Canaccord Genuity resale notice under Rule 144

Canaccord Genuity Corp: proposed resale of Common shares under Rule 144 by a selling holder.

Accepted by SEC EDGAR 04/29/2026 - 04:26 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

Canaccord Genuity Corp: proposed resale of Common shares under Rule 144 by a selling holder. The filing lists multiple planned or completed dispositions by DCG International Investments Ltd, including 1,204 shares for $21,873.91 on 04/28/2026 and prior sales of 378 shares for $7,040.25 on 01/29/2026 and other tranches in January–April 2026. The transactions are described as Privately Negotiated Transaction and were indicated as Purchased from Issuer.

Key Figures

Example sale: 1,204 shares Example sale: 378 shares Example sale: 1,200 shares +2 more

5 metrics

Example sale 1,204 shares trade reported for $21,873.91 on 04/28/2026

Example sale 378 shares trade reported for $7,040.25 on 01/29/2026

Example sale 1,200 shares trade reported for $22,118.04 on 01/30/2026

Example sale 1,200 shares trade reported for $20,820.00 on 02/02/2026

Transaction type Privately Negotiated Transaction method listed for the securities to be sold (09/22/2020 purchase from issuer)

Key Terms

Rule 144, Privately Negotiated Transaction, OTCQX

3 terms

Rule 144 regulatory

"proposed resale of Common shares under Rule 144"

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

Privately Negotiated Transaction financial

"Privately Negotiated Transaction | Purchased from Issuer"

A privately negotiated transaction is a deal whose terms are worked out directly between a buyer and a seller rather than through a public market or open auction. Think of it like selling a car to a neighbor instead of putting it on eBay: the price, timing and conditions are agreed one-on-one, so investors may see less public information, different pricing compared with market trades, and potential impacts on liquidity and valuation.

OTCQX market

"OTCQX Common | Canaccord Genuity Corp ... 04/29/2026"

OTCQX is the highest tier of the over‑the‑counter (OTC) marketplaces where shares of companies that aren’t listed on major stock exchanges trade. Think of it as a “premium shelf” for OTC stocks: companies must meet stricter financial and disclosure standards, which can mean clearer information, potentially better investor confidence and somewhat easier trading than lower OTC tiers. Investors watch OTCQX listings as a signal of relative transparency and credibility among OTC-traded firms.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the GXLM Form 144 filing report?

The filing reports proposed or recent resales of Common shares by a selling holder. It lists multiple disposals by DCG International Investments Ltd, including specific share counts, dates, and gross proceeds figures for trades in Jan–Apr 2026.

Who is the selling holder named in the GXLM Form 144?

The named selling holder is DCG International Investments Ltd. The filing shows that entity reported multiple transactions including sales of 378 shares and several tranches of 1,200 and 1,204 shares across January through April 2026.

What sale methods are listed in the GXLM filing?

The filing lists a Privately Negotiated Transaction as the method and indicates the securities were Purchased from Issuer. The filing does not state alternative sale methods or attach additional distribution mechanics in the excerpt provided.

What are example trade amounts shown in the GXLM Form 144?

Examples shown include 378 shares for $7,040.25 on 01/29/2026 and 1,204 shares for $21,873.91 on 04/28/2026. Several 1,200-share tranches with corresponding dollar amounts appear in Jan–Feb 2026 entries.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001977454
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	GRAYSCALE STELLAR LUMENS TRUST (XLM)
SEC File Number	000-56434
Address of Issuer	290 Harbor Drive Stamford CONNECTICUT 06902
Phone	212-668-1427
Name of Person for Whose Account the Securities are To Be Sold	DCG International Investments Ltd
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Affiliate

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Canaccord Genuity Corp 609 Granville Street, Suite 2200 Vancouver A1 V7Y1H2	1204	21873.91	1406600	04/28/2026	OTCQX
Common	Canaccord Genuity Corp 609 Granville Street, Suite 2200 Vancouver A1 V7Y1H2	1575	28159.58	1406600	04/29/2026	OTCQX

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	09/22/2020	Privately Negotiated Transaction	Purchased from Issuer			1204	09/22/2020	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
DCG International Investments Ltd 3 Mill Creek Road, Ste 14 Pembroke D0 HM 05	Common	01/29/2026	378	7040.25
DCG International Investments Ltd 3 Mill Creek Road, Ste 14 Pembroke D0 HM 05	Common	01/30/2026	1200	22118.04
DCG International Investments Ltd 3 Mill Creek Road, Ste 14 Pembroke D0 HM 05	Common	02/02/2026	1200	20820.0
DCG International Investments Ltd 3 Mill Creek Road, Ste 14 Pembroke D0 HM 05	Common	02/03/2026	1200	20460.0
DCG International Investments Ltd 3 Mill Creek Road, Ste 14 Pembroke D0 HM 05	Common	02/04/2026	725	11977.0
DCG International Investments Ltd 3 Mill Creek Road, Ste 14 Pembroke D0 HM 05	Common	04/28/2026	1204	21873.91

144: Remarks and Signature

Remarks
Date of Notice	04/29/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	DCG International Investments Ltd
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)