DCG International files Rule 144 notices for Canaccord (GXLM) proposed sales

Rhea-AI Filing Summary

Canaccord Genuity Corp filing of Rule 144 notices reports multiple proposed sales of common stock by DCG International Investments Ltd. The excerpt lists proposed dispositions including 1,204 shares for $21,873.91 on 04/28/2026, 1,575 shares for $28,159.58 on 04/29/2026, and additional sales on 04/30/2026, 05/01/2026, 05/04/2026, and 05/05/2026.

The entries identify the sale method as Privately Negotiated Transaction and state the securities were purchased from issuer on 09/22/2020. This filing is a Rule 144 notice of proposed sales rather than an executed earnings or corporate-action disclosure.

Insights

Securities Compliance Analyst

Rule 144 notices list planned resale transactions by an affiliate entity over specific dates.

The filing lists multiple proposed dispositions by DCG International Investments Ltd of common shares of Canaccord Genuity Corp, with per‑trade share counts and dollar amounts tied to dates in late April and early May 2026. The sales are described as Privately Negotiated Transaction and show an original acquisition date of 09/22/2020.

These entries are procedural notifications under Rule 144; cash‑flow treatment and execution status are not shown in the excerpt. Subsequent regulatory filings or trade reports would confirm whether the proposed sales were completed.

Key Figures

Sale on 04/28/2026: 1,204 shares / $21,873.91 Sale on 04/29/2026: 1,575 shares / $28,159.58 Sale on 04/30/2026: 1,425 shares / $25,222.50 +3 more

6 metrics

Sale on 04/28/2026 1,204 shares / $21,873.91 Proposed disposition listed for <date>04/28/2026</date>

Sale on 04/29/2026 1,575 shares / $28,159.58 Proposed disposition listed for <date>04/29/2026</date>

Sale on 04/30/2026 1,425 shares / $25,222.50 Proposed disposition listed for <date>04/30/2026</date>

Sale on 05/01/2026 1,200 shares / $21,528.00 Proposed disposition listed for <date>05/01/2026</date>

Sale on 05/04/2026 1,300 shares / $22,815.00 Proposed disposition listed for <date>05/04/2026</date>

Sale on 05/05/2026 1,300 shares / $23,274.03 Proposed disposition listed for <date>05/05/2026</date>

Key Terms

Rule 144, Form 144, Privately Negotiated Transaction

3 terms

Rule 144 regulatory

"144: Securities To Be Sold"

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

Form 144 regulatory

"144: Securities Sold During The Past 3 Months"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Privately Negotiated Transaction financial

"Privately Negotiated Transaction | Purchased from Issuer"

A privately negotiated transaction is a deal whose terms are worked out directly between a buyer and a seller rather than through a public market or open auction. Think of it like selling a car to a neighbor instead of putting it on eBay: the price, timing and conditions are agreed one-on-one, so investors may see less public information, different pricing compared with market trades, and potential impacts on liquidity and valuation.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Canaccord Genuity Corp 609 Granville Street, Suite 2200 Vancouver A1 V7Y1H2	1204	21873.91	1406600	04/28/2026	OTCQX
Common	Canaccord Genuity Corp 609 Granville Street, Suite 2200 Vancouver A1 V7Y1H2	1575	28159.58	1406600	04/29/2026	OTCQX
Common	Canaccord Genuity Corp 609 Granville Street, Suite 2200 Vancouver A1 V7Y1H2	1425	25222.50	1406600	04/30/2026	OTCQX
Common	Canaccord Genuity Corp 609 Granville Street, Suite 2200 Vancouver A1 V7Y1H2	1200	21528.00	1406600	05/01/2026	OTCQX
Common	Canaccord Genuity Corp 609 Granville Street, Suite 2200 Vancouver A1 V7Y1H2	1300	22815.00	1406600	05/04/2026	OTCQX
Common	Canaccord Genuity Corp 609 Granville Street, Suite 2200 Vancouver A1 V7Y1H2	1300	23274.03	1406600	05/05/2026	OTCQX
Common	Canaccord Genuity Corp 609 Granville Street, Suite 2200 Vancouver A1 V7Y1H2	1268	22798.64	1406600	05/06/2026	OTCQX

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	09/22/2020	Privately Negotiated Transaction	Purchased from Issuer			1204	09/22/2020	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
DCG International Investments Ltd 3 Mill Creek Road, Ste 14 Pembroke D0 HM 05	Common	04/28/2026	1204	21873.91
DCG International Investments Ltd 3 Mill Creek Road, Ste 14 Pembroke D0 HM 05	Common	04/29/2026	1575	28159.58
DCG International Investments Ltd 3 Mill Creek Road, Ste 14 Pembroke D0 HM 05	Common	04/30/2026	1425	25222.5
DCG International Investments Ltd 3 Mill Creek Road, Ste 14 Pembroke D0 HM 05	Common	05/01/2026	1200	21528.0
DCG International Investments Ltd 3 Mill Creek Road, Ste 14 Pembroke D0 HM 05	Common	05/04/2026	1300	22815.0
DCG International Investments Ltd 3 Mill Creek Road, Ste 14 Pembroke D0 HM 05	Common	05/05/2026	1300	23274.03

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the GXLM Rule 144 filing disclose?

The filing discloses proposed sales of GXLM common shares by DCG International Investments Ltd. It lists per‑trade amounts including 1,204 shares for $21,873.91 on 04/28/2026 and other dated entries through 05/05/2026.

Who is the seller named in the GXLM Form 144?

The seller is identified as DCG International Investments Ltd. The filing lists the entity's address and multiple proposed dispositions of GXLM common shares with specific dates and dollar amounts.

What sale method is listed in the GXLM filing?

The transactions are described as Privately Negotiated Transaction and noted as "Purchased from Issuer" on 09/22/2020. The excerpt does not show settlement status or buyer identities.

Does this filing confirm the GXLM trades were completed?

No. The Form 144 entries report proposed or planned dispositions by DCG International Investments Ltd. The excerpt shows dates and amounts but does not confirm whether the sales were executed or settled.