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Global Water Resources (GWRS) grants new RSUs to SVP Lenderking

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Lenderking John Carroll reported acquisition or exercise transactions in this Form 4 filing.

Global Water Resources, Inc. reported that SVP, Water Resources Lenderking John Carroll received a grant of 4 Restricted Stock Units (RSUs) on 2026-07-31 at $0.0000 per unit. Each RSU equals one share of common stock and is exercisable at vesting, increasing his direct RSU holdings to 1,090.

Positive

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Insider Lenderking John Carroll
Role SVP, Water Resources
Type Security Shares Price Value
Grant/Award Restricted Stock Units F1, F2 4 $0.00 $0.00
Holdings After Transaction: Restricted Stock Units — 1,090 shares (Direct)
Footnotes (2)
  1. F1. Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").
  2. F2. The RSUs are exercisable at time of vesting and do not have a set expiration date.
RSUs granted 4.0000 RSUs Grant to SVP, Water Resources on 2026-07-31
RSUs following transaction 1090.0000 RSUs Direct RSU holdings after the reported grant
Grant price $0.0000 per RSU Stated price per unit for the 4 RSUs granted
Restricted Stock Units financial
"Security title is reported as Restricted Stock Units granted to the executive."
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
economic equivalent financial
"Each RSU is the economic equivalent of one share of common stock."
exercisable at time of vesting financial
"The RSUs are exercisable at time of vesting and have no set expiration date."

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What insider transaction did GWRS disclose for Lenderking John Carroll?

Global Water Resources, Inc. disclosed that Lenderking John Carroll, SVP, Water Resources, received a grant of 4 Restricted Stock Units on 2026-07-31. These derivative awards are tied to common stock and increased his total direct RSU holdings to 1,090 units.

How many RSUs were granted in the latest GWRS Form 4 filing?

The filing reports a grant of 4 Restricted Stock Units (RSUs) to SVP Lenderking John Carroll. Each RSU is the economic equivalent of one share of Global Water Resources, Inc. common stock, providing equity-based compensation rather than immediate cash.

What are Lenderking John Carroll’s total RSU holdings in GWRS after this grant?

After the reported grant, Lenderking John Carroll directly holds 1,090 Restricted Stock Units. These RSUs represent potential future ownership of an equivalent number of common shares, subject to the company’s vesting and settlement conditions described for the awards.

At what price were the GWRS RSUs granted to the SVP, Water Resources?

The 4 Restricted Stock Units were granted at a stated price of $0.0000 per unit. This reflects that RSUs are typically equity awards granted without a cash purchase price, delivering value through future share settlement rather than upfront payment.

Do the GWRS Restricted Stock Units reported have an expiration date?

The footnotes state that the RSUs are exercisable at time of vesting and do not have a set expiration date. This means they become deliverable in shares when vesting criteria are met, without a fixed deadline to exercise afterward.

What does each GWRS RSU represent for Lenderking John Carroll?

Each Restricted Stock Unit is described as the economic equivalent of one share of common stock of Global Water Resources, Inc. When vested and settled, RSUs deliver the value of common shares, aligning the executive’s compensation with shareholder outcomes.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Lenderking John Carroll

(Last)(First)(Middle)
C/O GLOBAL WATER RESOURCES, INC.
21410 N. 19TH AVENUE, SUITE 205

(Street)
PHOENIX ARIZONA 85027

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Global Water Resources, Inc. [ GWRS ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
SVP, Water Resources
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
07/31/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(1)07/31/2026A4 (2) (2)Common Stock4$01,090D
Explanation of Responses:
1. Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").
2. The RSUs are exercisable at time of vesting and do not have a set expiration date.
Remarks:
/s/ Suzette Prante, attorney-in-fact08/04/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)