Welcome to our dedicated page for Globavend Holdings SEC filings (Ticker: GVH), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Globavend Holdings Limited (NASDAQ: GVH) SEC filings page on Stock Titan provides access to the company’s regulatory disclosures as a foreign private issuer. Globavend files reports with the U.S. Securities and Exchange Commission primarily on Form 20-F and Form 6-K, documenting its financial results, corporate actions, and material developments in its e-commerce logistics business.
Recent Form 6-K filings include unaudited condensed consolidated financial statements and Management’s Discussion and Analysis for the six months ended March 31, 2025, along with an earnings release. These filings give detail on revenue, cost of revenue, gross profit, operating expenses, and net income, as well as balance sheet items such as cash, accounts receivable, contract assets, and lease liabilities.
Other 6-K reports describe capital markets transactions, including a best-efforts public offering of units with Series A and Series B warrants, the terms of those warrants, and a later announcement that all outstanding Series B warrants with a zero price exercise option were fully exercised. Filings also cover a registered direct offering of ordinary shares or pre-funded warrants, with stated uses of proceeds for capital expenditures, operating capacity, working capital, warehouse purchases, overseas entity registration, and potential mergers and acquisitions.
Globavend’s filings further outline corporate governance and capital structure changes, such as the 1-for-200 reverse stock split of ordinary shares, the introduction of management shares with enhanced voting rights via a share subscription agreement, and shareholder approvals to increase authorized share capital and adopt new memorandum and articles of association. These documents explain the company’s dual-class share structure and controlled company status under Nasdaq rules.
On Stock Titan, Globavend’s SEC filings are updated as they appear on EDGAR, and AI-powered tools summarize key points from lengthy documents like 6-K exhibits and annual reports. Users can quickly see what each filing covers, from earnings and capital raises to governance changes, without reading every page, while still having direct access to the full SEC documents for deeper review.
Globavend Holdings Limited has undergone a change in control and refreshed its leadership structure. Central Master Enterprises Limited acquired 57,224 ordinary shares and 100 management shares, representing about 2.4% of issued shares but 97.7% of the Company’s total voting power.
Central Master is owned and controlled by chief financial officer Tsz Ngo Yu and subsidiary director Kai Man Fung, who becomes chairman of the board. Founder and former controlling shareholder Wai Yiu Yau sold his stake but remains chief executive officer, separating the CEO and chair roles.
Effective April 29, 2026, Mr. Fung and Mr. Yu joined the board and Mr. Kin Fung Tsui was appointed as an independent director and committee member. Independent director Fan Cheung resigned effective April 30, 2026 for personal reasons, with no disagreement reported. The Company plans to leverage the new controlling shareholders’ corporate finance expertise and global connections to pursue mergers and acquisitions and expansion into new business lines.
Globavend Holdings Ltd director Leng Ami San Man has filed an initial ownership report on SEC Form 3. The available data lists no reportable transactions, share holdings, or derivative positions in this excerpt, serving as a baseline disclosure of insider status with the company.
Globavend Holdings Ltd director and Chief Executive Officer Yau Wai Yiu filed an initial ownership report showing direct holdings of 57,224 Ordinary Shares and 100 Management Shares. According to the filing, these reported securities represent approximately 97.8% of Globavend’s total voting power based on 2,286,819 shares issued and outstanding as of February 13, 2026.
Globavend Holdings Ltd director Shin Ho Chuen filed an initial ownership report on Form 3. This filing lists their status as a director of the company but does not report any stock transactions or specific share holdings. It serves as a baseline disclosure of insider status for future filings.
Globavend Holdings Ltd Chief Financial Officer Yu Tsz Ngo has filed an initial insider ownership report on Form 3. This filing lists them as an officer but does not report any stock transactions, option exercises, or current derivative positions. It establishes their status as a reporting insider for future disclosures.
Globavend Holdings Ltd filed an initial insider ownership report for director Cheung Fan on Form 3. The filing identifies Cheung Fan as a director of the company and shows no insider transactions or derivative positions in the data provided.
L1 Capital Global Opportunities Master Fund, Ltd. filed an amended Schedule 13G reporting beneficial ownership of 21,739 pre-funded warrants to purchase Globavend Holdings Ltd. ordinary shares. These securities represent 1.0% of the class, based on 2,116,761 ordinary shares outstanding after a recent offering.
The fund has sole voting and dispositive power over all 21,739 pre-funded warrants and no shared power. The filing states the position is under 5% of the class and includes a certification that the securities were not acquired to change or influence control of Globavend.
Globavend Holdings Limited files its Form 20-F annual report for the fiscal year ended September 30, 2025, detailing its Cayman holding structure and logistics operations mainly in Hong Kong and mainland China. The company’s Ordinary Shares trade on Nasdaq under the symbol GVH.
As of September 30, 2025, Globavend had 1,526,113 Ordinary Shares and 100 Management Shares outstanding, with a dual-class structure that gives founder and CEO Wai Yiu Yau about 97.8% of voting power through 57,224 Ordinary Shares and 100 Management Shares. The filing highlights extensive risk factors, including dependence on block-space air freight agreements, reliance on a small number of major customers and suppliers, operational and cybersecurity risks, and significant regulatory uncertainty tied to doing business in Hong Kong and China, as well as U.S. oversight under PCAOB and HFCA Act-related rules.
Sabby Volatility Warrant Master Fund, Ltd., Sabby Management, LLC, and Hal Mintz report a 9.9% beneficial stake in Globavend Holdings Ltd, equal to 211,464 ordinary shares as of 12/31/2025. The group reports shared power to vote and dispose of all 211,464 shares, with no sole voting or dispositive power.
The filers classify this as a passive investment and certify that the securities were not acquired to change or influence control of Globavend Holdings Ltd.
L1 Capital Global Opportunities Master Fund, Ltd. reports beneficial ownership of 211,474 Globavend Holdings Ltd ordinary shares, representing 9.99% of the class. The fund has sole voting and dispositive power over these shares.
The ownership percentage is based on 2,116,761 ordinary shares outstanding after an offering, as referenced in Globavend’s prospectus and Form 6-K. The filing notes an additional 84,979 pre-funded warrants to purchase ordinary shares that are not included in the beneficial ownership calculation because they are subject to a 9.99% beneficial ownership limitation. The filer certifies the position is not held to change or influence control of Globavend.