the effective time marks when ownership, rights, trading rules, or new securities take effect — like a light switch turning on a contract or transaction — which determines when risks, benefits and market reactions begin.

Merger Consideration financial

"converted into the right to receive a cash payment of $210.00 per share, the Merger Consideration"

Merger consideration is the total payment a company or buyer offers to shareholders of a target company in exchange for combining the two businesses, and can include cash, shares in the surviving company, debt assumption, or a mix of these. Investors care because the form and amount affect the deal’s value, tax consequences, immediate cash received versus future ownership, and the risk and upside of holding new shares — similar to choosing between cash now or stock that could grow later.

Disposition to issuer financial

"Transaction code D is described as a Disposition to issuer of common stock"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did Chart Industries (GTLS) report in this Form 4?

Chart Industries reported that director Paul E. Mahoney disposed of 3,946 shares of common stock. The disposition was a cancellation to the issuer in connection with a merger, rather than an open-market sale, leaving him with no direct holdings.

At what price were Paul E. Mahoney's Chart Industries (GTLS) shares converted?

Mahoney's Chart Industries shares were converted into the right to receive $210.00 per share. This cash amount is defined as the Merger Consideration under the Agreement and Plan of Merger involving Baker Hughes Company and Tango Merger Sub, Inc.

How many Chart Industries (GTLS) shares does Paul E. Mahoney hold after this transaction?

Following the reported transaction, Mahoney holds 0 shares of Chart Industries common stock directly. All 3,946 shares previously reported were automatically canceled and converted into the merger cash consideration at $210.00 per share.

What corporate event triggered the Chart Industries (GTLS) share cancellation for Paul E. Mahoney?

The share cancellation was triggered by an Agreement and Plan of Merger among Baker Hughes Company, Tango Merger Sub, Inc. and Chart Industries. At the Effective Time, Chart common stock was canceled and converted into the right to receive $210.00 per share.

Was the Chart Industries (GTLS) insider transaction an open-market sale?

No. The Form 4 describes a Disposition to issuer, not an open-market sale. Mahoney's 3,946 shares were automatically canceled and converted into $210.00 per share cash consideration as part of the merger, rather than sold on the public market.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

X

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Mahoney Paul E

(Last) (First) (Middle)

C/O CHART INDUSTRIES, INC.

8665 NEW TRAILS DRIVE, SUITE 100

(Street)

THE WOODLANDS TEXAS 77381

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
CHART INDUSTRIES INC [ GTLS ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
07/16/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common stock, par value $0.01 per share	07/16/2026		D(1)		3,946	D	$210	0	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Pursuant to that certain Agreement and Plan of Merger, dated as of July 28, 2025 (the "Merger Agreement"), by and among Baker Hughes Company, Tango Merger Sub, Inc. and Chart Industries, Inc. (the "Company"), at the Effective Time (as defined in the Merger Agreement), the shares of common stock (the "Chart Common Stock") were automatically canceled and converted into the right to receive a cash payment of $210.00 per share of Chart Common Stock (the "Merger Consideration").

Remarks:

	/s/ Paul E. Mahoney, by Arthur C. Hall III, his attorney-in-fact	07/16/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)