Global Water Resources (GWRS) CEO receives 99 RSUs in equity award

Q: What are the terms of the RSUs granted to the GWRS CEO?

The 99 Restricted Stock Units granted to the Global Water Resources CEO are each the economic equivalent of one share of common stock. According to the disclosure, the RSUs become exercisable at the time of vesting and do not have a set expiration date .

Q: Was the GWRS CEO’s RSU grant made under a Rule 10b5-1 trading plan?

The filing indicates the Rule 10b5-1 checkbox is not marked, so this 99-unit RSU award to the Global Water Resources CEO is not reported as made pursuant to a Rule 10b5-1 trading plan, but as a compensation-related equity grant.

Q: What price did Ronnie L. Fleming pay for the GWRS RSUs reported?

The reported per-unit price for the 99 Restricted Stock Units granted to Ronnie L. Fleming is $0.0000 per unit . This reflects a typical compensation award structure where RSUs are granted without cash payment, subject to vesting and settlement into common stock.

Filing Impact

(Neutral)

Filing Sentiment

(Neutral)

Form Type

Rhea-AI Filing Summary

Fleming Ronnie L reported acquisition or exercise transactions in this Form 4 filing.

Global Water Resources, Inc. reported that President and CEO Ronnie L. Fleming received a grant of 99 Restricted Stock Units on July 31, 2026. Each RSU is the economic equivalent of one share of common stock and becomes exercisable upon vesting, with no set expiration date, bringing his direct RSU holdings to 27,986 units.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider Fleming Ronnie L

Role President and CEO

Type	Security	Shares	Price	Value
Grant/Award	Restricted Stock Units ^{F1, F2}	99	$0.00	$0.00

Holdings After Transaction: Restricted Stock Units — 27,986 shares (Direct)

Footnotes (2)

F1. Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").
F2. The RSUs are exercisable at time of vesting and do not have a set expiration date.

Key Figures

RSUs granted: 99 Restricted Stock Units RSUs held after transaction: 27,986 Restricted Stock Units Grant price per RSU: $0.0000 per unit +2 more

5 metrics

RSUs granted 99 Restricted Stock Units Grant to President and CEO Ronnie L. Fleming on July 31, 2026

RSUs held after transaction 27,986 Restricted Stock Units Total direct RSU holdings for Ronnie L. Fleming following the award

Grant price per RSU $0.0000 per unit Reported transaction price for the 99-unit RSU award

Underlying common shares 99 shares Each RSU is economically equivalent to one share of common stock

Transaction date July 31, 2026 Date of the RSU grant to Ronnie L. Fleming

Key Terms

Restricted Stock Units, economic equivalent, exercisable at time of vesting

3 terms

Restricted Stock Units financial

"security_title: "Restricted Stock Units""

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

economic equivalent financial

"Each restricted stock unit ("RSU") is the economic equivalent of one share"

exercisable at time of vesting financial

"The RSUs are exercisable at time of vesting and do not have a set expiration date"

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Form 4 Insider Transactions: What Each Field Means →

Available on EDGAR 08/04/2026 - 05:40 PM Accepted by SEC EDGAR 08/04/2026 - 05:39 PM

FAQ

What insider transaction did GWRS report for Ronnie L. Fleming?

Global Water Resources reported that President and CEO Ronnie L. Fleming received 99 Restricted Stock Units on July 31, 2026. Each RSU represents the economic equivalent of one share of common stock and vests over time, increasing his direct RSU holdings to 27,986 units.

How many Global Water Resources (GWRS) RSUs does the CEO hold after this Form 4?

After the July 31, 2026 grant, President and CEO Ronnie L. Fleming directly holds 27,986 Restricted Stock Units. The filing shows a single award of 99 RSUs, with each unit economically equivalent to one share of Global Water Resources common stock when vested and settled.

What are the terms of the RSUs granted to the GWRS CEO?

The 99 Restricted Stock Units granted to the Global Water Resources CEO are each the economic equivalent of one share of common stock. According to the disclosure, the RSUs become exercisable at the time of vesting and do not have a set expiration date.

Was the GWRS CEO’s RSU grant made under a Rule 10b5-1 trading plan?

The filing indicates the Rule 10b5-1 checkbox is not marked, so this 99-unit RSU award to the Global Water Resources CEO is not reported as made pursuant to a Rule 10b5-1 trading plan, but as a compensation-related equity grant.

What price did Ronnie L. Fleming pay for the GWRS RSUs reported?

The reported per-unit price for the 99 Restricted Stock Units granted to Ronnie L. Fleming is $0.0000 per unit. This reflects a typical compensation award structure where RSUs are granted without cash payment, subject to vesting and settlement into common stock.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Fleming Ronnie L

(Last)

(First)

(Middle)

C/O GLOBAL WATER RESOURCES, INC.

21410 N 19TH AVENUE #205

(Street)

PHOENIX

ARIZONA

85027

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Global Water Resources, Inc. [ GWRS ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	President and CEO

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
07/31/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Restricted Stock Units	⁽¹⁾	07/31/2026		A		99		⁽²⁾	⁽²⁾	Common Stock	99	$0	27,986	D

Explanation of Responses:

1. Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

2. The RSUs are exercisable at time of vesting and do not have a set expiration date.

Remarks:

	/s/ Suzette Prante, attorney-in-fact	08/04/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR