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Global Water Resources (GWRS) director granted 60 fully vested RSUs

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Huckelbridge Brett reported acquisition or exercise transactions in this Form 4 filing.

Global Water Resources, Inc. director Brett Huckelbridge received a grant of 60 Restricted Stock Units (RSUs) on July 31, 2026. Each RSU equals one share of common stock, is fully vested upon grant, and can be redeemed only after he ceases to be a director, bringing his directly held RSUs to 12,118.

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Insider Huckelbridge Brett
Role Director
Type Security Shares Price Value
Grant/Award Restricted Stock Units F1, F2 60 $0.00 $0.00
Holdings After Transaction: Restricted Stock Units — 12,118 shares (Direct)
Footnotes (2)
  1. F1. Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").
  2. F2. The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K.
Restricted Stock Units granted 60 Restricted Stock Units granted to director Brett Huckelbridge on July 31, 2026
Transaction price per RSU 0.0000 Stated transaction price per Restricted Stock Unit in the award
RSUs held after grant 12,118 Total Restricted Stock Units directly owned following the reported transaction
RSU to common stock ratio 1:1 Each RSU is the economic equivalent of one share of common stock
Restricted Stock Units financial
"Security title reported as Restricted Stock Units for the director award"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
economic equivalent financial
"Each RSU is the economic equivalent of one share of common stock"
Omnibus plans financial
"Redemption requirements are detailed within the Omnibus plans incorporated by reference"

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FAQ

What transaction did director Brett Huckelbridge report for Global Water Resources (GWRS)?

Brett Huckelbridge, a director of Global Water Resources (GWRS), reported receiving a grant of 60 Restricted Stock Units on July 31, 2026. Each RSU is the economic equivalent of one share of common stock and was awarded at a stated price of 0.0000 per unit.

How many Global Water Resources (GWRS) shares do Brett Huckelbridge’s new RSUs represent?

The award represents 60 Restricted Stock Units, and each RSU is the economic equivalent of one share of Global Water Resources common stock. In total, this grant therefore corresponds to 60 shares on a one-for-one basis with the company’s common stock.

What are the vesting and redemption terms of Brett Huckelbridge’s RSUs at GWRS?

The RSUs granted to Brett Huckelbridge are fully vested upon grant. However, they may be redeemed only when he ceases to be a director of Global Water Resources, with detailed redemption requirements set out in the company’s Omnibus plans referenced in its latest 10-K.

How many RSUs does Brett Huckelbridge hold in GWRS after this grant?

Following the grant, Brett Huckelbridge directly holds 12,118 Restricted Stock Units tied to Global Water Resources common stock. This figure includes the newly awarded 60 RSUs and represents his total reported direct RSU position after the July 31, 2026 transaction.

Was the GWRS RSU grant to Brett Huckelbridge made under a Rule 10b5-1 trading plan?

The Form 4 for Global Water Resources indicates the Rule 10b5-1 checkbox was not marked. This means the reported RSU grant to director Brett Huckelbridge is not reported as made pursuant to a Rule 10b5-1 trading plan based on this disclosure.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Huckelbridge Brett

(Last)(First)(Middle)
C/O GLOBAL WATER RESOURCES, INC.
21410 N 19TH AVE, SUITE #205

(Street)
PHOENIX ARIZONA 85027

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Global Water Resources, Inc. [ GWRS ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
07/31/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(1)07/31/2026A60 (2) (2)Common Stock60$012,118D
Explanation of Responses:
1. Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").
2. The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K.
Remarks:
/s/ Suzette Prante, attorney-in-fact08/04/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)