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Chart Industries (NYSE: GTLS) director's trust cashed out at $210 in merger

(High)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Chart Industries director Roger A. Strauch, through a trust, disposed of 4,779 shares of common stock in a transaction with the issuer at $210.00 per share. At the merger Effective Time, these shares were automatically canceled and converted into the right to receive the cash Merger Consideration, leaving the trust with 0 shares.

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Insider STRAUCH ROGER A
Role Director
Type Security Shares Price Value
Disposition Common stock, par value $0.01 per share F1 4,779 $210.00 $1.00M
Holdings After Transaction: Common stock, par value $0.01 per share — 0 shares (Indirect, By trust)
Footnotes (1)
  1. F1. Pursuant to that certain Agreement and Plan of Merger, dated as of July 28, 2025 (the "Merger Agreement"), by and among Baker Hughes Company, Tango Merger Sub, Inc. and Chart Industries, Inc. (the "Company"), at the Effective Time (as defined in the Merger Agreement), the shares of common stock (the "Chart Common Stock") were automatically canceled and converted into the right to receive a cash payment of $210.00 per share of Chart Common Stock (the "Merger Consideration").
Shares disposed 4,779 shares Non-derivative disposition to issuer by trust at merger Effective Time
Price per share $210.00 Cash Merger Consideration per share of Chart Common Stock
Shares held after transaction 0 shares Indirect holdings by trust following merger-related cancellation and disposition
Disposition transactions 1 Single non-derivative disposition to issuer reported on this Form 4
Agreement and Plan of Merger regulatory
"Pursuant to that certain Agreement and Plan of Merger, dated as of July 28, 2025"
An Agreement and Plan of Merger is a formal document where two companies agree to combine into one, outlining how the process will happen. It’s like a step-by-step plan for merging, and it matters because it shows both sides have agreed on the details before the official transition takes place.
Effective Time regulatory
"at the Effective Time (as defined in the Merger Agreement), the shares of common stock"
The exact clock time when a regulatory filing, approval, or corporate action formally becomes legally active; from that moment the change is binding and can be acted on. Investors care because the effective time marks when ownership, rights, trading rules, or new securities take effect — like a light switch turning on a contract or transaction — which determines when risks, benefits and market reactions begin.
Merger Consideration financial
"per share of Chart Common Stock (the "Merger Consideration")"
Merger consideration is the total payment a company or buyer offers to shareholders of a target company in exchange for combining the two businesses, and can include cash, shares in the surviving company, debt assumption, or a mix of these. Investors care because the form and amount affect the deal’s value, tax consequences, immediate cash received versus future ownership, and the risk and upside of holding new shares — similar to choosing between cash now or stock that could grow later.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What insider transaction did GTLS director Roger A. Strauch report?

Roger A. Strauch reported a merger-related disposition of Chart Industries shares held indirectly through a trust. The trust’s 4,779 common shares were transferred back to the issuer at $210.00 per share when they were canceled and converted into the right to receive cash Merger Consideration.

How many Chart Industries (GTLS) shares were disposed of and at what price?

The trust associated with director Roger A. Strauch disposed of 4,779 Chart Industries common shares. Each share was converted into the right to receive a cash payment of $210.00 per share as Merger Consideration in connection with the Baker Hughes merger.

Was the GTLS insider transaction an open-market sale?

No, the GTLS insider transaction was not an open-market sale. The 4,779 shares were automatically canceled at the merger Effective Time and converted into the right to receive $210.00 per share in cash Merger Consideration, constituting a disposition to the issuer under the merger terms.

What merger terms affected Chart Industries (GTLS) common stock in this transaction?

Under the Agreement and Plan of Merger among Baker Hughes Company, Tango Merger Sub, Inc. and Chart Industries, all Chart common stock was automatically canceled at the Effective Time and converted into the right to receive $210.00 per share in cash Merger Consideration.

Does Roger A. Strauch or his trust hold any Chart Industries (GTLS) shares after the merger?

Following the merger-related disposition, the trust associated with director Roger A. Strauch holds 0 Chart Industries shares. The Form 4 shows total indirect ownership by the trust as 0 shares after the shares were canceled and converted into the right to receive cash Merger Consideration.

How is the GTLS disposition by Roger A. Strauch classified on the Form 4?

The transaction is coded as D, a disposition to the issuer of non-derivative common stock. It reflects shares held indirectly by a trust being automatically canceled and converted into cash Merger Consideration at $210.00 per share under the merger agreement.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
X
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
STRAUCH ROGER A

(Last)(First)(Middle)
C/O CHART INDUSTRIES, INC.
8665 NEW TRAILS DRIVE, SUITE 100

(Street)
THE WOODLANDS TEXAS 77381

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
CHART INDUSTRIES INC [ GTLS ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
07/16/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common stock, par value $0.01 per share07/16/2026D(1)4,779D$2100IBy trust
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Pursuant to that certain Agreement and Plan of Merger, dated as of July 28, 2025 (the "Merger Agreement"), by and among Baker Hughes Company, Tango Merger Sub, Inc. and Chart Industries, Inc. (the "Company"), at the Effective Time (as defined in the Merger Agreement), the shares of common stock (the "Chart Common Stock") were automatically canceled and converted into the right to receive a cash payment of $210.00 per share of Chart Common Stock (the "Merger Consideration").
Remarks:
/s/ Roger A. Strauch, by Arthur C. Hall III, his attorney-in-fact07/16/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)