Global Water COO granted 25 restricted stock units

Q: What are the key terms of the Restricted Stock Units reported by GWRS?

Each Restricted Stock Unit is the economic equivalent of one share of common stock, becomes exercisable at the time of vesting, and does not have a set expiration date, according to the company’s description.

Q: Was the GWRS COO’s RSU award made under a Rule 10b5-1 trading plan?

No. The Form 4 indicates that no Rule 10b5-1 trading plan is reported in connection with the August 31, 2026 Restricted Stock Unit grant to the Global Water Resources chief operating officer.

Global Water Resources’ chief operating officer received a small equity award of 25 restricted stock units that vest over time and increase his direct holdings to 9,029 units.

Filing Impact

(Neutral)

Filing Sentiment

(Neutral)

Form Type

Rhea-AI Filing Summary

Global Water Resources, Inc. (symbol: GWRS) is the issuer of record for a Form 4 filing submitted to the SEC. Krygier Christopher D reported acquisition or exercise transactions in this Form 4 filing.

Global Water Resources, Inc. (GWRS) reported that Chief Operating Officer Christopher D. Krygier received a grant of 25 Restricted Stock Units on August 31, 2026, as equity compensation. Each unit represents the economic equivalent of one share of common stock and becomes exercisable at vesting, with no set expiration date. Following this award, he holds 9,029 such units directly. No Rule 10b5-1 trading plan is reported in connection with this grant.

Insider Trade Summary

Grant/Award: 25 shares

Grant/Award 1 txn

Insider Krygier Christopher D

Role Chief Operating Officer

Type	Security	Shares	Price	Value
Grant/Award	Restricted Stock Units ^{F1, F2}	25	$0.00	$0.00

Holdings After Transaction: Restricted Stock Units — 9,029 contracts (Direct)

Footnotes (2)

F1. Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").
F2. The RSUs are exercisable at time of vesting and do not have a set expiration date.

Key Figures

Restricted Stock Units granted: 25 units Holdings after award: 9,029 units Economic equivalence: 1 unit per 1 common share

3 metrics

Restricted Stock Units granted 25 units Equity award to the COO on August 31, 2026

Holdings after award 9,029 units Total Restricted Stock Units directly held by the COO after the grant

Economic equivalence 1 unit per 1 common share Each Restricted Stock Unit equals the economic value of one Global Water Resources common share

Key Terms

Restricted Stock Units, economic equivalent, exercisable at time of vesting, Rule 10b5-1 trading plan

4 terms

Restricted Stock Units financial

"Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

economic equivalent financial

"Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock"

exercisable at time of vesting financial

"The RSUs are exercisable at time of vesting and do not have a set expiration date"

Rule 10b5-1 trading plan regulatory

"No Rule 10b5-1 trading plan is reported in connection with this grant"

A Rule 10b5-1 trading plan is a pre-arranged schedule that allows company insiders to buy or sell stock at specific times, even if they have inside information. It helps prevent accusations of unfair trading by making these transactions look planned and transparent, rather than sneaky or illegal.

FAQ

What did GWRS disclose about insider Christopher D. Krygier in this Form 4?

GWRS disclosed that Chief Operating Officer Christopher D. Krygier received a grant of 25 Restricted Stock Units on August 31, 2026, as an equity award, each representing the economic equivalent of one share of common stock.

How many Global Water Resources (GWRS) units does the COO hold after this transaction?

After the August 31, 2026 grant, Chief Operating Officer Christopher D. Krygier directly holds 9,029 Restricted Stock Units, each tied economically to one share of Global Water Resources common stock.

What are the key terms of the Restricted Stock Units reported by GWRS?

Each Restricted Stock Unit is the economic equivalent of one share of common stock, becomes exercisable at the time of vesting, and does not have a set expiration date, according to the company’s description.

Was the GWRS COO’s RSU award made under a Rule 10b5-1 trading plan?

No. The Form 4 indicates that no Rule 10b5-1 trading plan is reported in connection with the August 31, 2026 Restricted Stock Unit grant to the Global Water Resources chief operating officer.

Did the GWRS COO buy or sell common stock in the market in this filing?

No market purchase or sale is reported. The Form 4 shows only a compensation-related grant of 25 Restricted Stock Units, not an open-market transaction in Global Water Resources common shares.

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Available on EDGAR 09/02/2026 - 04:00 PM Accepted by SEC EDGAR 09/02/2026 - 04:00 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Krygier Christopher D

(Last)

(First)

(Middle)

C/O GLOBAL WATER RESOURCES, INC.

21410 N. 19TH AVENUE, SUITE 205

(Street)

PHOENIX

ARIZONA

85027

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Global Water Resources, Inc. [ GWRS ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	Chief Operating Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
08/31/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Restricted Stock Units	⁽¹⁾	08/31/2026		A		25		⁽²⁾	⁽²⁾	Common Stock	25	$0	9,029	D

Explanation of Responses:

1. Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

2. The RSUs are exercisable at time of vesting and do not have a set expiration date.

Remarks:

	/s/ Suzette Prante, attorney-in-fact	09/02/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR