Welcome to our dedicated page for CHART INDUSTRIES SEC filings (Ticker: GTLS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Chart Industries, Inc. filings document material events, operating results, governance matters, and capital-structure disclosures for its energy and industrial gas equipment business. The company’s 8-K reports include financial results, non-GAAP reconciliations, executive appointments, compensation arrangements, material agreements, shareholder voting matters, and other corporate events.
Chart’s SEC records also describe its registered securities, including common stock and depositary shares representing interests in 6.75% Series B Mandatory Convertible Preferred Stock. Related filings cover conversion mechanics, NYSE listing and registration notices, risk and regulatory disclosures, and formal updates affecting the company’s securities and governance framework.
Chart Industries director Linda S. Harty reported an issuer disposition of 14,742 shares of common stock on 2026-07-16. Under an Agreement and Plan of Merger with Baker Hughes Company, these shares were automatically canceled and converted into the right to receive $210.00 per share in cash merger consideration, leaving her with 0 shares directly held.
Mark Durham, Chief Accounting Officer of Chart Industries, disposed of his remaining Chart equity in connection with the Baker Hughes merger. On July 16, 2026, 3,074 shares of Chart common stock were canceled and converted into the right to receive $210.00 per share in cash. In addition, 1,895 restricted stock units were settled, with 845 units converted into a cash right at the same Merger Consideration and 1,050 units converted into Baker Hughes restricted stock units, leaving him with no Chart securities outstanding.
Chart Industries Chief Technology Officer Joseph A. Belling reported the disposition of his equity in connection with the company’s merger with Baker Hughes. 15,731 shares of Chart common stock were automatically canceled at the merger’s Effective Time and converted into the right to receive $210.00 per share in cash, defined as the Merger Consideration.
All reported equity awards were also addressed under the Merger Agreement. 1,350 stock options were converted into a right to receive cash based on the excess of the Merger Consideration over the exercise price. Time-vesting RSUs were split, with 2,136 units vesting into cash rights and 2,620 units converted into Baker Hughes RSUs under an equity award exchange ratio. His performance stock units (1,780 units) vested pro rata at target and were converted into rights to receive cash, with any remaining unvested portion replaced by a cash-based award. Following these transactions, this report shows Belling with no remaining Chart equity positions in the securities listed.
Chart Industries president Gerald F. Vinci reported issuer dispositions of common stock and equity awards in connection with a merger with Baker Hughes Company. A total of 27,024 directly held shares and 475 spousal shares of Chart common stock were automatically canceled at $210.00 per share and converted into the right to receive cash under the Merger Agreement. In addition, performance stock units, restricted stock units and stock options over several thousand Chart shares were canceled or converted into cash or Baker Hughes restricted stock units as specified in the merger terms.
Hotchkiss Herbert reported disposition transactions in this Form 4 filing.
Herbert Hotchkiss, VP, GC and Secretary of Chart Industries, had 23,553 directly held shares and 296 shares held through his spouse’s IRA, along with reported options, RSUs and PSUs, canceled and converted in the Baker Hughes merger into rights to receive $210.00 per share in cash or Baker Hughes equity awards as specified in the merger agreement.
Chart Industries VP & Chief Financial Officer Joseph Robert Brinkman reported dispositions of 15,676 shares of common stock and multiple equity awards on July 16, 2026. Under the Agreement and Plan of Merger with Baker Hughes Company, Chart stock was automatically canceled and converted into the right to receive $210.00 per share or equivalent consideration, leaving no reported direct holdings of these Chart securities.
Chart Industries Inc. is having its common stock removed from listing and registration on the New York Stock Exchange under Section 12(b) of the Securities Exchange Act of 1934. The action applies to the company’s common stock as the affected class of securities.
The New York Stock Exchange states that it has complied with SEC Rule 12d2-2(b) procedures to strike this class from listing and registration, and that Chart Industries has complied with the exchange’s rules and SEC Rule 12d2-2(c) governing withdrawal. The notification is signed on the exchange’s behalf by an authorized analyst.
Chart Industries, Inc. completed a merger under which each outstanding share of its common stock was converted into the right to receive $210.00 in cash per share, and Chart became an indirect subsidiary of Baker Hughes Company. Certain treasury, subsidiary and appraisal-rights shares were excluded from this cash-out.
Equity awards were adjusted so that in-the-money stock options and vested portions of stock and performance units became cash-based rights linked to the $210.00 consideration, while more recent and unvested restricted stock units were converted into Baker Hughes restricted stock units using a price-based conversion ratio. Baker Hughes funded the Merger through cash on hand, $6.5 billion and €3.0 billion of senior notes issued on March 11, 2026, and borrowings under term loan credit agreements.
Funds were deposited to redeem all of Chart’s outstanding $1,457,043,000 7.500% Senior Secured Notes due 2030 and $510,000,000 9.500% Senior Notes due 2031, and Chart’s revolving credit facility was fully prepaid and terminated. Chart notified the NYSE to delist its common stock, plans to deregister its shares and suspend reporting, replaced its board and most executive officers, and amended its charter and bylaws so its authorized capital now consists of 1,000 shares as a private subsidiary of Baker Hughes.
Chart Industries Chief Accounting Officer Mark Durham surrendered 107 shares of common stock on July 10, 2026 to satisfy tax withholding obligations at an indicated value of $209.87 per share. This exempt Rule 16b-3 transaction left him holding 3,074 shares directly.
Chart Industries director Roger A. Strauch reported an acquisition of common stock through an equity grant. On July 1, 2026, a trust associated with him received 191 shares of Chart Industries common stock at $0.00 per share in an exempt transaction under the company’s 2024 Omnibus Equity Plan. Following this stock award, the trust’s indirect holdings increased to 4,779 shares of common stock.