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Global Water director granted 5 RSUs in August

Director Andrew M. Cohn received fully vested RSUs tied to GWRS common stock, redeemable only when his board service ends.

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Global Water Resources, Inc. (symbol: GWRS) is the issuer of record for a Form 4 filing submitted to the SEC. Cohn Andrew M. reported acquisition or exercise transactions in this Form 4 filing.

Global Water Resources, Inc. (GWRS) reported that director Andrew M. Cohn received a grant of 5 Restricted Stock Units (RSUs) on August 31, 2026. Each RSU is the economic equivalent of one share of common stock and was fully vested upon grant. The RSUs may only be redeemed when he ceases to be a director, and following this grant he holds 1,745 RSUs directly.

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Insider Cohn Andrew M.
Role Director
Type Security Shares Price Value
Grant/Award Restricted Stock Units F1, F2 5 $0.00 $0.00
Holdings After Transaction: Restricted Stock Units — 1,745 contracts (Direct)
Footnotes (2)
  1. F1. Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").
  2. F2. The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K.
RSUs granted 5 units Restricted Stock Units granted to director Andrew M. Cohn on August 31, 2026
RSUs held after transaction 1,745 units Total Restricted Stock Units directly held by Andrew M. Cohn after the grant
Grant price $0.00 per unit Reporting price per RSU in the equity grant on August 31, 2026
RSU-to-share equivalence 1 RSU = 1 share Each RSU is the economic equivalent of one share of Global Water Resources, Inc. common stock
Restricted Stock Units financial
"Each restricted stock unit ("RSU") is the economic equivalent of one share"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
economic equivalent financial
"Each restricted stock unit ("RSU") is the economic equivalent of one share"
Omnibus plans financial
"Redemption requirements are detailed within the Omnibus plans incorporated"

FAQ

What did director Andrew M. Cohn acquire in this Form 4 for GWRS?

He received a grant of 5 Restricted Stock Units (RSUs) on August 31, 2026, as a form of equity compensation. Each RSU is the economic equivalent of one share of Global Water Resources, Inc. common stock.

Are the RSUs granted to Andrew M. Cohn in GWRS fully vested?

Yes. The filing states that the RSUs are fully vested upon grant. However, they are only permitted to be redeemed when Andrew M. Cohn ceases to be a director of Global Water Resources, Inc.

When can Andrew M. Cohn redeem his GWRS Restricted Stock Units?

The RSUs are only permitted to be redeemed when he ceases to be a director of Global Water Resources, Inc. Additional redemption requirements are described in the company’s Omnibus plans referenced in its latest Form 10-K.

How many GWRS RSUs does Andrew M. Cohn hold after this transaction?

After the August 31, 2026 grant, Andrew M. Cohn directly holds 1,745 Restricted Stock Units. Each RSU represents the economic equivalent of one share of Global Water Resources, Inc. common stock.

Was this GWRS Form 4 transaction under a Rule 10b5-1 trading plan?

No. The filing’s Rule 10b5-1 checkbox is not checked, and there is no footnote stating that this RSU grant was made pursuant to a Rule 10b5-1 trading plan.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Cohn Andrew M.

(Last)(First)(Middle)
2801 EAST CAMELBACK ROAD, #450

(Street)
PHOENIX ARIZONA 85016

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Global Water Resources, Inc. [ GWRS ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
08/31/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(1)08/31/2026A5 (2) (2)Common Stock5$01,745D
Explanation of Responses:
1. Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").
2. The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K.
Remarks:
/s/ Suzette Prante, attorney-in-fact09/02/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)