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  4. [Form 4] Global Water Resources, Inc. Insider Trading Activity

Global Water director granted 44 RSUs

Director David Rousseau received fully vested RSUs that settle only when he leaves the Global Water Resources board.

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Global Water Resources, Inc. (symbol: GWRS) is the issuer of record for a Form 4 filing submitted to the SEC. Rousseau David reported acquisition or exercise transactions in this Form 4 filing.

Global Water Resources, Inc. (GWRS) reported that director David Rousseau received a grant of 44 Restricted Stock Units on August 31, 2026. Each RSU is the economic equivalent of one share of common stock and is fully vested upon grant. These RSUs may be redeemed only when he ceases to be a director, bringing his directly held RSU-based position to 12,450 units.

Positive

  • None.

Negative

  • None.
Insider Rousseau David
Role Director
Type Security Shares Price Value
Grant/Award Restricted Stock Units F1, F2 44 $0.00 $0.00
Holdings After Transaction: Restricted Stock Units — 12,450 contracts (Direct)
Footnotes (2)
  1. F1. Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").
  2. F2. The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K.
RSUs granted 44 units Restricted Stock Units granted to director David Rousseau on August 31, 2026
Price per RSU $0.00 per unit Reported grant price for the 44 Restricted Stock Units
RSUs held after transaction 12,450 units Total Restricted Stock Units directly held by David Rousseau after the grant
Restricted Stock Units financial
"Each restricted stock unit ("RSU") is the economic equivalent of one share"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
economic equivalent financial
"Each restricted stock unit ("RSU") is the economic equivalent of one share"
Omnibus plans financial
"Redemption requirements are detailed within the Omnibus plans incorporated"

FAQ

What insider transaction did GWRS report for director David Rousseau?
Global Water Resources reported that director David Rousseau received a grant of 44 Restricted Stock Units on August 31, 2026, as a form of equity compensation, each representing the economic equivalent of one share of the company’s common stock.

How many GWRS RSUs does David Rousseau hold after this grant?
After the August 31, 2026 grant, David Rousseau holds 12,450 Restricted Stock Units directly. Each RSU is the economic equivalent of one share of Global Water Resources common stock, according to the company’s disclosure.

Are the newly granted GWRS RSUs to David Rousseau vested?
Yes. The filing states that the 44 Restricted Stock Units are fully vested upon grant. However, they are only permitted to be redeemed when David Rousseau ceases to be a director of Global Water Resources.

When can David Rousseau redeem his GWRS Restricted Stock Units?
The filing states that the RSUs are only permitted to be redeemed when David Rousseau ceases to be a director of Global Water Resources. Additional redemption requirements are described in the company’s Omnibus plans referenced in its latest Form 10-K.

Was this GWRS Form 4 transaction under a Rule 10b5-1 trading plan?
No. The document-level Rule 10b5-1 checkbox is not checked, and there is no footnote indicating a trading plan. The reported RSU grant is therefore not stated to be made under a Rule 10b5-1 plan.

What security underlies the GWRS RSUs granted to David Rousseau?
The Restricted Stock Units granted to David Rousseau are based on Global Water Resources common stock. Each RSU is described as the economic equivalent of one share of the company’s common stock.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Rousseau David
(Last)(First)(Middle)
C/O GLOBAL WATER RESOURCES, INC.
21410 N 19TH AVE, SUITE #205
(Street)
PHOENIX ARIZONA 85027
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
Global Water Resources, Inc. [ GWRS ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
08/31/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(1)08/31/2026A44 (2) (2)Common Stock44$012,450D
Explanation of Responses:
1. Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").
2. The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K.
Remarks:
/s/ Suzette Prante, attorney-in-fact09/02/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR