Global Water Resources COO returns 1,445 shares

Q: How many GWRS shares did Christopher D. Krygier return to the issuer?

Christopher D. Krygier reported returning 1,445 common shares to the issuer on September 30, 2026, at $7.95 per share. The same date's reported RSU conversion was 1,445 restricted stock units into 1,445 common shares. No Rule 10b5-1 plan is reported.

Q: When are Global Water Resources restricted stock units exercisable?

The restricted stock units are exercisable at time of vesting and do not have a set expiration date.

A separate holding entry lists 10,485 common shares held indirectly by the COO as trustee for The CKTJ Living Trust.

Filing Impact

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Filing Sentiment

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Form Type

Rhea-AI Filing Summary

Global Water Resources, Inc. (GWRS) Chief Operating Officer Christopher D. Krygier reported an award of 29 restricted stock units and conversion of 1,445 restricted stock units into 1,445 common shares on September 30, 2026. He returned 1,445 common shares to the issuer at $7.95 per share. He also reported indirect holdings of 10,485 common shares as trustee for The CKTJ Living Trust. No Rule 10b5-1 plan is reported.

Insider Trade Summary

1,445 shares exercised/converted

Exercise 5 txns

Insider Krygier Christopher D

Role Chief Operating Officer

Type	Security	Shares	Price	Value
Grant/Award	Restricted Stock Units ^{F1, F2, F3}	29	$0.00	$0.00
Exercise	Restricted Stock Units ^{F1, F2, F3}	1,445	$0.00	$0.00
Exercise	Common Stock ^F1	1,445	$0.00	$0.00
Disposition	Common Stock	1,445	$7.95	$11K
holding	Common Stock	--	--	--

Holdings After Transaction: Restricted Stock Units — 7,613 contracts (Direct); Common Stock — 32,789 shares (Direct); Common Stock — 10,485.008 shares (Indirect, By self as Trustee for The CKTJ Living Trust)

Footnotes (3)

F1. Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").
F2. The RSUs are exercisable at time of vesting and do not have a set expiration date.
F3. The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person.

Key Figures

Restricted stock units awarded: 29 units Restricted stock units converted: 1,445 units Common shares acquired on conversion: 1,445 shares +3 more

6 metrics

Restricted stock units awarded 29 units September 30, 2026

Restricted stock units converted 1,445 units September 30, 2026

Common shares acquired on conversion 1,445 shares September 30, 2026

Common shares returned to issuer 1,445 shares September 30, 2026

Price per share returned $7.95 per share September 30, 2026

Indirect common shares held 10,485 shares Held as trustee for The CKTJ Living Trust

Key Terms

restricted stock unit, vesting, expiration date

3 terms

restricted stock unit technical

"Each restricted stock unit ("RSU") is the economic equivalent of one share"

A restricted stock unit is a promise from a company to give an employee shares of stock after certain conditions are met, like staying with the company for a set amount of time. It’s like earning a bonus that turns into company stock once you’ve proven your commitment, making it a way to motivate and reward employees.

vesting technical

"exercisable at time of vesting"

Vesting is the process by which you earn full ownership of something, like company stock or a retirement benefit, over time. It’s like earning the right to keep a gift piece by piece the longer you stay with a company, making sure employees stay committed before they receive all the benefits.

expiration date technical

"do not have a set expiration date"

The expiration date is the deadline after which a financial contract, such as an option or a futures agreement, is no longer valid or can be exercised. It matters to investors because it determines the timeframe during which they can take action or benefit from the contract, similar to how a coupon or a food item has a limited period of usefulness. Once the expiration date passes, the contract loses its value or ability to be used.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many GWRS shares did Christopher D. Krygier return to the issuer?

Christopher D. Krygier reported returning 1,445 common shares to the issuer on September 30, 2026, at $7.95 per share. The same date's reported RSU conversion was 1,445 restricted stock units into 1,445 common shares. No Rule 10b5-1 plan is reported.

When are Global Water Resources restricted stock units exercisable?

The restricted stock units are exercisable at time of vesting and do not have a set expiration date.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 10/02/2026 - 07:09 PM Accepted by SEC EDGAR 10/02/2026 - 07:08 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Krygier Christopher D

(Last)

(First)

(Middle)

C/O GLOBAL WATER RESOURCES, INC.

21410 N. 19TH AVENUE, SUITE 205

(Street)

PHOENIX

ARIZONA

85027

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Global Water Resources, Inc. [ GWRS ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	Chief Operating Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
09/30/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	09/30/2026		M		1,445	A	$0⁽¹⁾	34,234	D
Common Stock	09/30/2026		D		1,445	D	$7.95	32,789	D
Common Stock								10,485.008	I	By self as Trustee for The CKTJ Living Trust

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Restricted Stock Units	⁽¹⁾	09/30/2026		A		29		⁽²⁾	⁽²⁾	Common Stock	29	$0	9,058⁽³⁾	D
Restricted Stock Units	⁽¹⁾	09/30/2026		M			1,445	⁽²⁾	⁽²⁾	Common Stock	1,445	$0	7,613⁽³⁾	D

Explanation of Responses:

1. Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

2. The RSUs are exercisable at time of vesting and do not have a set expiration date.

3. The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person.

Remarks:

	/s/ Suzette Prante, attorney-in-fact	10/02/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR