Global Water SEC Filings

Insider purchase increases indirect stake in Global Water Resources (GWRS). A Form 4 filed for Jonathan L. Levine shows a purchase of 728,197 shares on 09/30/2025 at a reported price of $10.30 per share. After the transaction, the reporting person beneficially owns 12,128,122 shares indirectly through Levine Investments Limited Partnership and an additional 50,000 shares indirectly through Levine Family Trust "A". The filing is signed by an attorney-in-fact on 10/07/2025.

This Form 4 discloses only non-derivative common stock acquisition activity and explains that holdings are held in entities for which the reporting person serves as general partner or trustee; the reporting person disclaims direct beneficial ownership except for pecuniary interest. No derivative transactions or additional pricing/guidance details are provided.

Global Water Resources, Inc. sold common stock in an unregistered private placement to several purchasers, including Levine Investments Limited Partnership (LILP) and Andrew M. Cohn, both of whom are significant company stockholders and directors. The purchasers acquired shares at a price equal to the Nasdaq consolidated closing bid immediately before the agreement, $10.30 per share, for an aggregate purchase price of approximately $13.1 million. The purchase was made under a Securities Purchase Agreement containing customary representations, warranties and covenants; the full agreement is filed as an exhibit. The sale is reported as an unregistered sale of equity securities and is incorporated into the filing's specified items.

David Rousseau, a director of Global Water Resources, Inc. (GWRS), was granted 38 restricted stock units (RSUs) on 09/30/2025. The filing reports the RSUs are fully vested on grant and each RSU equals one share of common stock. The RSUs are redeemable only when the reporting person ceases to be a director. Following the grant, the reporting person beneficially owns 11,913 shares of the company's common stock, held in a direct ownership form.

John Carroll Lenderking, SVP, Water Resources at Global Water Resources, Inc. (GWRS), reported insider transactions dated 09/30/2025. The filing shows a grant of 393 restricted stock units (RSUs) recorded as a deemed execution (M) and an additional grant of 6 fully vested RSUs. It also discloses the sale of 393 shares at a price of $10.30. Following these transactions, Mr. Lenderking beneficially owns 7,379 shares directly and holds 2,370 shares via prior RSU grants in aggregate reporting. The RSUs are exercisable upon vesting and have no set expiration date.

Jonathan C. Corwin, listed as a Vice President and reporting person for Global Water Resources, Inc. (GWRS), filed a Form 4 reporting transactions dated 09/30/2025. The filing shows a disposition of 192 common shares at a price of $10.30 and the grant/recognition of restricted stock units (RSUs) totaling 195 RSUs (a 3‑unit grant plus 192 units recorded under modification). The RSUs are stated to be fully vested and immediately exercisable and are economically equivalent to one share each at a $0 exercise price. After the reported sale, the filing lists 12,529 common shares beneficially owned by the reporting person. The Form 4 is signed by attorney‑in‑fact Suzette Prante with signature date 10/02/2025.

Christopher D. Krygier, Chief Operating Officer and Director of Global Water Resources, Inc. (GWRS), reported transactions dated 09/30/2025. The filing shows the reporting person was credited with 1,149 shares (from restricted stock units) with a reported acquisition price of $0 per share, and a corresponding disposition of 1,149 shares at $10.3 per share, leaving the reporting person with 28,769 shares beneficially owned after the disposition.

The report also discloses an additional 18 restricted stock units granted (fully vested) and an indirect beneficial ownership stake of 5,095.844 shares held as Trustee for The CKTJ Living Trust. The form is signed by an attorney-in-fact on 10/02/2025.

Ronnie L. Fleming, President and CEO and a director of Global Water Resources, Inc. (GWRS), reported insider transactions on 09/30/2025. Fleming received 3,767 shares via a transaction coded M at a $0 price and simultaneously disposed of 3,767 shares at $10.30, reducing his direct holdings from 106,410 to 102,643 shares. In addition, Fleming was granted 56 fully vested restricted stock units (RSUs) and 3,767 RSUs that are exercisable at vesting with no expiration date, increasing the total RSU-related underlying shares reported to 22,816 and 19,049 in different grant groupings. The Form 4 was signed by an attorney-in-fact on 10/02/2025.

Michael J. Liebman, identified as CFO and Corporate Secretary of Global Water Resources, Inc. (GWRS), reported multiple transactions dated 09/30/2025. The filing shows an acquisition of 2,413 shares of common stock at $0 and a simultaneous disposal of 2,413 shares at $10.3, leaving 83,666 shares reported as beneficially owned after the transactions. The filing also discloses restricted stock unit activity: a grant/vesting of 36 RSUs and an entry of 2,413 RSUs under Table II, with post-transaction RSU-related share counts reported as 14,605 and 12,192 in the tables. The report is signed by an attorney-in-fact on 10/02/2025.

Andrew M. Cohn, a director of Global Water Resources, Inc. (GWRS), received 4 restricted stock units (RSUs) on 08/29/2025 that are fully vested upon grant and reported on Form 4. Each RSU equals one share of common stock and the reported grant increased Mr. Cohn's beneficial ownership to 1,682 shares as of the transaction. The RSUs carry a reported price of $0 at grant and, per the filing, may only be redeemed when the reporting person ceases to be a director, with redemption terms incorporated by reference to the company’s omnibus plans.