Global Water Resources VP returns 132 shares

Q: How many GWRS shares did Jonathan C. Corwin return to the issuer, and at what price?

Jonathan C. Corwin reported returning 132 common shares to the issuer at a reported price of $7.95 per share on September 30, 2026.

Q: How many GWRS RSUs did Jonathan C. Corwin convert?

Jonathan C. Corwin reported converting 132 RSUs into 132 common shares on September 30, 2026.

Global Water Resources, Inc. (GWRS) Vice President Jonathan C. Corwin was awarded 2 restricted stock units on September 30, 2026.

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Rhea-AI Filing Summary

Global Water Resources, Inc. (GWRS) Vice President Jonathan C. Corwin was awarded 2 restricted stock units on September 30, 2026. On the same date, he converted 132 RSUs into 132 common shares and returned 132 common shares to the issuer at a reported price of $7.95 per share.

Insider Trade Summary

132 shares exercised/converted

Exercise 4 txns

Insider Corwin Jonathan C.

Role Vice President

Type	Security	Shares	Price	Value
Grant/Award	Restricted Stock Units ^{F1, F2, F3}	2	$0.00	$0.00
Exercise	Restricted Stock Units ^{F1, F2, F3}	132	$0.00	$0.00
Exercise	Common Stock ^F1	132	$0.00	$0.00
Disposition	Common Stock	132	$7.95	$1K

Holdings After Transaction: Restricted Stock Units — 422 contracts (Direct); Common Stock — 14,014 shares (Direct)

Footnotes (3)

F1. Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").
F2. The RSUs are exercisable at time of vesting and do not have a set expiration date.
F3. The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person.

Key Figures

Restricted stock units awarded: 2 RSUs RSUs converted: 132 RSUs Common shares acquired upon conversion: 132 shares +2 more

5 metrics

Restricted stock units awarded 2 RSUs September 30, 2026

RSUs converted 132 RSUs September 30, 2026

Common shares acquired upon conversion 132 shares September 30, 2026

Common shares returned to issuer 132 shares September 30, 2026

Reported price per share $7.95 per share Disposition to the issuer on September 30, 2026

Key Terms

Restricted Stock Units, vesting, expiration date

3 terms

Restricted Stock Units financial

"Each restricted stock unit ("RSU")"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

vesting financial

"exercisable at time of vesting"

Vesting is the process by which you earn full ownership of something, like company stock or a retirement benefit, over time. It’s like earning the right to keep a gift piece by piece the longer you stay with a company, making sure employees stay committed before they receive all the benefits.

expiration date financial

"do not have a set expiration date"

The expiration date is the deadline after which a financial contract, such as an option or a futures agreement, is no longer valid or can be exercised. It matters to investors because it determines the timeframe during which they can take action or benefit from the contract, similar to how a coupon or a food item has a limited period of usefulness. Once the expiration date passes, the contract loses its value or ability to be used.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many GWRS shares did Jonathan C. Corwin return to the issuer, and at what price?

Jonathan C. Corwin reported returning 132 common shares to the issuer at a reported price of $7.95 per share on September 30, 2026.

How many GWRS RSUs did Jonathan C. Corwin convert?

Jonathan C. Corwin reported converting 132 RSUs into 132 common shares on September 30, 2026.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

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Available on EDGAR 10/02/2026 - 07:09 PM Accepted by SEC EDGAR 10/02/2026 - 07:08 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Corwin Jonathan C.

(Last)

(First)

(Middle)

C/O GLOBAL WATER RESOURCES, INC.

21410 N 19TH AVENUE #205

(Street)

PHOENIX

ARIZONA

85027

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Global Water Resources, Inc. [ GWRS ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	Vice President

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
09/30/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	09/30/2026		M		132	A	$0⁽¹⁾	14,146	D
Common Stock	09/30/2026		D		132	D	$7.95	14,014	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Restricted Stock Units	⁽¹⁾	09/30/2026		A		2		⁽²⁾	⁽²⁾	Common Stock	2	$0	554⁽³⁾	D
Restricted Stock Units	⁽¹⁾	09/30/2026		M			132	⁽²⁾	⁽²⁾	Common Stock	132	$0	422⁽³⁾	D

Explanation of Responses:

1. Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

2. The RSUs are exercisable at time of vesting and do not have a set expiration date.

3. The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person.

Remarks:

	/s/ Suzette Prante, attorney-in-fact	10/02/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR