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Chart Industries (GTLS) CFO awarded 4,120 RSUs, now owns 14,943 shares

Filing Impact
(High)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Chart Industries reported a routine insider equity transaction for its VP & Chief Financial Officer. On 01/02/2026, the executive received 4,120 restricted share units of common stock, par value $0.01 per share, at a stated price of $0 under the Chart Industries, Inc. 2024 Omnibus Equity Plan in an exempt transaction under Rule 16b-3.

On the same date, the executive surrendered 555 shares of common stock at $206.23 per share to cover tax withholding obligations, also in an exempt Rule 16b-3 transaction. After these transactions, the executive directly beneficially owns 14,943 shares of Chart Industries common stock.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Brinkman Joseph Robert

(Last) (First) (Middle)
C/O CHART INDUSTRIES, INC.
8665 NEW TRAILS DRIVE, SUITE 100

(Street)
THE WOODLANDS TX 77381

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
CHART INDUSTRIES INC [ GTLS ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
VP & Chief Financial Officer
3. Date of Earliest Transaction (Month/Day/Year)
01/02/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common stock, par value $0.01 per share(1) 01/02/2026 A 4,120 A $0 15,498 D
Common stock, par value $0.01 per share 01/02/2026 F(2) 555 D $206.23 14,943 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. These restricted share units were granted on January 2, 2026 pursuant to the Chart Industries, Inc. 2024 Omnibus Equity Plan in an exempt transaction under Rule 16b-3.
2. The reporting person surrendered 555 shares to satisfy tax withholding liabilities in an exempt transaction under Rule 16b-3.
Remarks:
/s/ Joseph R. Brinkman, by Arthur C. Hall III, his attorney-in-fact 01/06/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Chart Industries (GTLS) report for its CFO?

The VP & Chief Financial Officer of Chart Industries reported receiving 4,120 restricted share units of common stock on 01/02/2026 under the company’s 2024 Omnibus Equity Plan in an exempt Rule 16b-3 transaction.

How many Chart Industries (GTLS) shares did the CFO surrender for taxes?

The reporting person surrendered 555 shares of Chart Industries common stock at $206.23 per share to satisfy tax withholding liabilities in an exempt Rule 16b-3 transaction.

How many Chart Industries (GTLS) shares does the CFO own after the reported transactions?

Following the reported grant and tax withholding surrender, the VP & Chief Financial Officer directly beneficially owns 14,943 shares of Chart Industries common stock.

What plan governs the restricted share units granted to the Chart Industries (GTLS) CFO?

The 4,120 restricted share units were granted on January 2, 2026 pursuant to the Chart Industries, Inc. 2024 Omnibus Equity Plan in an exempt transaction under Rule 16b-3.

Is the reported Chart Industries (GTLS) CFO transaction treated as exempt under SEC rules?

Yes. Both the grant of 4,120 restricted share units and the surrender of 555 shares for tax withholding are identified as exempt transactions under Rule 16b-3.

What is the role of the reporting person in Chart Industries (GTLS)?

The reporting person is an officer of Chart Industries, serving as VP & Chief Financial Officer, and filed this Form 4 as an individual reporting person.

Chart Industries

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GTLS Stock Data

9.31B
44.69M
0.6%
110.55%
9.86%
Specialty Industrial Machinery
Fabricated Plate Work (boiler Shops)
Link
United States
THE WOODLANDS