GWRS SVP awarded 4 restricted stock units

Lenderking John Carroll reported acquisition or exercise transactions in this Form 4 filing.

Rhea-AI Filing Summary

Lenderking John Carroll reported acquisition or exercise transactions in this Form 4 filing.

Global Water Resources, Inc. reported that SVP, Water Resources John Carroll Lenderking received a grant of 4 restricted stock units on February 27, 2026. Each RSU is the economic equivalent of one share of common stock and is fully vested, immediately exercisable, and has no set expiration date. Following this award, he holds 1,617 RSUs directly.

Insider Trade Summary

Grant/Award: 4 shares

Grant/Award 1 txn

Insider Lenderking John Carroll

Role SVP, Water Resources

Type	Security	Shares	Price	Value
Grant/Award	Restricted Stock Units	4	$0.00	$0.00

Holdings After Transaction: Restricted Stock Units — 1,617 contracts (Direct)

Footnotes (2)

1. F1. Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").
2. F2. The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did GWRS report for John Carroll Lenderking?

Global Water Resources reported that SVP, Water Resources John Carroll Lenderking received 4 restricted stock units. These units were granted on February 27, 2026, increasing his directly held RSUs to 1,617 after the transaction, with no cash price per unit shown.

What are the terms of the restricted stock units granted by GWRS?

Each restricted stock unit is the economic equivalent of one share of Global Water Resources common stock. The RSUs are fully vested upon grant, immediately exercisable, and do not have a set expiration date, providing the executive ongoing rights tied to common shares without a maturity limit.

How many GWRS restricted stock units does the insider hold after this grant?

After receiving 4 new restricted stock units, John Carroll Lenderking holds a total of 1,617 RSUs directly. This figure reflects his holdings in these derivative securities following the grant reported, all of which represent economic equivalents of Global Water Resources common stock.

Does the GWRS Form 4 show a stock purchase or sale by the insider?

The Form 4 reports an acquisition via a grant of restricted stock units, not an open-market stock purchase or sale. The transaction is coded as a grant or award, with no share price paid and no shares sold in this specific filing disclosure.

What role does the reporting person hold at Global Water Resources (GWRS)?

The reporting person, John Carroll Lenderking, serves as Senior Vice President, Water Resources at Global Water Resources. His officer status is disclosed in the filing, and the reported transaction relates to his equity-based compensation in the form of restricted stock units.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 03/03/2026 - 06:57 PM EST Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Lenderking John Carroll

(Last) (First) (Middle)

C/O GLOBAL WATER RESOURCES, INC.

21410 N. 19TH AVENUE, SUITE 205

(Street)

PHOENIX AZ 85027

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Global Water Resources, Inc. [ GWRS ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	SVP, Water Resources

3. Date of Earliest Transaction (Month/Day/Year)
02/27/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Units	(1)	02/27/2026		A		4		(2)	(2)	Common Stock	4	$0	1,617	D

Explanation of Responses:

1. Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

2. The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

Remarks:

	/s/ Suzette Prante, attorney-in-fact	03/03/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.