Welcome to our dedicated page for Globavend Holdings SEC filings (Ticker: GVH), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Globavend Holdings Limited (NASDAQ: GVH) SEC filings page on Stock Titan provides access to the company’s regulatory disclosures as a foreign private issuer. Globavend files reports with the U.S. Securities and Exchange Commission primarily on Form 20-F and Form 6-K, documenting its financial results, corporate actions, and material developments in its e-commerce logistics business.
Recent Form 6-K filings include unaudited condensed consolidated financial statements and Management’s Discussion and Analysis for the six months ended March 31, 2025, along with an earnings release. These filings give detail on revenue, cost of revenue, gross profit, operating expenses, and net income, as well as balance sheet items such as cash, accounts receivable, contract assets, and lease liabilities.
Other 6-K reports describe capital markets transactions, including a best-efforts public offering of units with Series A and Series B warrants, the terms of those warrants, and a later announcement that all outstanding Series B warrants with a zero price exercise option were fully exercised. Filings also cover a registered direct offering of ordinary shares or pre-funded warrants, with stated uses of proceeds for capital expenditures, operating capacity, working capital, warehouse purchases, overseas entity registration, and potential mergers and acquisitions.
Globavend’s filings further outline corporate governance and capital structure changes, such as the 1-for-200 reverse stock split of ordinary shares, the introduction of management shares with enhanced voting rights via a share subscription agreement, and shareholder approvals to increase authorized share capital and adopt new memorandum and articles of association. These documents explain the company’s dual-class share structure and controlled company status under Nasdaq rules.
On Stock Titan, Globavend’s SEC filings are updated as they appear on EDGAR, and AI-powered tools summarize key points from lengthy documents like 6-K exhibits and annual reports. Users can quickly see what each filing covers, from earnings and capital raises to governance changes, without reading every page, while still having direct access to the full SEC documents for deeper review.
Sabby Volatility Warrant Master Fund, Ltd., Sabby Management, LLC, and Hal Mintz report a 9.9% beneficial stake in Globavend Holdings Ltd, equal to 211,464 ordinary shares as of 12/31/2025. The group reports shared power to vote and dispose of all 211,464 shares, with no sole voting or dispositive power.
The filers classify this as a passive investment and certify that the securities were not acquired to change or influence control of Globavend Holdings Ltd.
L1 Capital Global Opportunities Master Fund, Ltd. reports beneficial ownership of 211,474 Globavend Holdings Ltd ordinary shares, representing 9.99% of the class. The fund has sole voting and dispositive power over these shares.
The ownership percentage is based on 2,116,761 ordinary shares outstanding after an offering, as referenced in Globavend’s prospectus and Form 6-K. The filing notes an additional 84,979 pre-funded warrants to purchase ordinary shares that are not included in the beneficial ownership calculation because they are subject to a 9.99% beneficial ownership limitation. The filer certifies the position is not held to change or influence control of Globavend.
Globavend Holdings Limited reported the results of its extraordinary general meeting held on September 12, 2025. Shareholders representing 99,295 shares and 98.59% of the total voting rights as of August 27, 2025 participated, satisfying quorum requirements. Each ordinary share carries one vote and each of the 100 designated management shares carries 1,000,000 votes.
Shareholders approved a special resolution to increase the Company’s authorized share capital from US$2,000,000 (10,000,000 shares of US$0.20 par value) to US$100,000,000 (500,000,000 shares of US$0.20 par value). This resolution passed with 100,016,228 votes for (99.92%), 78,975 against, and 3,992 abstaining.
They also approved, subject to that first resolution, the adoption of a third amended and restated memorandum and articles of association, replacing the prior version. This second special resolution passed with 100,023,796 votes for (99.92%), 71,126 against, and 4,273 abstaining.
Globavend Holdings Limited filed a Form 6-K to furnish investors with its unaudited financial information for the six months ended March 31, 2025. The submission includes a Management’s Discussion and Analysis of Financial Condition and Results of Operations, unaudited condensed consolidated financial statements with related notes, and an earnings release, all covering the same six‑month period. These exhibits provide detail on the company’s interim performance, cash flows, and overall financial position in the first half of its fiscal year.
Globavend Holdings Limited has created a new super‑voting share class that gives its founder and CEO near-total control of shareholder votes. On August 27, 2025, the company issued 100 management shares at a total subscription price of US$1,000 to Wai Yiu Yau, its founder, chief executive officer and chairman.
These management shares carry 1,000,000 votes per share and otherwise rank generally pari passu with ordinary shares, meaning they are economically similar but have vastly greater voting power. After this issuance, Globavend has 1,583,437 total shares outstanding, of which Wai Yiu Yau owns 57,324 shares, representing about 3.62% of equity but roughly 98.44% of total voting power.
The company now qualifies as a “controlled company” under Nasdaq rules and is exempt from certain corporate governance requirements. The filing notes that this could adversely affect public shareholders and that the disparate voting rights may have anti‑takeover effects by preventing changes of control that some shareholders might favor.
Globavend Holdings Ltd received an amendment to a Schedule 13G from S.H.N. Financial Investments Ltd. The filing states the reporting person currently beneficially owns 0 ordinary shares of Globavend (CUSIP 428050108), representing 0% of the class. The amendment references an earlier Schedule 13G filed July 17, 2025, that covered 2,062,381 ordinary shares purchased on July 10, 2025. Nir Shamir is identified as CEO of the reporting entity and the filing notes he may be deemed to beneficially own the securities but disclaims such ownership for other purposes. The filing includes the reporting person and issuer addresses and a certification that the securities were not acquired to influence control of the issuer.
Globavend Holdings Ltd's Schedule 13G reports that Ayrton Capital LLC, Alto Opportunity Master Fund, SPC - Segregated Master Portfolio B, and Waqas Khatri each beneficially own 2,290,500 shares, representing 9.99% of the class. The disclosed position comprises 5,396 issued common shares plus 2,285,104 shares issuable upon exercise of warrants; the issuable shares are subject to a 9.99% beneficial ownership blocker. The filing states Ayrton Capital is the investment manager to the Fund and that Waqas Khatri is the Investment Manager's managing member, with sole voting and dispositive power over the reported shares. Percentages are calculated using a share base of 20,624,896 shares referenced in the filing materials.
Globavend Holdings has filed a 424B4 prospectus for a best-efforts offering of up to 21,739,130 Ordinary Units at $0.69 per unit. Each unit consists of one ordinary share, one Series A warrant, and one Series B warrant to purchase ordinary shares.
Key offering details:
- Series A Warrants: Exercise price equals 100% of unit price, with a 30-day reset feature (floor price $0.1395)
- Series B Warrants: Exercise price of $1.173 (170% of unit price) with a unique "zero exercise price" option
- Pre-Funded Units available for investors exceeding 4.99%/9.99% ownership thresholds
Notable risks include: significant potential dilution through Series B Warrants (up to 322,113,130 shares), no minimum offering amount required, and possible Nasdaq delisting concerns due to the zero-exercise price feature. The company recently regained Nasdaq compliance after falling below the $1.00 minimum bid requirement but faces ongoing listing risks due to potential price pressure from warrant exercises.
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