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DCG International (GXLM) sells multiple Canaccord shares on OTCQX — Form 144

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
144

Rhea-AI Filing Summary

Canaccord Genuity Corp common shares were reported sold by DCG International Investments Ltd via Form 144 as resale transactions on OTCQX. The filing lists multiple dispositions, including 1,204 shares on 04/28/2026 for $21,873.91 and 1,575 shares on 04/29/2026 for $28,159.58.

Positive

  • None.

Negative

  • None.
Shares sold (example) 1,204 shares sale on 04/28/2026
Gross proceeds (example) $21,873.91 proceeds for 1,204 shares on 04/28/2026
Shares sold (largest listed) 1,575 shares sale on 04/29/2026
Gross proceeds (largest listed) $28,159.58 proceeds for 1,575 shares on 04/29/2026
Additional sale example 1,425 shares sale on 04/30/2026
Proceeds for 04/30/2026 $25,222.50 proceeds for 1,425 shares on 04/30/2026
Purchase origin noted Privately Negotiated Transaction dated 09/22/2020, purchased from issuer
Form 144 regulatory
"144: Securities To Be Sold — lists resale transactions and holder details"
Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.
Privately Negotiated Transaction market
"Common | 09/22/2020 | Privately Negotiated Transaction | Purchased from Issuer"
A privately negotiated transaction is a deal whose terms are worked out directly between a buyer and a seller rather than through a public market or open auction. Think of it like selling a car to a neighbor instead of putting it on eBay: the price, timing and conditions are agreed one-on-one, so investors may see less public information, different pricing compared with market trades, and potential impacts on liquidity and valuation.
OTCQX market
"OTCQX Common | Canaccord Genuity Corp ... 04/28/2026"
OTCQX is the highest tier of the over‑the‑counter (OTC) marketplaces where shares of companies that aren’t listed on major stock exchanges trade. Think of it as a “premium shelf” for OTC stocks: companies must meet stricter financial and disclosure standards, which can mean clearer information, potentially better investor confidence and somewhat easier trading than lower OTC tiers. Investors watch OTCQX listings as a signal of relative transparency and credibility among OTC-traded firms.

144: Filer Information

144: Issuer Information

144: Securities Information



Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold


* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.



Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

144: Remarks and Signature

FAQ

What does GXLM's Form 144 disclose about recent sales?

The filing discloses resale transactions by DCG International Investments Ltd. It lists multiple sales on 04/28/2026–05/05/2026, showing specific share counts and gross proceeds for each transaction.

How many shares were sold by DCG International in the largest listed trade?

The largest single listed trade in the excerpt is 1,575 shares sold on 04/29/2026. The filing pairs each trade with a corresponding gross proceeds figure in dollars.

Were these transactions on an exchange or privately negotiated?

The securities are listed as traded on OTCQX and one entry notes a Privately Negotiated Transaction dated 09/22/2020 showing purchase-from-issuer origins for certain lots.

Who is the selling holder named on the Form 144 for GXLM?

The selling holder is identified as DCG International Investments Ltd with an address in Pembroke. Multiple dated sales and gross proceeds are recorded under that holder in the filing excerpt.

Do the Form 144 entries state the consideration received?

Yes. Each listed disposition pairs a share count with a gross proceeds dollar amount, for example 1,204 shares — $21,873.91 on 04/28/2026, and similar pairs for other sale dates.