Welcome to our dedicated page for Global Water Resources SEC filings (Ticker: GWRS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Global Water Resources, Inc. filings document the regulatory, financing and governance disclosures of a Nasdaq-listed Arizona water utility operator. The company’s 8-K reports cover operating results, rate case proceedings before the Arizona Corporation Commission, material credit agreements, amendments to revolving borrowing arrangements and direct financial obligations tied to its utility business.
Proxy and governance filings disclose board structure, committee assignments, executive compensation and shareholder voting matters. The filing record also identifies the company’s common stock registration, regulated subsidiaries, debt covenants, subsidiary guarantees, pledged equity interests and other capital-structure terms that support its water, wastewater and recycled water utility operations.
Alexander Richard M reported acquisition or exercise transactions in this Form 4 filing.
Global Water Resources director Alexander Richard M reported an equity compensation grant. On April 30, 2026, he received 69 Restricted Stock Units (RSUs), each economically equivalent to one share of the company’s common stock.
The RSUs were fully vested upon grant and may be redeemed only when he ceases to be a director, as described in the company’s Omnibus plans. Following this grant, his reported holdings linked to this award total 2,669 RSUs.
Krygier Christopher D reported acquisition or exercise transactions in this Form 4 filing.
Global Water Resources, Inc. Chief Operating Officer Christopher D. Krygier reported a compensation-related grant of 37 Restricted Stock Units on April 30, 2026. Each RSU is the economic equivalent of one share of the company’s common stock and becomes exercisable at vesting.
Following this award, Krygier holds a total of 10,368 RSUs directly. The RSUs do not have a set expiration date, underscoring that this is a routine equity incentive grant rather than an open‑market stock purchase or sale.
Global Water Resources, Inc. entered into a Seventh Modification Agreement with The Northern Trust Company to amend its existing revolving credit facility. The line of credit continues to provide up to $20.0 million in borrowing capacity, and the scheduled maturity date is extended from May 18, 2027 to May 18, 2028. The amendment includes customary representations, warranties, and covenants consistent with the prior loan agreement.
Global Water Resources, Inc. has reached a settlement agreement for its Arizona rate cases for GW-Santa Cruz and GW-Palo Verde, subject to Arizona Corporation Commission approval. The settlement includes an increase in GW-Santa Cruz’s annual revenue requirement of approximately $2.3 million based on a 55% equity/45% debt capital structure and a 9.6% return on equity, with new rates requested to take effect on November 1, 2026. GW-Palo Verde will withdraw its current rate case and refile in 2027 using a 2026 test year, while seeking to increase a temporary bill credit by about $0.4 million annually. The company estimates the median GW-Santa Cruz customer using 5,500 gallons per month would see a bill increase of about $2.68.
Global Water Resources, Inc. Schedule 13G/A shows Handelsbanken Fonder beneficially owns 1,281,703 shares of common stock, representing 4.5% of the class as reported 03/31/2026. The filing states sole voting and sole dispositive power over the same 1,281,703 shares. The filing is signed by Emma Viotti, Managing Director, on 04/27/2026.
Global Water Resources, Inc. reports a key development in its Arizona rate proceedings. The company’s GW-Santa Cruz water rate case has been settled among the parties, while the GW-Palo Verde wastewater rate case will be withdrawn with the intention to refile in 2027 using a 2026 test year. GW-Palo Verde will also seek authorization from the Arizona Corporation Commission to increase the bill credit for customers related to the Company’s Southwest Plant under Decision No. 79424. The company expects the settlement agreement to be filed on April 28, 2026 and related settlement testimony on May 22, 2026.
Global Water Resources, Inc. President and CEO Ronnie L. Fleming reported a mix of equity compensation and routine share movements. He received 122 restricted stock units (RSUs), each economically equivalent to one share of common stock. On the same date, he exercised 4,446 RSUs into 4,446 shares of common stock at no exercise price.
He then disposed of 4,446 common shares back to the issuer at $7.59 per share. Following these transactions, he directly holds 102,643 shares of common stock and 32,123 RSUs, which are fully vested or become exercisable at vesting and do not have a set expiration date.
Global Water Resources, Inc. CFO Michael J. Liebman reported routine equity compensation activity. He received a grant of 78 restricted stock units, each equal to one share of common stock. On the same date, he exercised 2,846 RSUs into 2,846 shares of common stock and then returned those 2,846 shares to the company in a disposition to the issuer at $7.59 per share. After these transactions, he directly holds 83,666 shares of common stock and 20,557 RSUs, which include prior grants with different vesting dates.
Rousseau David reported acquisition or exercise transactions in this Form 4 filing.
Global Water Resources, Inc. director David Rousseau received a grant of 52 restricted stock units, each equal to one share of common stock. The RSUs are fully vested on the grant date but can only be redeemed after he ceases to serve as a director, under the company’s omnibus plans.
Global Water Resources Vice President Jonathan C. Corwin reported routine equity compensation activity involving restricted stock units (RSUs) and common stock. On March 31, 2026, he received a grant of 3 RSUs, each economically equivalent to one share of common stock. He also exercised 133 RSUs, receiving 133 shares of common stock at an exercise price of $0.00 per share, then returned 133 common shares to the company in a disposition to the issuer at $7.59 per share. Following these transactions, he directly holds 12,529 shares of common stock and 674 RSUs, which are fully vested or exercisable as described in prior and current grants.