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Global Water (NASDAQ: GWRS) CEO receives 114 restricted stock units award

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Fleming Ronnie L reported acquisition or exercise transactions in this Form 4 filing.

Global Water Resources, Inc. reported that President and CEO Ronnie L. Fleming received a grant of 114 restricted stock units, each representing one share of common stock. These RSUs are exercisable at the time of vesting and have no set expiration date.

Following this award, Fleming holds a total of 32,237 restricted stock units directly, reflecting ongoing equity-based compensation rather than an open-market share purchase or sale.

Positive

  • None.

Negative

  • None.
Insider Fleming Ronnie L
Role President and CEO
Type Security Shares Price Value
Grant/Award Restricted Stock Units 114 $0.00 --
Holdings After Transaction: Restricted Stock Units — 32,237 shares (Direct, null)
Footnotes (1)
  1. Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). The RSUs are exercisable at time of vesting and do not have a set expiration date.
RSUs granted 114 units Restricted stock unit award on April 30, 2026
RSU holdings after grant 32,237 units Total restricted stock units held directly after transaction
Underlying common stock per RSU 1 share per unit Each RSU equals one Global Water common share
Grant price per RSU $0.00 Equity compensation grant, not purchased in market
Restricted Stock Units financial
"security_title: "Restricted Stock Units""
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
RSU financial
"Each restricted stock unit ("RSU") is the economic equivalent of one share"
Restricted stock units (RSUs) are a form of company shares given to employees as part of their compensation, usually with certain restrictions or conditions, such as remaining with the company for a set period. When these restrictions lift, employees receive actual shares that they can sell or hold. For investors, RSUs can impact a company's stock supply and reflect the company's commitment to attracting and retaining talent.
economic equivalent financial
"Each restricted stock unit ("RSU") is the economic equivalent of one share"
exercisable at time of vesting financial
"The RSUs are exercisable at time of vesting and do not have a set expiration date"
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Fleming Ronnie L
(Last)(First)(Middle)
C/O GLOBAL WATER RESOURCES, INC.
21410 N 19TH AVENUE #205
(Street)
PHOENIX ARIZONA 85027
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
Global Water Resources, Inc. [ GWRS ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
XOfficer (give title below)Other (specify below)
President and CEO
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
04/30/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(1)04/30/2026A114 (2) (2)Common Stock114$032,237D
Explanation of Responses:
1. Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").
2. The RSUs are exercisable at time of vesting and do not have a set expiration date.
Remarks:
/s/ Suzette Prante, attorney-in-fact05/04/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did Global Water Resources (GWRS) report for Ronnie L. Fleming?

Global Water Resources reported that President and CEO Ronnie L. Fleming received a grant of 114 restricted stock units. These units are a form of equity compensation and are not an open-market stock purchase or sale.

How many restricted stock units does the GWRS CEO hold after this Form 4 transaction?

After the reported grant, President and CEO Ronnie L. Fleming holds 32,237 restricted stock units. This figure represents his direct RSU holdings as disclosed, providing context for the size of the latest 114-unit award.

What do the restricted stock units granted to the GWRS CEO represent?

Each restricted stock unit granted to the GWRS CEO is the economic equivalent of one share of Global Water Resources common stock. This means 114 RSUs correspond to 114 underlying common shares when they ultimately vest and settle.

Are the GWRS CEO’s restricted stock units immediately exercisable or do they vest over time?

The restricted stock units are exercisable at the time of vesting, according to the disclosure. They do not have a set expiration date, so the key condition is meeting the vesting schedule rather than a fixed maturity.

Was the GWRS Form 4 transaction a stock purchase or sale on the open market?

No, the Form 4 shows a grant of restricted stock units coded as an award acquisition, not an open-market trade. It reflects equity-based compensation for the CEO rather than a discretionary buy or sell of common shares.