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Global Water Resources (GWRS) grants director 1,049 fully vested shares

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Global Water Resources, Inc. (GWRS) reported that director Brett Huckelbridge received a grant of 1,049 shares of common stock as a fully vested restricted stock award on 2026-08-19 at a reference value of $8.91 per share. Following this compensation-related acquisition, the director directly holds 11,704 common shares of the company.

Positive

  • None.

Negative

  • None.
Insider Huckelbridge Brett
Role Director
Type Security Shares Price Value
Grant/Award Common Stock F1 1,049 $8.91 $9K
Holdings After Transaction: Common Stock — 11,704 shares (Direct)
Footnotes (1)
  1. F1. Shares represent restricted stock awarded which are fully vested when granted.
Restricted stock award shares 1,049 shares Fully vested restricted stock granted to director on 2026-08-19
Award reference price per share $8.91 per share Transaction price reported for the 1,049-share grant
Total shares held after transaction 11,704 shares Director Brett Huckelbridge’s direct GWRS common stock holdings post-award
restricted stock financial
"Shares represent restricted stock awarded which are fully vested"
Shares granted to an individual that carry limits on transfer or sale until certain conditions are met, such as staying with the company for a set time or hitting performance targets. Think of them as a locked gift that gradually opens; for investors they matter because they affect how many shares may enter the market later, signal management incentives and potential dilution, and reveal confidence in future company performance.
fully vested financial
"restricted stock awarded which are fully vested when granted"
grant, award, or other acquisition financial
"transaction code A described as Grant, award, or other acquisition"

FAQ

What insider transaction did GWRS report for Brett Huckelbridge?

GWRS reported that director Brett Huckelbridge received a grant of 1,049 shares of common stock as a fully vested restricted stock award on 2026-08-19.

Was the GWRS Form 4 transaction a purchase or a grant?

The Form 4 shows a code A transaction, described as a grant, award, or other acquisition of common stock, specifically a fully vested restricted stock award, not an open-market purchase.

At what value was the GWRS restricted stock award recorded?

The 1,049-share restricted stock award to director Brett Huckelbridge was reported at $8.91 per share, as the transaction price for the common stock on 2026-08-19.

How many GWRS shares does Brett Huckelbridge hold after this award?

After the reported award, director Brett Huckelbridge directly owns 11,704 shares of Global Water Resources, Inc. common stock.

Is the GWRS restricted stock award to the director subject to vesting?

No. The footnote states that the shares represent restricted stock that is fully vested when granted, meaning there is no ongoing vesting schedule attached to this award.

Was the GWRS insider award made under a Rule 10b5-1 trading plan?

The document-level Rule 10b5-1 checkbox is not checked (aff_10b5_one is false), indicating the reported transaction was not affirmed as being under a Rule 10b5-1 trading plan.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Huckelbridge Brett

(Last)(First)(Middle)
C/O GLOBAL WATER RESOURCES, INC.
21410 N 19TH AVE, SUITE #205

(Street)
PHOENIX ARIZONA 85027

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Global Water Resources, Inc. [ GWRS ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
08/19/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock08/19/2026A1,049(1)A$8.9111,704D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Shares represent restricted stock awarded which are fully vested when granted.
Remarks:
/s/ Suzette Prante, attorney-in-fact08/21/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)