Were Matthew Fuhr’s HAFC share disposals open-market sales?

No. The 297 and 1,193 HAFC shares shown as disposals were tax-withholding transactions at $26.33 per share. Shares were withheld to satisfy tax obligations upon vesting, rather than sold in open-market trades initiated by Fuhr.

Hanmi Financial (HAFC) CCO reports restricted stock vesting and tax withholding

Filing Impact

(Neutral)

Filing Sentiment

(Neutral)

Form Type

4/A

Rhea-AI Filing Summary

Hanmi Financial Corp Chief Credit Officer Matthew Fuhr reported compensation-related stock activity. On March 26, 2026, 3,697 shares of restricted stock vested after performance criteria for the three-year period ended March 10, 2026 were certified at 120% of payout, following an original grant of 3,081 shares on March 10, 2023.

To cover tax obligations, 297 and 1,193 shares were disposed of through tax-withholding transactions at $26.33 per share, rather than open-market sales. After these transactions, Fuhr directly holds 37,794 shares of Hanmi Financial common stock.

Insider Trade Summary

3 transactions reported

Mixed 3 txns

Insider Fuhr Matthew

Role Chief Credit Officer

Type	Security	Shares	Price	Value
Tax Withholding	Common Stock	297	$26.33	$8K
Grant/Award	Common Stock	3,697	$0.00	--
Tax Withholding	Common Stock	1,193	$26.33	$31K

Holdings After Transaction: Common Stock — 35,290 shares (Direct)

Footnotes (1)

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Key Figures

Restricted stock original grant: 3,081 shares Restricted stock vested: 3,697 shares Performance payout level: 120% +3 more

6 metrics

Restricted stock original grant 3,081 shares Granted on March 10, 2023, subject to three-year performance criteria

Restricted stock vested 3,697 shares Vested on March 26, 2026 after performance for three-year period ended March 10, 2026

Performance payout level 120% Payout vs. original restricted stock grant after performance certification

Tax-withholding shares 1,490 shares Shares withheld to satisfy tax obligations on March 26, 2026

Tax-withholding price $26.33 per share Price used for 297- and 1,193-share tax-withholding dispositions

Post-transaction holdings 37,794 shares Common stock directly held by Matthew Fuhr after reported transactions

Key Terms

restricted stock, performance criteria, tax-withholding disposition, grant/award acquisition, +1 more

5 terms

restricted stock financial

"the reporting person was granted 3,081 shares of restricted stock which would vest"

Shares granted to an individual that carry limits on transfer or sale until certain conditions are met, such as staying with the company for a set time or hitting performance targets. Think of them as a locked gift that gradually opens; for investors they matter because they affect how many shares may enter the market later, signal management incentives and potential dilution, and reveal confidence in future company performance.

performance criteria financial

"subject to the satisfaction of certain performance criteria. The performance criteria for the three year period"

tax-withholding disposition financial

"transaction_action": "tax-withholding disposition","transaction_code_description": "Payment of exercise price or tax liability"

A tax-withholding disposition is an event or transaction—such as selling or transferring securities, exercising options, or receiving compensation—that triggers a requirement to hold back part of the payment and remit it to tax authorities. It matters to investors because it reduces the cash they receive immediately and can change the timing and amount of taxable income, like a cashier taking a portion of your sale proceeds to pay taxes before you get the rest.

grant/award acquisition financial

"transaction_action": "grant/award acquisition","transaction_code_description": "Grant, award, or other acquisition"

total_shares_following_transaction financial

""total_shares_following_transaction": "37794.0000","direct_or_indirect": "D""

Form 4 Insider Transactions: What Each Field Means →

04/06/2026 - 05:04 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Fuhr Matthew

(Last)

(First)

(Middle)

900 WILSHIRE BLVD., SUITE 1250

(Street)

LOS ANGELES

CALIFORNIA

90017

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
HANMI FINANCIAL CORP [ HAFC ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	Chief Credit Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
03/26/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)
03/30/2026

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	03/26/2026		F		297	D	$26.33	35,290	D
Common Stock	03/26/2026		A		3,697⁽¹⁾	A	$0	38,987	D
Common Stock	03/26/2026		F		1,193	D	$26.33	37,794	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

1. On March 10, 2023, the reporting person was granted 3,081 shares of restricted stock which would vest on or after March 10, 2026, subject to the satisfaction of certain performance criteria. The performance criteria for the three year period ended March 10, 2026 were met and certified on March 26, 2026, resulting in the vesting of 3,697 shares (120% of payout).

	/s/ Matthew Fuhr	04/06/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider stock transactions did HAFC Chief Credit Officer Matthew Fuhr report?

Matthew Fuhr reported vesting of 3,697 restricted shares and two tax-withholding dispositions totaling 1,490 shares at $26.33 per share. These events reflect compensation and tax settlement activity, not open-market buying or selling of Hanmi Financial Corp stock.

How many Hanmi Financial (HAFC) shares does Matthew Fuhr now hold?

Following the March 26, 2026 vesting and tax-withholding transactions, Matthew Fuhr directly holds 37,794 shares of Hanmi Financial Corp common stock. This figure reflects his updated equity position after the reported compensation-related activity.

What performance criteria affected Matthew Fuhr’s HAFC restricted stock vesting?

Fuhr’s award was 3,081 restricted shares granted March 10, 2023, subject to three-year performance criteria through March 10, 2026. Those criteria were met and certified March 26, 2026, resulting in vesting of 3,697 shares, representing a 120% payout relative to the original grant.

Is the Form 4/A for HAFC indicating a new stock option exercise by Matthew Fuhr?

No. The Form 4/A reflects restricted stock vesting and related tax-withholding dispositions, not an option exercise. The transactions are coded as an award acquisition and tax-withholding dispositions tied to previously granted performance-based restricted stock.

How many HAFC shares were withheld for taxes in Matthew Fuhr’s filing?

A total of 1,490 HAFC shares were withheld for taxes, through two tax-withholding dispositions of 297 and 1,193 shares at $26.33 per share. These transactions settled tax liabilities associated with the vesting of performance-based restricted stock.