HAFC: 5,333 Shares Filed for Resale

HAFC notice of intended sale: 5,333 shares of Common Stock are listed for sale under restricted‑stock vesting entries.

Rhea-AI Filing Summary

HAFC notice of intended sale: 5,333 shares of Common Stock are listed for sale under restricted‑stock vesting entries. The filing names Morgan Stanley Smith Barney LLC Executive Financial Services as the broker and shows an aggregate amount of $163,895.36 with a filing date of 06/08/2026.

Insights

Securities Compliance Analyst

Form 144 lists 5,333 vested restricted shares proposed for resale through Morgan Stanley.

The filing records two restricted‑stock vesting entries—3,333 shares vested 01/19/2016 and 2,000 shares vested 02/13/2017. It identifies the broker as Morgan Stanley Smith Barney LLC Executive Financial Services and gives an aggregate dollar figure of $163,895.36.

Timing and execution details beyond the listing are not provided in the excerpt; cash‑flow treatment and exact sale mechanics are not stated in the provided content. Subsequent transaction notices or broker reports would show completion.

Key Figures

Shares listed for sale: 5,333 shares Vesting entry 1: 3,333 shares Vesting entry 2: 2,000 shares +3 more

6 metrics

Shares listed for sale 5,333 shares aggregate from two vesting entries

Vesting entry 1 3,333 shares Restricted Stock Vesting Under a Registered Plan on 01/19/2016

Vesting entry 2 2,000 shares Restricted Stock Vesting Under a Registered Plan on 02/13/2017

Aggregate dollar figure $163,895.36 listed on the same line as the shares and broker

Filing date 06/08/2026 date shown on the top line of the excerpt

Contextual share count 29,766,435 number appearing on the same header line (context unspecified)

Key Terms

Restricted Stock Vesting Under a Registered Plan, Morgan Stanley Smith Barney LLC Executive Financial Services, Form 144

3 terms

Restricted Stock Vesting Under a Registered Plan regulatory

"Restricted Stock Vesting Under a Registered Plan | Issuer"

Morgan Stanley Smith Barney LLC Executive Financial Services other

"Common | Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza"

Form 144 regulatory

"144: Securities To Be Sold"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

FAQ

How many HAFC shares are listed for sale in this Form 144?

The filing lists 5,333 shares of Common Stock proposed for resale. The amount combines two vesting entries of 3,333 and 2,000 shares shown in the excerpt.

Who is the broker handling the HAFC resale filing?

The broker is shown as Morgan Stanley Smith Barney LLC Executive Financial Services. That broker and address are listed on the form as the executing broker for the proposed sale.

What is the aggregate dollar amount shown for the HAFC shares?

The excerpt shows an aggregate figure of $163,895.36. The filing pairs this dollar figure with the listed 5,333 shares and the filing date 06/08/2026.

Are the HAFC shares restricted or free trading?

The shares are identified as Restricted Stock Vesting Under a Registered Plan. The entries list vesting dates 01/19/2016 and 02/13/2017, indicating they arose from restricted awards that vested under a registered plan.

Does the Form 144 show the sale has completed?

The form registers an intent to sell; it does not show completion. The excerpt lists the shares to be sold but does not provide execution confirmation or settlement details.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 06/08/2026 - 04:14 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001802019
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	HANMI FINANCIAL CORPORATION
SEC File Number	000-30421
Address of Issuer	900 Wilshire Boulevard Suite 1250 Los Angeles CALIFORNIA 90017
Phone	(213) 382-2200
Name of Person for Whose Account the Securities are To Be Sold	ANTHONY KIM
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	5333	163895.36	29766435	06/08/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	01/19/2016	Restricted Stock Vesting Under a Registered Plan	Issuer			3333	01/19/2016	Services Rendered
Common	02/13/2017	Restricted Stock Vesting Under a Registered Plan	Issuer			2000	02/13/2017	Services Rendered

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks
Date of Notice	06/08/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Anthony Kim
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)