Hanmi Financial CCO reports RSU vesting, tax share swaps

Hanmi Financial Corp’s Chief Credit Officer Matthew Fuhr reported equity compensation activity involving the company’s common stock.

Rhea-AI Filing Summary

Hanmi Financial Corp’s Chief Credit Officer Matthew Fuhr reported equity compensation activity involving the company’s common stock. On March 26, 2026, 3,697 shares of restricted stock vested following achievement of performance criteria for the three-year period ended March 10, 2026, representing a 120% payout of the original grant.

As part of this vesting, a total of 1,291 shares were disposed of at $26.33 per share to cover tax obligations, while the remaining shares from the award were retained. After these transactions, Fuhr directly held 37,993 shares of Hanmi Financial common stock.

Insider Trade Summary

3 transactions reported

Mixed 3 txns

Insider Fuhr Matthew

Role Chief Credit Officer

Type	Security	Shares	Price	Value
Exercise Price or Tax Liability	Common Stock	297	$26.33	$8K
Grant/Award	Common Stock	3,697	$0.00	$0.00
Exercise Price or Tax Liability	Common Stock	994	$26.33	$26K

Holdings After Transaction: Common Stock — 37,993 shares (Direct)

Footnotes (1)

1. F1. On March 10, 2023, the reporting person was granted 3,081 shares of restricted stock which would vest on or after March 10, 2026, subject to the satisfaction of certain performance criteria. The performance criteria for the three year period ended March 10, 2026 were met and certified on March 26, 2026, resulting in the vesting of 3,697 shares (120% of payout).

Key Figures

Restricted stock vested: 3,697 shares Original restricted stock grant: 3,081 shares Tax-withholding shares: 1,291 shares +3 more

6 metrics

Restricted stock vested 3,697 shares Performance-based restricted stock vesting certified on March 26, 2026

Original restricted stock grant 3,081 shares Granted March 10, 2023, subject to three-year performance criteria

Tax-withholding shares 1,291 shares Shares delivered to satisfy tax liabilities at vesting

Tax-withholding price $26.33 per share Value used for tax-withholding dispositions on March 26, 2026

Net shares from award 2,406 shares Vested 3,697 less 1,291 shares withheld for taxes

Shares held after transactions 37,993 shares Direct ownership of Hanmi Financial common stock after March 26, 2026 events

Key Terms

restricted stock, performance criteria, tax-withholding disposition, grant, award, or other acquisition, +1 more

5 terms

restricted stock financial

"the reporting person was granted 3,081 shares of restricted stock which would vest"

Shares granted to an individual that carry limits on transfer or sale until certain conditions are met, such as staying with the company for a set time or hitting performance targets. Think of them as a locked gift that gradually opens; for investors they matter because they affect how many shares may enter the market later, signal management incentives and potential dilution, and reveal confidence in future company performance.

performance criteria financial

"subject to the satisfaction of certain performance criteria. The performance criteria for the three year period"

tax-withholding disposition financial

"transaction_action": "tax-withholding disposition""

A tax-withholding disposition is an event or transaction—such as selling or transferring securities, exercising options, or receiving compensation—that triggers a requirement to hold back part of the payment and remit it to tax authorities. It matters to investors because it reduces the cash they receive immediately and can change the timing and amount of taxable income, like a cashier taking a portion of your sale proceeds to pay taxes before you get the rest.

grant, award, or other acquisition financial

"transaction_code_description": "Grant, award, or other acquisition""

Chief Credit Officer financial

""officer_title": "Chief Credit Officer""

FAQ

What insider transactions did HAFC’s Chief Credit Officer report on March 26, 2026?

On March 26, 2026, Hanmi Financial’s Chief Credit Officer Matthew Fuhr reported the vesting of 3,697 restricted stock shares and tax-related dispositions of 1,291 shares, resulting in a net increase in directly held common shares and updated ownership of 37,993 shares.

Were Matthew Fuhr’s HAFC share dispositions open-market sales?

The dispositions were not open-market sales. They were coded as tax-withholding transactions, meaning 1,291 shares of Hanmi Financial common stock were delivered at $26.33 per share to satisfy tax liabilities arising from the vesting of restricted stock, rather than discretionary market sales.

How many Hanmi Financial (HAFC) shares does Matthew Fuhr hold after these Form 4 transactions?

Following the reported March 26, 2026 transactions, Chief Credit Officer Matthew Fuhr directly holds 37,993 shares of Hanmi Financial common stock. This figure reflects the vesting of restricted stock, net of shares withheld to cover related tax obligations on the award.

What performance conditions affected Matthew Fuhr’s restricted stock vesting at Hanmi Financial (HAFC)?

The footnote explains that 3,081 restricted shares granted on March 10, 2023 would vest based on performance over three years. For the period ending March 10, 2026, performance criteria were met and certified, producing a 120% payout and vesting of 3,697 Hanmi Financial shares.

What do the Form 4 codes A and F mean in HAFC’s insider filing for Matthew Fuhr?

Code A reflects a grant or award acquisition, here the vesting of 3,697 restricted stock shares at no purchase price. Code F denotes tax-withholding dispositions, where 1,291 shares at $26.33 per share were surrendered to cover tax liabilities related to that vesting event.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 03/30/2026 - 06:54 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Fuhr Matthew

(Last) (First) (Middle)

900 WILSHIRE BLVD., SUITE 1250

(Street)

LOS ANGELES CALIFORNIA 90017

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
HANMI FINANCIAL CORP [ HAFC ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Credit Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
03/26/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	03/26/2026		F		297	D	$26.33	35,290	D
Common Stock	03/26/2026		A		3,697(1)	A	$0	38,987	D
Common Stock	03/26/2026		F		994	D	$26.33	37,993	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. On March 10, 2023, the reporting person was granted 3,081 shares of restricted stock which would vest on or after March 10, 2026, subject to the satisfaction of certain performance criteria. The performance criteria for the three year period ended March 10, 2026 were met and certified on March 26, 2026, resulting in the vesting of 3,697 shares (120% of payout).

	/s/ Matthew Fuhr	03/30/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)