Hanmi CFO vests 7,623 shares, withholds for tax

Hanmi Financial Corp’s Chief Financial Officer, Romolo Santarosa, reported compensation-related stock activity.

Rhea-AI Filing Summary

Hanmi Financial Corp’s Chief Financial Officer, Romolo Santarosa, reported compensation-related stock activity. On March 26, 2026, 7,623 shares of Common Stock vested from a restricted stock grant after performance criteria for the three-year period ended March 10, 2026 were met at 120% of payout.

To cover tax obligations, a total of 2,612 shares were disposed of via tax-withholding transactions at $26.33 per share, a non-market mechanism. Following these transactions, Santarosa directly owned 80,385 shares of Hanmi Financial Corp common stock.

Insider Trade Summary

3 transactions reported

Mixed 3 txns

Insider SANTAROSA ROMOLO

Role Chief Financial Officer

Type	Security	Shares	Price	Value
Exercise Price or Tax Liability	Common Stock	553	$26.33	$15K
Grant/Award	Common Stock	7,623	$0.00	$0.00
Exercise Price or Tax Liability	Common Stock	2,059	$26.33	$54K

Holdings After Transaction: Common Stock — 78,326 shares (Direct)

Footnotes (1)

1. F1. On March 10, 2023, the reporting person was granted 6,353 shares of restricted stock which would vest on or after March 10, 2026, subject to the satisfaction of certain performance criteria. The performance criteria for the three year period ended March 10, 2026 were met and certified on March 26, 2026, resulting in the vesting of 7,623 shares (120% of payout).

Key Figures

Restricted stock vested: 7,623 shares Tax-withholding dispositions: 2,612 shares Tax-withholding price: $26.33 per share +5 more

8 metrics

Restricted stock vested 7,623 shares Common Stock vesting on March 26, 2026 after performance period

Tax-withholding dispositions 2,612 shares Shares delivered at $26.33/share to cover tax obligations

Tax-withholding price $26.33 per share Price used for 553-share and 2,059-share F-code dispositions

Shares after first F transaction 72,762 shares Direct ownership following 553-share tax-withholding disposition

Shares after A-code acquisition 80,385 shares Direct ownership after 7,623-share grant/award acquisition

Shares after second F transaction 78,326 shares Direct ownership following 2,059-share tax-withholding disposition

Final direct holdings 80,385 shares Common stock directly owned after all March 26, 2026 entries

Performance payout level 120% Restricted stock performance payout for three-year period ended March 10, 2026

Key Terms

restricted stock, performance criteria, tax-withholding disposition, grant, award, or other acquisition, +1 more

5 terms

restricted stock financial

"the reporting person was granted 6,353 shares of restricted stock which would vest"

Shares granted to an individual that carry limits on transfer or sale until certain conditions are met, such as staying with the company for a set time or hitting performance targets. Think of them as a locked gift that gradually opens; for investors they matter because they affect how many shares may enter the market later, signal management incentives and potential dilution, and reveal confidence in future company performance.

performance criteria financial

"subject to the satisfaction of certain performance criteria. The performance criteria for the three year period"

tax-withholding disposition financial

"transaction_action": "tax-withholding disposition","transaction_code_description": "Payment of exercise price or tax liability"

A tax-withholding disposition is an event or transaction—such as selling or transferring securities, exercising options, or receiving compensation—that triggers a requirement to hold back part of the payment and remit it to tax authorities. It matters to investors because it reduces the cash they receive immediately and can change the timing and amount of taxable income, like a cashier taking a portion of your sale proceeds to pay taxes before you get the rest.

grant, award, or other acquisition financial

"transaction_action": "grant/award acquisition","transaction_code_description": "Grant, award, or other acquisition"

non-derivative financial

"transaction_type": "non-derivative","transaction_shares": "7623.0000""

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 04/06/2026 - 05:10 PM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

SANTAROSA ROMOLO

(Last) (First) (Middle)

900 WILSHIRE BLVD., SUITE 1250

(Street)

LOS ANGELES CALIFORNIA 90017

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
HANMI FINANCIAL CORP [ HAFC ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Financial Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
03/26/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)
03/30/2026

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	03/26/2026		F		553	D	$26.33	72,762	D
Common Stock	03/26/2026		A		7,623(1)	A	$0	80,385	D
Common Stock	03/26/2026		F		2,059	D	$26.33	78,326	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. On March 10, 2023, the reporting person was granted 6,353 shares of restricted stock which would vest on or after March 10, 2026, subject to the satisfaction of certain performance criteria. The performance criteria for the three year period ended March 10, 2026 were met and certified on March 26, 2026, resulting in the vesting of 7,623 shares (120% of payout).

	/s/ Romolo Santarosa	04/06/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)