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Chart Industries (GTLS) director Strauch gets equity grant via trust

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Chart Industries director Roger A. Strauch reported an acquisition of common stock through an equity grant. On July 1, 2026, a trust associated with him received 191 shares of Chart Industries common stock at $0.00 per share in an exempt transaction under the company’s 2024 Omnibus Equity Plan. Following this stock award, the trust’s indirect holdings increased to 4,779 shares of common stock.

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Insider STRAUCH ROGER A
Role null
Type Security Shares Price Value
Grant/Award Common stock, par value $0.01 per share 191 $0.00 --
Holdings After Transaction: Common stock, par value $0.01 per share — 4,779 shares (Indirect, By trust)
Footnotes (1)
  1. [object Object]
Shares granted 191 shares Stock award on July 1, 2026
Share price for award $0.00 per share Grant price for 191-share award
Indirect holdings after transaction 4,779 shares Total indirect common stock holdings by trust after award
Transaction code A (Grant, award, or other acquisition) Non-derivative equity award reported on Form 4
Ownership type Indirect, by trust Nature of ownership for the reported shares
2024 Omnibus Equity Plan financial
"under the Chart Industries, Inc. 2024 Omnibus Equity Plan"
stock award agreement financial
"pursuant to the terms of a stock award agreement under the Chart Industries"
indirect ownership financial
"total_shares_following_transaction ... direct_or_indirect: "I" ... ownership_type: "indirect""
exempt transaction regulatory
"These securities were granted on July 1, 2026 in an exempt transaction"
Form 4 regulatory
"INSIDER FILING DATA (Form 4): {"
Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.
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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
STRAUCH ROGER A

(Last)(First)(Middle)
C/O CHART INDUSTRIES, INC.
8665 NEW TRAILS DRIVE, SUITE 100

(Street)
THE WOODLANDS TEXAS 77381

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
CHART INDUSTRIES INC [ GTLS ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
07/01/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common stock, par value $0.01 per share(1)07/01/2026A191A$04,779IBy trust
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. These securities were granted on July 1, 2026 in an exempt transaction, pursuant to the terms of a stock award agreement under the Chart Industries, Inc. 2024 Omnibus Equity Plan.
Remarks:
/s/ Roger Strauch, by Arthur C. Hall III, his attorney-in-fact07/02/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did Chart Industries (GTLS) disclose for Roger A. Strauch?

Chart Industries reported that director Roger A. Strauch indirectly acquired 191 shares of common stock. The shares were awarded to a trust associated with him as an equity grant, increasing the trust’s indirect holdings to 4,779 shares following the transaction.

Was the GTLS insider transaction by Roger A. Strauch a market purchase or a stock award?

The transaction was a stock award, not a market purchase. A trust associated with Roger A. Strauch received 191 shares of Chart Industries common stock at $0.00 per share under a stock award agreement, reflecting compensation rather than an open-market trade.

What plan governed the July 1, 2026 stock award reported for Chart Industries (GTLS)?

The stock award was granted under the Chart Industries, Inc. 2024 Omnibus Equity Plan. The Form 4 notes that the 191-share grant to a trust linked to director Roger A. Strauch occurred in an exempt transaction pursuant to a stock award agreement under this plan.

Is Roger A. Strauch’s ownership in Chart Industries (GTLS) direct or indirect?

The reported holdings in this filing are indirect, held “By trust.” The Form 4 specifies that the 191-share grant and resulting 4,779-share position are owned through a trust, rather than directly in Roger A. Strauch’s personal name.