ZoomInfo revenue chief Roth sells 20,773 shares
The chief revenue officer had 70,640 shares withheld for RSU-related taxes, separate from a sale made under a Rule 10b5-1 trading plan.
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Form Type
4
Rhea-AI Filing Summary
ZoomInfo Technologies Inc. (GTM) Chief Revenue Officer James M. Roth reported RSU conversions, tax withholding and a common-stock sale. On October 1, 2026, restricted stock units converted into 156,621 common shares; 70,640 shares were withheld to cover tax liability at $3.7900 per share. On October 2, he sold 20,773 shares at a weighted average of $3.7003 per share, across transactions from $3.655 to $3.770, inclusive. The sale was effected pursuant to a Rule 10b5-1 trading plan.
Insider Trade Summary 10b5-1
Exercise and sale activity reported; no spread calculated
Exercise and Sale
12 txns
Insider
Roth James M
Role
Chief Revenue Officer
Sold
20,773 shs ($77K)
Approx. gross sale proceeds
$77K
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Sale | Common Stock F3, F4 | 20,773 | $3.7003 | $77K |
| Exercise | Restricted Stock Units F1, F5 | 4,464 | $0.00 | $0.00 |
| Exercise | Restricted Stock Units F1, F6 | 30,639 | $0.00 | $0.00 |
| Exercise | Restricted Stock Units F1, F7 | 22,058 | $0.00 | $0.00 |
| Exercise | Restricted Stock Units F1, F8 | 18,522 | $0.00 | $0.00 |
| Exercise | Restricted Stock Units F1, F9 | 80,938 | $0.00 | $0.00 |
| Exercise | Common Stock F1 | 4,464 | -- | -- |
| Exercise | Common Stock F1 | 30,639 | -- | -- |
| Exercise | Common Stock F1 | 22,058 | -- | -- |
| Exercise | Common Stock F1 | 18,522 | -- | -- |
| Exercise | Common Stock F1 | 80,938 | -- | -- |
| Tax Withholding | Common Stock F2 | 70,640 | $3.79 | $268K |
Holdings After Transaction:
Restricted Stock Units — 649,802 contracts (Direct);
Common Stock — 270,507 shares (Direct)
Footnotes (9)
- F1. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock.
- F2. Reflects shares withheld to cover the Reporting Person's tax liability in connection with the vesting of the restricted stock units reported herein.
- F3. The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.
- F4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $3.655 to $3.770, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
- F5. The Reporting Person received an original grant of restricted stock units on March 23, 2023, which vest in equal quarterly installments during the 27 months following January 1, 2025.
- F6. The Reporting Person received an original grant of restricted stock units on October 25, 2023, which vest in equal quarterly installments during the 21 months following January 1, 2025.
- F7. The Reporting Person received an original grant of restricted stock units on March 26, 2024, which vest in equal quarterly installments during the 27 months following January 1, 2025.
- F8. The Reporting Person received an original grant of restricted stock units on May 15, 2025, which vest as follows: (a) 33% on April 1, 2026; and (b) the remainder of the award in equal quarterly installments during the 24 months following April 1, 2026.
- F9. The Reporting Person received an original grant of restricted stock units on May 29, 2026, which vest in equal quarterly installments during the 24 months following April 1, 2026.
Key Figures
Common shares sold: 20,773 shares
Weighted average sale price: $3.7003 per share
Sale price range: $3.655–$3.770 per share
+3 more
6 metrics
Common shares sold
20,773 shares
October 2, 2026
Weighted average sale price
$3.7003 per share
October 2, 2026
Sale price range
$3.655–$3.770 per share
Multiple transactions; range inclusive
Common shares acquired through RSU conversions
156,621 shares
October 1, 2026
Shares withheld for tax liability
70,640 shares
October 1, 2026
Price for shares withheld
$3.7900 per share
October 1, 2026
Key Terms
Rule 10b5-1 trading plan, restricted stock units, weighted average price
3 terms
Rule 10b5-1 trading plan regulatory
"effected pursuant to a Rule 10b5-1 trading plan"
A Rule 10b5-1 trading plan is a pre-arranged schedule that allows company insiders to buy or sell stock at specific times, even if they have inside information. It helps prevent accusations of unfair trading by making these transactions look planned and transparent, rather than sneaky or illegal.
restricted stock units financial
"vesting of the restricted stock units reported herein"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
weighted average price financial
"The price reported in Column 4 is a weighted average price"
Weighted average price is the average price of a security where each trade or component is counted according to its size, so bigger trades pull the average more than smaller ones. Think of it like calculating the average cost of a grocery haul where items you bought more of have greater influence on the final per-item cost. Investors use it to understand the true average price paid or received, judge execution quality, and compare trading performance against market movement.
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