Canaccord Genuity Corp (GXLM) holder files to resell 1,000 common shares

Rhea-AI Filing Summary

DCG International Investments Ltd filed to resell up to 1,000 shares of Canaccord Genuity Corp common stock on the OTCQX, with an aggregate market value of $24,750.00 as of the filing. The filing states that 1,419,000 Canaccord Genuity common shares were outstanding.

The 1,000 shares were originally purchased from the issuer in a privately negotiated, cash transaction on 09/22/2020. DCG International Investments Ltd also reports several prior sales of Canaccord Genuity common shares during April and May 2026.

Key Figures

Shares to be resold: 1,000 shares Aggregate market value: $24,750.00 Shares outstanding: 1,419,000 shares +3 more

6 metrics

Shares to be resold 1,000 shares Common stock of Canaccord Genuity Corp covered by this Form 144 notice

Aggregate market value $24,750.00 Market value of 1,000 Canaccord Genuity common shares to be resold

Shares outstanding 1,419,000 shares Canaccord Genuity Corp common shares stated as outstanding

Acquisition date of shares 09/22/2020 Date DCG International Investments Ltd purchased the 1,000 shares from the issuer

Recent sale on 04/30/2026 1,425 shares for $25,222.5 One of several reported Canaccord Genuity share sales in past 3 months

Recent sale on 05/01/2026 1,200 shares for $21,528.0 Reported prior sale of Canaccord Genuity common shares

Key Terms

Form 144, Privately Negotiated Transaction, OTCQX, Purchased from Issuer

4 terms

Form 144 regulatory

"144: Securities To Be Sold"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Privately Negotiated Transaction financial

"Common | 09/22/2020 | Privately Negotiated Transaction | Purchased from Issuer"

A privately negotiated transaction is a deal whose terms are worked out directly between a buyer and a seller rather than through a public market or open auction. Think of it like selling a car to a neighbor instead of putting it on eBay: the price, timing and conditions are agreed one-on-one, so investors may see less public information, different pricing compared with market trades, and potential impacts on liquidity and valuation.

OTCQX market

"1419000 | 07/30/2026 | OTCQX"

OTCQX is the highest tier of the over‑the‑counter (OTC) marketplaces where shares of companies that aren’t listed on major stock exchanges trade. Think of it as a “premium shelf” for OTC stocks: companies must meet stricter financial and disclosure standards, which can mean clearer information, potentially better investor confidence and somewhat easier trading than lower OTC tiers. Investors watch OTCQX listings as a signal of relative transparency and credibility among OTC-traded firms.

Purchased from Issuer financial

"09/22/2020 | Privately Negotiated Transaction | Purchased from Issuer"

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Available on EDGAR 07/30/2026 - 04:59 PM Accepted by SEC EDGAR 07/30/2026 - 04:58 PM Learn about SEC filing dates

FAQ

What does Canaccord Genuity Corp (GXLM) disclose in this Form 144?

The filing reports DCG International Investments Ltd’s intent to resell 1,000 shares of Canaccord Genuity Corp common stock, with an aggregate market value of $24,750.00, on the OTCQX market.

How many Canaccord Genuity Corp (GXLM) shares are planned for sale?

DCG International Investments Ltd plans to resell up to 1,000 shares of Canaccord Genuity Corp common stock. These shares were previously acquired in a privately negotiated transaction with the issuer on 09/22/2020.

What is the reported market value of the GXLM shares covered by this Form 144?

The 1,000 Canaccord Genuity Corp common shares covered by this notice have an aggregate market value of $24,750.00. This value is based on the price information referenced as of the planned sale date.

How many Canaccord Genuity Corp (GXLM) shares were outstanding according to the filing?

The Form 144 states that 1,419,000 Canaccord Genuity Corp common shares were outstanding. This figure provides context for the 1,000-share resale relative to the company’s total common stock base.

When and how did DCG International Investments Ltd acquire the GXLM shares?

DCG International Investments Ltd acquired the 1,000 Canaccord Genuity Corp shares on 09/22/2020 in a privately negotiated transaction, purchasing them directly from the issuer for cash.

Does the GXLM Form 144 list recent share sales by DCG International Investments Ltd?

Yes. DCG International Investments Ltd reports several prior sales of Canaccord Genuity Corp common shares between 04/30/2026 and 05/07/2026, with transaction sizes ranging from 1,200 to 1,425 shares each.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Canaccord Genuity Corp 609 Granville Street, Suite 2200 Vancouver A1 V7Y1H2	1000	24750.00	1419000	07/30/2026	OTCQX

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	09/22/2020	Privately Negotiated Transaction	Purchased from Issuer			1000	09/22/2020	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
DCG International Investments Ltd 3 Mill Creek Road, Ste 14 Pembroke D0 HM 05	Common	04/30/2026	1425	25222.5
DCG International Investments Ltd 3 Mill Creek Road, Ste 14 Pembroke D0 HM 05	Common	05/01/2026	1200	21528.0
DCG International Investments Ltd 3 Mill Creek Road, Ste 14 Pembroke D0 HM 05	Common	05/04/2026	1300	22815.0
DCG International Investments Ltd 3 Mill Creek Road, Ste 14 Pembroke D0 HM 05	Common	05/05/2026	1300	23274.03
DCG International Investments Ltd 3 Mill Creek Road, Ste 14 Pembroke D0 HM 05	Common	05/06/2026	1268	22798.64
DCG International Investments Ltd 3 Mill Creek Road, Ste 14 Pembroke D0 HM 05	Common	05/07/2026	1268	22570.4

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)