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Global Water Resources (NASDAQ: GWRS) director granted 56 fully vested RSUs

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Rousseau David reported acquisition or exercise transactions in this Form 4 filing.

Global Water Resources, Inc. director David Rousseau received a grant of 56 restricted stock units (RSUs), each economically equivalent to one share of common stock. The RSUs are fully vested upon grant but may be redeemed only when he ceases to be a director, bringing his directly held RSUs to 12,406.

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Insider Rousseau David
Role Director
Type Security Shares Price Value
Grant/Award Restricted Stock Units F1, F2 56 $0.00 $0.00
Holdings After Transaction: Restricted Stock Units — 12,406 shares (Direct)
Footnotes (2)
  1. F1. Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").
  2. F2. The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K.
RSUs Granted 56 RSUs Grant of restricted stock units to director on 2026-07-31
Grant Price $0.0000 per RSU Stated transaction price per restricted stock unit
RSUs After Grant 12,406 RSUs Total directly held RSUs by David Rousseau following the transaction
Underlying Common Shares 56 shares Each RSU is the economic equivalent of one share of common stock
Vesting Status Fully vested upon grant RSUs are fully vested at the time of grant
Restricted Stock Units financial
"Each restricted stock unit ("RSU") is the economic equivalent of one share"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
economic equivalent financial
"Each restricted stock unit ("RSU") is the economic equivalent of one share"
redeemed financial
"The RSUs are only permitted to be redeemed upon the reporting person ceasing"
Omnibus plans financial
"Redemption requirements are detailed within the Omnibus plans incorporated by reference"

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What insider transaction did GWRS director David Rousseau report?

David Rousseau reported receiving 56 restricted stock units (RSUs) as a grant. Each RSU is economically equivalent to one share of Global Water Resources common stock and is fully vested upon grant, increasing his directly held RSUs to 12,406.

How many Global Water Resources (GWRS) RSUs does David Rousseau hold after this grant?

After the reported grant, David Rousseau holds 12,406 RSUs directly. The transaction added 56 fully vested RSUs, each equal in value to one common share, and forms part of his equity-based director compensation at Global Water Resources.

What are the key terms of the GWRS RSUs granted to director David Rousseau?

The grant consists of 56 fully vested RSUs, each equal to one Global Water Resources common share. These RSUs can only be redeemed when Rousseau ceases to be a director, with redemption mechanics governed by the company’s Omnibus plans referenced in its latest 10-K.

Does David Rousseau pay a purchase price for the 56 GWRS RSUs?

No cash price was paid; the 56 RSUs were granted at a stated price of $0.00 per unit. This indicates a compensatory equity award rather than an open-market purchase, aligned with director compensation practices at Global Water Resources.

When did the GWRS RSU grant to director David Rousseau occur?

The RSU grant to David Rousseau occurred on July 31, 2026. On that date he received 56 fully vested RSUs tied to Global Water Resources common stock, increasing his directly held RSU balance to 12,406 units under the company’s Omnibus plan framework.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Rousseau David

(Last)(First)(Middle)
C/O GLOBAL WATER RESOURCES, INC.
21410 N 19TH AVE, SUITE #205

(Street)
PHOENIX ARIZONA 85027

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Global Water Resources, Inc. [ GWRS ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
07/31/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(1)07/31/2026A56 (2) (2)Common Stock56$012,406D
Explanation of Responses:
1. Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").
2. The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K.
Remarks:
/s/ Suzette Prante, attorney-in-fact08/04/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)