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Global Water Resources insider files Form 4 for 964 vested shares

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Global Water Resources, Inc. (GWRS): Director Brett Huckelbridge reported the acquisition of 964 shares of Common Stock on 08/20/2025 at a reported price of $9.70 per share. After the transaction, he beneficially owns 6,991 shares in a direct ownership capacity. The filing notes these shares represent restricted stock awarded that are fully vested when granted. The Form 4 was signed by an attorney-in-fact on 08/22/2025.

Positive

  • Director increased direct ownership by 964 shares, bringing total beneficial ownership to 6,991 shares
  • Restricted stock was fully vested when granted, meaning the shares confer immediate ownership rights

Negative

  • None.

Insights

TL;DR: A director acquired 964 vested restricted shares, modestly increasing direct ownership to 6,991 shares.

The reported purchase of 964 shares at $9.70 each increases the reporting director's direct stake to 6,991 shares. Because the filing specifies the awarded restricted stock is fully vested on grant, the transaction reflects an immediate increase in beneficial ownership rather than a future contingent holding. This is a routine insider issuance/award disclosure under Section 16 and does not, by itself, provide revenue, profit, or governance changes. Materiality for investors depends on the company's market capitalization and outstanding shares, which are not provided in this filing.

TL;DR: The director's receipt of fully vested restricted stock is a standard compensation/award disclosure with limited standalone governance impact.

The Form 4 indicates the director received restricted stock that vested immediately, which management and compensation committees commonly use for alignment. The disclosure is timely and executed by an attorney-in-fact, meeting procedural requirements. The filing does not indicate any change in roles, control, or related-party transactions beyond the award itself.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Huckelbridge Brett

(Last) (First) (Middle)
C/O GLOBAL WATER RESOURCES, INC.
21410 N 19TH AVE, SUITE #205

(Street)
PHOENIX AZ 85027

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Global Water Resources, Inc. [ GWRS ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
08/20/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 08/20/2025 A 964(1) A $9.7 6,991 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Shares represent restricted stock awarded which are fully vested when granted.
Remarks:
/s/ Suzette Prante, attorney-in-fact 08/22/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did GWRS director Brett Huckelbridge report on Form 4?

He reported the acquisition of 964 shares of Common Stock on 08/20/2025 at a price of $9.70 per share, resulting in 6,991 shares beneficially owned.

Were the shares restricted or freely tradable according to the filing?

The filing states these shares represent restricted stock awarded and that they are fully vested when granted.

What is the reporting person's relationship to GWRS?

The reporting person, Brett Huckelbridge, is listed as a Director of Global Water Resources, Inc.

When was the Form 4 transaction dated and when was the form signed?

The transaction date is 08/20/2025 and the Form 4 bears a signature by an attorney-in-fact dated 08/22/2025.

Does the Form 4 disclose any derivative transactions or other securities?

No. The filing shows only a non-derivative acquisition of Common Stock and contains no derivative securities entries.
Global Water

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