HAFC Form 3: Director Daniel Medici Reports No Shares (09/24/2025)

Hanmi Financial Corp (HAFC) Form 3: Daniel J. Medici, listed as a Director, filed an initial SEC Form 3 reporting that he does not beneficially own any issuer securities.

Rhea-AI Filing Summary

Hanmi Financial Corp (HAFC) Form 3: Daniel J. Medici, listed as a Director, filed an initial SEC Form 3 reporting that he does not beneficially own any issuer securities. The event date triggering the filing is 09/24/2025 and the form is signed on 10/06/2025. The filing confirms the individual status (single reporting person) and provides the reporter's address in Los Angeles, CA.

Positive

• Initial filing completed for a director, meeting disclosure requirements
• Clear statement that no securities are beneficially owned, removing ambiguity

Negative

• No equity ownership reported by the director, which may limit management-shareholder alignment

Insights

Corporate Governance Analyst

Director reports no ownership; governance alignment is limited until holdings change.

The filing shows Daniel J. Medici is a director and filed an initial Form 3 with an event date of 09/24/2025 and signature on 10/06/2025

Absence of any reported direct or indirect holdings means there are no disclosed equity stakes tying the director to shareholder outcomes; this is a factual state until or unless a subsequent Form 4 or amendment reports holdings or transactions, typically within the required reporting windows.

Watch for any future Form 4 filings or amendments that disclose purchases, option grants, or indirect ownership, as those would materially change alignment and potential insider trading considerations in the near term.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did Daniel J. Medici report on the HAFC Form 3?

He reported that he is a Director and that no securities are beneficially owned as of the event date 09/24/2025.

When was the Form 3 signed for HAFC by Daniel J. Medici?

The form was signed on 10/06/2025.

Does this Form 3 indicate ownership via derivatives or indirect holdings?

No. The filing explicitly states no securities are beneficially owned and shows no entries in derivative or indirect ownership tables.

Is the filing by one person or multiple reporting persons?

The form indicates it was filed by one reporting person (checked on the form).

What address is listed for the reporting person on the Form 3?

The address listed is 900 Wilshire Blvd., Suite 1250, Los Angeles, CA 90017.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 10/06/2025 - 04:56 PM EDT Learn about SEC filing dates

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Medici Daniel John

(Last) (First) (Middle)

900 WILSHIRE BLVD.

SUITE 1250

(Street)

LOS ANGELES CA 90017

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
09/24/2025

3. Issuer Name and Ticker or Trading Symbol
HANMI FINANCIAL CORP [ HAFC ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

No securities are beneficially owned.

	/s/ Daniel J. Medici	10/06/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.