Welcome to our dedicated page for Globavend Holdings SEC filings (Ticker: GVH), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Globavend Holdings Limited filings document a Cayman Islands foreign private issuer engaged in cross-border e-commerce logistics in Hong Kong, Australia and New Zealand. Form 6-K reports include interim financial statements, management discussion and analysis, earnings releases and material-event disclosures tied to the company's operating results and logistics service model.
The filing record also covers capital-structure and governance matters, including public offering units, ordinary shares, pre-funded warrants, Series A Warrants, Series B Warrants, warrant exercises and management shares with enhanced voting rights. Additional reports describe controlled-company status under Nasdaq rules, shareholder voting power, changes in controlling shareholder, board composition and management.
Globavend Holdings Ltd director and Chief Executive Officer Yau Wai Yiu filed an initial ownership report showing direct holdings of 57,224 Ordinary Shares and 100 Management Shares. According to the filing, these reported securities represent approximately 97.8% of Globavend’s total voting power based on 2,286,819 shares issued and outstanding as of February 13, 2026.
Globavend Holdings Ltd director Shin Ho Chuen filed an initial ownership report on Form 3. This filing lists their status as a director of the company but does not report any stock transactions or specific share holdings. It serves as a baseline disclosure of insider status for future filings.
Globavend Holdings Ltd Chief Financial Officer Yu Tsz Ngo has filed an initial insider ownership report on Form 3. This filing lists them as an officer but does not report any stock transactions, option exercises, or current derivative positions. It establishes their status as a reporting insider for future disclosures.
Globavend Holdings Ltd filed an initial insider ownership report for director Cheung Fan on Form 3. The filing identifies Cheung Fan as a director of the company and shows no insider transactions or derivative positions in the data provided.
L1 Capital Global Opportunities Master Fund, Ltd. filed an amended Schedule 13G reporting beneficial ownership of 21,739 pre-funded warrants to purchase Globavend Holdings Ltd. ordinary shares. These securities represent 1.0% of the class, based on 2,116,761 ordinary shares outstanding after a recent offering.
The fund has sole voting and dispositive power over all 21,739 pre-funded warrants and no shared power. The filing states the position is under 5% of the class and includes a certification that the securities were not acquired to change or influence control of Globavend.
Globavend Holdings Limited files its Form 20-F annual report for the fiscal year ended September 30, 2025, detailing its Cayman holding structure and logistics operations mainly in Hong Kong and mainland China. The company’s Ordinary Shares trade on Nasdaq under the symbol GVH.
As of September 30, 2025, Globavend had 1,526,113 Ordinary Shares and 100 Management Shares outstanding, with a dual-class structure that gives founder and CEO Wai Yiu Yau about 97.8% of voting power through 57,224 Ordinary Shares and 100 Management Shares. The filing highlights extensive risk factors, including dependence on block-space air freight agreements, reliance on a small number of major customers and suppliers, operational and cybersecurity risks, and significant regulatory uncertainty tied to doing business in Hong Kong and China, as well as U.S. oversight under PCAOB and HFCA Act-related rules.
Sabby Volatility Warrant Master Fund, Ltd., Sabby Management, LLC, and Hal Mintz report a 9.9% beneficial stake in Globavend Holdings Ltd, equal to 211,464 ordinary shares as of 12/31/2025. The group reports shared power to vote and dispose of all 211,464 shares, with no sole voting or dispositive power.
The filers classify this as a passive investment and certify that the securities were not acquired to change or influence control of Globavend Holdings Ltd.
L1 Capital Global Opportunities Master Fund, Ltd. reports beneficial ownership of 211,474 Globavend Holdings Ltd ordinary shares, representing 9.99% of the class. The fund has sole voting and dispositive power over these shares.
The ownership percentage is based on 2,116,761 ordinary shares outstanding after an offering, as referenced in Globavend’s prospectus and Form 6-K. The filing notes an additional 84,979 pre-funded warrants to purchase ordinary shares that are not included in the beneficial ownership calculation because they are subject to a 9.99% beneficial ownership limitation. The filer certifies the position is not held to change or influence control of Globavend.
Globavend Holdings Limited reported the results of its extraordinary general meeting held on September 12, 2025. Shareholders representing 99,295 shares and 98.59% of the total voting rights as of August 27, 2025 participated, satisfying quorum requirements. Each ordinary share carries one vote and each of the 100 designated management shares carries 1,000,000 votes.
Shareholders approved a special resolution to increase the Company’s authorized share capital from US$2,000,000 (10,000,000 shares of US$0.20 par value) to US$100,000,000 (500,000,000 shares of US$0.20 par value). This resolution passed with 100,016,228 votes for (99.92%), 78,975 against, and 3,992 abstaining.
They also approved, subject to that first resolution, the adoption of a third amended and restated memorandum and articles of association, replacing the prior version. This second special resolution passed with 100,023,796 votes for (99.92%), 71,126 against, and 4,273 abstaining.
Globavend Holdings Limited filed a Form 6-K to furnish investors with its unaudited financial information for the six months ended March 31, 2025. The submission includes a Management’s Discussion and Analysis of Financial Condition and Results of Operations, unaudited condensed consolidated financial statements with related notes, and an earnings release, all covering the same six‑month period. These exhibits provide detail on the company’s interim performance, cash flows, and overall financial position in the first half of its fiscal year.