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Global Water Resources (GWRS) grants COO 32 RSUs tied to common stock

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Form Type
4

Rhea-AI Filing Summary

Krygier Christopher D reported acquisition or exercise transactions in this Form 4 filing.

Global Water Resources, Inc. reported that Chief Operating Officer Christopher D. Krygier received a grant of 32 restricted stock units on July 31, 2026. Each RSU is the economic equivalent of one share of common stock and becomes exercisable upon vesting. Following this award, he directly holds 9,004 restricted stock units. The grant was not made under a Rule 10b5-1 trading plan.

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Insider Krygier Christopher D
Role Chief Operating Officer
Type Security Shares Price Value
Grant/Award Restricted Stock Units F1, F2 32 $0.00 $0.00
Holdings After Transaction: Restricted Stock Units — 9,004 shares (Direct)
Footnotes (2)
  1. F1. Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").
  2. F2. The RSUs are exercisable at time of vesting and do not have a set expiration date.
RSUs granted 32 restricted stock units Equity award to COO on July 31, 2026
Grant price per RSU $0.0000 per unit Reported transaction price for the RSU award
Holdings after grant 9,004 restricted stock units Direct RSU holdings of COO following the award
Restricted Stock Units financial
"Each restricted stock unit ("RSU") is the economic equivalent"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
economic equivalent financial
"Each restricted stock unit ("RSU") is the economic equivalent of one share"
exercisable at time of vesting financial
"The RSUs are exercisable at time of vesting and do not have"

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What insider transaction did GWRS report for Christopher D. Krygier?

Global Water Resources (GWRS) reported that COO Christopher D. Krygier received a grant of 32 restricted stock units on July 31, 2026. These RSUs are a form of equity compensation tied to the company’s common stock and vest over time.

How many restricted stock units does the GWRS COO hold after this grant?

After the July 31, 2026 grant, COO Christopher D. Krygier directly holds 9,004 restricted stock units in Global Water Resources (GWRS). These RSUs represent potential future shares of common stock, subject to vesting and settlement conditions set by the company.

What does each RSU granted to the GWRS COO represent?

Each restricted stock unit granted to the GWRS COO is the economic equivalent of one share of common stock. This means, upon vesting and settlement, each RSU can deliver value equal to one Global Water Resources (GWRS) common share.

When can the GWRS COO’s restricted stock units be exercised?

The restricted stock units granted to the GWRS COO are exercisable at the time of vesting. They do not have a fixed expiration date, so settlement occurs as vesting milestones are met under Global Water Resources’ (GWRS) equity compensation program.

Were the GWRS COO’s RSU grants made under a Rule 10b5-1 plan?

No. The filing indicates the RSU transaction for the GWRS COO was not made under a Rule 10b5-1 trading plan. This checkbox clarification confirms the award was not executed pursuant to a pre-arranged trading program.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Krygier Christopher D

(Last)(First)(Middle)
C/O GLOBAL WATER RESOURCES, INC.
21410 N. 19TH AVENUE, SUITE 205

(Street)
PHOENIX ARIZONA 85027

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Global Water Resources, Inc. [ GWRS ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Operating Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
07/31/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(1)07/31/2026A32 (2) (2)Common Stock32$09,004D
Explanation of Responses:
1. Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").
2. The RSUs are exercisable at time of vesting and do not have a set expiration date.
Remarks:
/s/ Suzette Prante, attorney-in-fact08/04/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)