Canaccord Genuity resale by DCG lists multiple OTCQX trades

Canaccord Genuity Corp common shares were reported sold by DCG International Investments Ltd via Form 144 as resale transactions on OTCQX.

Accepted by SEC EDGAR 05/05/2026 - 04:32 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

Canaccord Genuity Corp common shares were reported sold by DCG International Investments Ltd via Form 144 as resale transactions on OTCQX. The filing lists multiple dispositions, including 1,204 shares on 04/28/2026 for $21,873.91 and 1,575 shares on 04/29/2026 for $28,159.58.

Key Figures

Shares sold (example): 1,204 shares Gross proceeds (example): $21,873.91 Shares sold (largest listed): 1,575 shares +4 more

7 metrics

Shares sold (example) 1,204 shares sale on 04/28/2026

Gross proceeds (example) $21,873.91 proceeds for 1,204 shares on 04/28/2026

Shares sold (largest listed) 1,575 shares sale on 04/29/2026

Gross proceeds (largest listed) $28,159.58 proceeds for 1,575 shares on 04/29/2026

Additional sale example 1,425 shares sale on 04/30/2026

Proceeds for 04/30/2026 $25,222.50 proceeds for 1,425 shares on 04/30/2026

Purchase origin noted Privately Negotiated Transaction dated 09/22/2020, purchased from issuer

Key Terms

Form 144, Privately Negotiated Transaction, OTCQX

3 terms

Form 144 regulatory

"144: Securities To Be Sold — lists resale transactions and holder details"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Privately Negotiated Transaction market

"Common | 09/22/2020 | Privately Negotiated Transaction | Purchased from Issuer"

A privately negotiated transaction is a deal whose terms are worked out directly between a buyer and a seller rather than through a public market or open auction. Think of it like selling a car to a neighbor instead of putting it on eBay: the price, timing and conditions are agreed one-on-one, so investors may see less public information, different pricing compared with market trades, and potential impacts on liquidity and valuation.

OTCQX market

"OTCQX Common | Canaccord Genuity Corp ... 04/28/2026"

OTCQX is the highest tier of the over‑the‑counter (OTC) marketplaces where shares of companies that aren’t listed on major stock exchanges trade. Think of it as a “premium shelf” for OTC stocks: companies must meet stricter financial and disclosure standards, which can mean clearer information, potentially better investor confidence and somewhat easier trading than lower OTC tiers. Investors watch OTCQX listings as a signal of relative transparency and credibility among OTC-traded firms.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does GXLM's Form 144 disclose about recent sales?

The filing discloses resale transactions by DCG International Investments Ltd. It lists multiple sales on 04/28/2026–05/05/2026, showing specific share counts and gross proceeds for each transaction.

How many shares were sold by DCG International in the largest listed trade?

The largest single listed trade in the excerpt is 1,575 shares sold on 04/29/2026. The filing pairs each trade with a corresponding gross proceeds figure in dollars.

Were these transactions on an exchange or privately negotiated?

The securities are listed as traded on OTCQX and one entry notes a Privately Negotiated Transaction dated 09/22/2020 showing purchase-from-issuer origins for certain lots.

Who is the selling holder named on the Form 144 for GXLM?

The selling holder is identified as DCG International Investments Ltd with an address in Pembroke. Multiple dated sales and gross proceeds are recorded under that holder in the filing excerpt.

Do the Form 144 entries state the consideration received?

Yes. Each listed disposition pairs a share count with a gross proceeds dollar amount, for example 1,204 shares — $21,873.91 on 04/28/2026, and similar pairs for other sale dates.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001977454
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	GRAYSCALE STELLAR LUMENS TRUST (XLM)
SEC File Number	000-56434
Address of Issuer	290 Harbor Drive Stamford CONNECTICUT 06902
Phone	212-668-1427
Name of Person for Whose Account the Securities are To Be Sold	DCG International Investments Ltd
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Affiliate

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Canaccord Genuity Corp 609 Granville Street, Suite 2200 Vancouver A1 V7Y1H2	1204	21873.91	1406600	04/28/2026	OTCQX
Common	Canaccord Genuity Corp 609 Granville Street, Suite 2200 Vancouver A1 V7Y1H2	1575	28159.58	1406600	04/29/2026	OTCQX
Common	Canaccord Genuity Corp 609 Granville Street, Suite 2200 Vancouver A1 V7Y1H2	1425	25222.50	1406600	04/30/2026	OTCQX
Common	Canaccord Genuity Corp 609 Granville Street, Suite 2200 Vancouver A1 V7Y1H2	1200	21528.00	1406600	05/01/2026	OTCQX
Common	Canaccord Genuity Corp 609 Granville Street, Suite 2200 Vancouver A1 V7Y1H2	1300	22815.00	1406600	05/04/2026	OTCQX
Common	Canaccord Genuity Corp 609 Granville Street, Suite 2200 Vancouver A1 V7Y1H2	1300	23274.03	1406600	05/05/2026	OTCQX

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	09/22/2020	Privately Negotiated Transaction	Purchased from Issuer			1204	09/22/2020	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
DCG International Investments Ltd 3 Mill Creek Road, Ste 14 Pembroke D0 HM 05	Common	02/04/2026	725	11977.0
DCG International Investments Ltd 3 Mill Creek Road, Ste 14 Pembroke D0 HM 05	Common	04/28/2026	1204	21873.91
DCG International Investments Ltd 3 Mill Creek Road, Ste 14 Pembroke D0 HM 05	Common	04/29/2026	1575	28159.58
DCG International Investments Ltd 3 Mill Creek Road, Ste 14 Pembroke D0 HM 05	Common	04/30/2026	1425	25222.5
DCG International Investments Ltd 3 Mill Creek Road, Ste 14 Pembroke D0 HM 05	Common	05/01/2026	1200	21528.0
DCG International Investments Ltd 3 Mill Creek Road, Ste 14 Pembroke D0 HM 05	Common	05/04/2026	1300	22815.0

144: Remarks and Signature

Remarks
Date of Notice	05/05/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	DCG International Investments Ltd
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)