Chart Industries CFO gets 1,072-share award

Chart Industries VP & Chief Financial Officer Joseph Robert Brinkman reported mixed equity transactions in company common stock.

Accepted by SEC EDGAR 02/26/2026 - 04:47 PM EST Learn about SEC filing dates

Rhea-AI Filing Summary

Chart Industries VP & Chief Financial Officer Joseph Robert Brinkman reported mixed equity transactions in company common stock. He received a grant of 1,072 shares on February 24, 2026, issued at $0.00 per share as a payout of previously granted performance units under the 2017 Omnibus Equity Plan.

On the same date, he disposed of 262 shares at $207.58 per share, surrendering them to satisfy tax withholding obligations, rather than through an open-market sale. Following these transactions, Brinkman directly holds 15,753 shares of Chart Industries common stock.

Insider Trade Summary

2 transactions reported

Mixed 2 txns

Insider Brinkman Joseph Robert

Role VP & Chief Financial Officer

Type	Security	Shares	Price	Value
Grant/Award	Common stock, par value $0.01 per share	1,072	$0.00	$0.00
Exercise Price or Tax Liability	Common stock, par value $0.01 per share	262	$207.58	$54K

Holdings After Transaction: Common stock, par value $0.01 per share — 15,753 shares (Direct)

Footnotes (2)

1. F1. Represents performance units granted on January 3, 2023, under the Chart Industries, Inc. 2017 Omnibus Equity Plan, that have vested and are paid out in shares of common stock.
2. F2. The reporting person surrendered 262 shares to satisfy tax withholding liabilities in an exempt transaction under Rule 16b-3

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transactions did GTLS CFO Joseph Brinkman report?

Joseph Brinkman reported a mixed Form 4: he acquired 1,072 shares of Chart Industries common stock via a stock award and disposed of 262 shares to cover tax withholding obligations. These are equity compensation-related movements, not ordinary open-market purchases or sales.

How many GTLS shares did the Chart Industries CFO receive and at what price?

The CFO received 1,072 shares of common stock at a price of $0.00 per share. The award represents vested performance units granted on January 3, 2023, under the Chart Industries, Inc. 2017 Omnibus Equity Plan and paid out in shares of common stock.

Why did the GTLS CFO dispose of 262 shares of Chart Industries stock?

He surrendered 262 shares of Chart Industries common stock to satisfy tax withholding liabilities. The transaction, coded “F,” was an exempt disposition under Rule 16b-3, meaning it was for tax payment purposes rather than a discretionary open-market sale of stock.

What price was used for the GTLS CFO’s tax-withholding share surrender?

The 262 surrendered shares were valued at $207.58 per share for tax withholding purposes. This valuation determines how many shares are needed to cover the associated tax liability when performance-based stock awards are settled in common shares.

How many Chart Industries (GTLS) shares does the CFO own after these transactions?

After the award and tax-withholding surrender, Joseph Brinkman directly owns 15,753 shares of Chart Industries common stock. This figure reflects his updated direct beneficial ownership following both the 1,072-share grant and the 262-share disposition reported on the same date.

Are the GTLS CFO’s Form 4 transactions open-market buys or sells?

No, the transactions are compensation-related. The 1,072-share acquisition is a stock award from vested performance units, and the 262-share disposition is a tax-withholding surrender under Rule 16b-3, not an open-market purchase or sale on a securities exchange.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Brinkman Joseph Robert

(Last) (First) (Middle)

C/O CHART INDUSTRIES, INC.

8665 NEW TRAILS DRIVE, SUITE 100

(Street)

THE WOODLANDS TX 77381

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
CHART INDUSTRIES INC [ GTLS ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	VP & Chief Financial Officer

3. Date of Earliest Transaction (Month/Day/Year)
02/24/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common stock, par value $0.01 per share(1)	02/24/2026		A		1,072	A	$0	16,015	D
Common stock, par value $0.01 per share	02/24/2026		F(2)		262	D	$207.58	15,753	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents performance units granted on January 3, 2023, under the Chart Industries, Inc. 2017 Omnibus Equity Plan, that have vested and are paid out in shares of common stock.

2. The reporting person surrendered 262 shares to satisfy tax withholding liabilities in an exempt transaction under Rule 16b-3

Remarks:

	/s/ Joseph R. Brinkman, by Arthur C. Hall III, his attorney-in-fact	02/26/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.